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2011-06-22
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Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps
Rules and Regulations
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D09002ee1bdd05a8a
United States
Securities and Exchange Commission
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org
United States Government Agency or Subagency
The Securities and Exchange Commission (``Commission'') is issuing an exemptive order granting temporary exemptive relief and other temporary relief from compliance with certain provisions of the Securities Exchange Act of 1934 (``Exchange Act'') concerning security- based swaps. The Commission also is providing guidance regarding compliance with other provisions of the Exchange Act concerning security-based swaps that were amended or added by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act'') and requesting comments on such guidance and the temporary relief granted.
76 FR 36287
https://www.govinfo.gov/app/details/FR-2011-06-22/2011-15432
2011-15432
fr22jn11-5
8011-01-P
Release No. 34-64678
File No. S7-24-11
https://www.govinfo.gov/app/details/FR-2011-06-22/2011-15432
https://www.govinfo.gov/content/pkg/FR-2011-06-22/html/2011-15432.htm
https://www.govinfo.gov/content/pkg/FR-2011-06-22/pdf/2011-15432.pdf
21 p.
36287
36307
76 FR 36287
Code of Federal Regulations
Title 17 Part 240
17 CFR Part 240
Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps; Federal Register Vol. 76, Issue
RULE
2011-15432
SECURITIES AND EXCHANGE COMMISSION
2011-06-15
2011-07-06
Release No. 34-64678
File No. S7-24-11
8011-01-P
2011-15432
Exemptive order.
The Securities and Exchange Commission (``Commission'') is issuing an exemptive order granting temporary exemptive relief and other temporary relief from compliance with certain provisions of the Securities Exchange Act of 1934 (``Exchange Act'') concerning security- based swaps. The Commission also is providing guidance regarding compliance with other provisions of the Exchange Act concerning security-based swaps that were amended or added by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act'') and requesting comments on such guidance and the temporary relief granted.
This exemptive order is effective June 15, 2011. Comments must be received on or before July 6, 2011.
Jack Habert, Attorney Fellow, at (202) 551-5063; Leah Drennan, Attorney-Adviser, at (202) 551-5507; or Ann McKeehan, Attorney-Adviser, at (202) 551-5797, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.
Exemptive Orders:
Temporary Exemptions and Other Temporary Relief Applicable to Security-Based Swaps
,
rule-comments@sec.gov
http://www.bis.org/publ/otc_hy1011.pdf
http://www.regulations.gov
http://www.sec.gov/news/press/2011/2011-125.htm
http://www.sec.gov/rules/final/2011/34-64628.pdf
http://www.sec.gov/rules/interp.shtml
http://www.sec/gov/rules/proposed.shtml
Federal Register
Vol. 76, no. 120
Office of the Federal Register, National Archives and Records Administration
2011-06-22
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https://www.govinfo.gov/app/details/FR-2011-06-22
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https://www.govinfo.gov/app/details/FR-2011-06-22
https://www.govinfo.gov/content/pkg/FR-2011-06-22/pdf/FR-2011-06-22.pdf
https://www.govinfo.gov/content/pkg/FR-2011-06-22/xml/FR-2011-06-22.xml
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2011-06-22
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