United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-03-16 article Part II Proposed Rules D09002ee1c800325b D09002ee1c800332c United States Securities and Exchange Commission originator org United States Government Agency or Subagency In accordance with Section 763 of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), Section 805 of Title VIII ("Title VIII") of the Dodd-Frank Act, and Section 17A of the Securities Exchange Act of 1934 ("Exchange Act"), the Securities and Exchange Commission ("SEC" or "Commission") is proposing rules regarding registration of clearing agencies and standards for the operation and governance of clearing agencies. The proposed rules are designed to enhance the regulatory framework for the supervision of clearing agencies. 76 FR 14472 https://www.govinfo.gov/app/details/FR-2011-03-16/2011-5182 2011-5182 fr16mr11-37 RIN 3235-AL13 8011-01-P Release No. 34-64017 File No. S7-08-11 https://www.govinfo.gov/app/details/FR-2011-03-16/2011-5182 https://www.govinfo.gov/content/pkg/FR-2011-03-16/html/2011-5182.htm https://www.govinfo.gov/content/pkg/FR-2011-03-16/pdf/2011-5182.pdf Reporting and Recordkeeping Requirements Securities 68 p. 14472 14539 76 FR 14472 Title 17 Part 240 17 CFR Part 240 RIN 3235-AL13 Clearing Agency Standards for Operation and Governance; Federal Register Vol. 76, Issue PRORULE 2011-5182 II SECURITIES AND EXCHANGE COMMISSION 2011-04-29 Release No. 34-64017 File No. S7-08-11 8011-01-P 2011-5182 Proposed rule.

In accordance with Section 763 of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), Section 805 of Title VIII ("Title VIII") of the Dodd-Frank Act, and Section 17A of the Securities Exchange Act of 1934 ("Exchange Act"), the Securities and Exchange Commission ("SEC" or "Commission") is proposing rules regarding registration of clearing agencies and standards for the operation and governance of clearing agencies. The proposed rules are designed to enhance the regulatory framework for the supervision of clearing agencies.

Comments should be submitted on or before April 29, 2011. Jeffrey Mooney, Assistant Director; Peter Curley, Attorney Fellow; Andrew Blake, Special Counsel; Michael Milone, Special Counsel; Alison Duncan, Attorney-Adviser; Marta Chaffee, Branch Chief; and Andrew Bernstein, Attorney-Adviser, Office of Clearance and Settlement, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010 at (202) 551-5710. Reporting and Recordkeeping Requirements Securities Clearing Agency Standards for Operation and Governance , rule-comments@sec.gov http://www.bis.org/publ/cpss06.pdf http://www.bis.org/publ/cpss46.htm http://www.bis.org/publ/cpss64.htm http://www.dtcc.com/legal/compliance/assessments.php http://www.Financialstabilityboard.org/publications/r_101025.pdf http://www.imf.org/external/pubs/ft/scr/2010/cr10128.pdf http://www.imf.org/external/pubs/ft/scr/2010/cr10129.pdf http://www.regulations.gov http://www.sec.gov/news/studies/34-47638.htm http://www.sec.gov/rules/proposed.shtml http://www.stanford.edu/∼duffie/DuffieZhu.pdf https://www.theice.com/marketdata/reports/ReportCenter.shtml Vol. 76, no. 51 Office of the Federal Register, National Archives and Records Administration 2011-03-16 continuing daily deposited born digital 315 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-03-16 P0b002ee180c3372b 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr16mr11 https://www.govinfo.gov/app/details/FR-2011-03-16 https://www.govinfo.gov/content/pkg/FR-2011-03-16/pdf/FR-2011-03-16.pdf https://www.govinfo.gov/content/pkg/FR-2011-03-16/xml/FR-2011-03-16.xml fdlp 14269 14574 DGPO 2011-03-16 2024-06-04 FR-2011-03-16 machine generated eng FR FR-2011-03-16 76 51