United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-07-26 article Proposed Rules D09002ee1c7ff8ca1 D09002ee1c7ff8d34 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency United States Securities and Exchange Commission originator org United States Government Agency or Subagency Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC and, together with the CFTC, the Commissions) jointly to study and then report to Congress on swap regulation and clearinghouse regulation in the United States, Asia, and Europe and to identify areas of regulation that are similar and other areas of regulation that could be harmonized. The report also must identify major dealers, exchanges, clearinghouses, clearing members, and regulators in each geographic area and describe the major contracts (including trading volumes, clearing volumes, and notional values), methods for clearing swaps, and the systems used for setting margin in each geographic area. In connection with the study and report, the CFTC and SEC are issuing this request for information through public comment. 76 FR 44508 https://www.govinfo.gov/app/details/FR-2011-07-26/2011-18763 2011-18763 fr26jy11-22 8011-01-P; 6351-01-P Release No. 34-64926 File No. 4-635 https://www.govinfo.gov/app/details/FR-2011-07-26/2011-18763 https://www.govinfo.gov/content/pkg/FR-2011-07-26/html/2011-18763.htm https://www.govinfo.gov/content/pkg/FR-2011-07-26/pdf/2011-18763.pdf 4 p. 44508 44511 76 FR 44508 Title 17 Chapter 17 CFR Chapter Title 17 Chapter 17 CFR Chapter Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Federal Register Vol. 76, Issue PRORULE 2011-18763 COMMODITY FUTURES TRADING COMMISSION SECURITIES AND EXCHANGE COMMISSION 2011-09-26 Release No. 34-64926 File No. 4-635 8011-01-P; 6351-01-P 2011-18763 Request for comment.

Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC and, together with the CFTC, the Commissions) jointly to study and then report to Congress on swap regulation and clearinghouse regulation in the United States, Asia, and Europe and to identify areas of regulation that are similar and other areas of regulation that could be harmonized. The report also must identify major dealers, exchanges, clearinghouses, clearing members, and regulators in each geographic area and describe the major contracts (including trading volumes, clearing volumes, and notional values), methods for clearing swaps, and the systems used for setting margin in each geographic area. In connection with the study and report, the CFTC and SEC are issuing this request for information through public comment.

Submit comments on or before September 26, 2011. CFTC: Natalie Markman Radhakrishnan, Senior Special Counsel, 202-418-5059, nmradhakrishnan@cftc.gov, Office of International Affairs, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581; SEC: Babback Sabahi, Senior Counsel, 202-551-5398, sabahib@sec.gov, Office of International Affairs, Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549-1004. Acceptance of Public Submissions for Study on International Swap Regulation, etc. , nmradhakrishnan@cftc.gov rule-comments@sec.gov sabahib@sec.gov http://comments.cftc.gov http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2010:0484:FIN:EN:PDF http://www.bis.org/publ/cpss94.htm http://www.cftc.gov http://www.cftc.gov/LawRegulation/DoddFrankAct/index.htm http://www.sec.gov http://www.sec.gov/rules/other.shtml http://www.sec.gov/spotlight/dodd-frank.shtml Vol. 76, no. 143 Office of the Federal Register, National Archives and Records Administration 2011-07-26 continuing daily deposited born digital 311 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-07-26 P0b002ee180db04d2 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr26jy11 https://www.govinfo.gov/app/details/FR-2011-07-26 https://www.govinfo.gov/content/pkg/FR-2011-07-26/pdf/FR-2011-07-26.pdf https://www.govinfo.gov/content/pkg/FR-2011-07-26/xml/FR-2011-07-26.xml fdlp 44451 44750 DGPO 2011-07-26 2024-06-04 FR-2011-07-26 machine generated eng FR FR-2011-07-26 76 143