United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-06-15 article Notices D09002ee1c7ffc7ca D09002ee1c7ffc853 United States Securities and Exchange Commission originator org United States Government Agency or Subagency Summary of Application: Applicants request an order that permits: (a) Certain open-end management investment companies or series thereof to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares. 76 FR 35055 https://www.govinfo.gov/app/details/FR-2011-06-15/2011-14843 2011-14843 fr15jn11-114 8011-01-P Investment Company Act Release No. 29692 812-13818 https://www.govinfo.gov/app/details/FR-2011-06-15/2011-14843 https://www.govinfo.gov/content/pkg/FR-2011-06-15/html/2011-14843.htm https://www.govinfo.gov/content/pkg/FR-2011-06-15/pdf/2011-14843.pdf 8 p. 35055 35062 76 FR 35055 Precidian ETFs Trust, et al.; Notice of Application; Federal Register Vol. 76, Issue NOTICE 2011-14843 SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 29692 812-13818 8011-01-P 2011-14843 Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 ("Act") for an exemption from sections 2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and rule 22c-1 under the Act, and under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and (2) of the Act, and under section 12(d)(1)(J) for an exemption from sections 12(d)(1)(A) and (B) of the Act.

Summary of Application: Applicants request an order that permits: (a) Certain open-end management investment companies or series thereof to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares.

Filing Dates: The application was filed on September 1, 2010, and amended on February 17, 2011, and June 3, 2011. Emerson S. Davis, Senior Counsel, at (202) 551-6868 or Janet M. Grossnickle, Assistant Director, at (202) 551-6821 (Division of Investment Management, Office of Investment Company Regulation). Applications: Precidian ETFs Trust, et al. , http://www.sec.gov/search/search.htm Vol. 76, no. 115 Office of the Federal Register, National Archives and Records Administration 2011-06-15 continuing daily deposited born digital 262 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-06-15 P0b002ee180d6f345 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr15jn11 https://www.govinfo.gov/app/details/FR-2011-06-15 https://www.govinfo.gov/content/pkg/FR-2011-06-15/pdf/FR-2011-06-15.pdf https://www.govinfo.gov/content/pkg/FR-2011-06-15/xml/FR-2011-06-15.xml fdlp 34845 35094 DGPO 2011-06-15 2024-06-04 FR-2011-06-15 machine generated eng FR FR-2011-06-15 76 115