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Regulatory Information
2011_register
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2011-06-17
article
Delegation of Authority to the Director of Its Division of Enforcement
Rules and Regulations
D09002ee1bdd065ec
D09002ee1bdd0667e
United States
Securities and Exchange Commission
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United States Government Agency or Subagency
The Securities and Exchange Commission (``Commission'') is amending its rules to delegate authority to the Director of the Division of Enforcement (``Division'') to issue witness immunity orders to compel individuals to give testimony or provide other information. This delegation is intended to conserve Commission resources, enhance the Division's ability to detect violations of the Federal securities laws, increase the effectiveness and efficiency of the Division's investigations, and improve the success of the Commission's enforcement actions.
76 FR 35348
https://www.govinfo.gov/app/details/FR-2011-06-17/2011-15030
2011-15030
fr17jn11-13
8011-01-P
Release No. 34-64649
https://www.govinfo.gov/app/details/FR-2011-06-17/2011-15030
https://www.govinfo.gov/content/pkg/FR-2011-06-17/html/2011-15030.htm
https://www.govinfo.gov/content/pkg/FR-2011-06-17/pdf/2011-15030.pdf
Administrative Practice and Procedure
Authority Delegations (Government Agencies)
2 p.
35348
35349
76 FR 35348
Code of Federal Regulations
Title 17 Part 200
17 CFR Part 200
Delegation of Authority to the Director of Its Division of Enforcement; Federal Register Vol. 76, Issue
RULE
2011-15030
SECURITIES AND EXCHANGE COMMISSION
2011-06-17
Release No. 34-64649
8011-01-P
2011-15030
Final rule.
The Securities and Exchange Commission (``Commission'') is amending its rules to delegate authority to the Director of the Division of Enforcement (``Division'') to issue witness immunity orders to compel individuals to give testimony or provide other information. This delegation is intended to conserve Commission resources, enhance the Division's ability to detect violations of the Federal securities laws, increase the effectiveness and efficiency of the Division's investigations, and improve the success of the Commission's enforcement actions.
Effective Date: June 17, 2011.
Samuel Waldon, Assistant Chief Counsel, (202) 551-4710.
Administrative Practice and Procedure
Authority Delegations (Government Agencies)
Delegation of Authority to the Director of Division of Enforcement
,
Federal Register
Vol. 76, no. 117
Office of the Federal Register, National Archives and Records Administration
2011-06-17
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419 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2011-06-17
P0b002ee180d72c9b
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr17jn11
https://www.govinfo.gov/app/details/FR-2011-06-17
https://www.govinfo.gov/content/pkg/FR-2011-06-17/pdf/FR-2011-06-17.pdf
https://www.govinfo.gov/content/pkg/FR-2011-06-17/xml/FR-2011-06-17.xml
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2011-06-17
2023-05-01
FR-2011-06-17
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FR
FR-2011-06-17
76
117