United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-01-26 article Rules and Regulations D09002ee1c8006a1e D09002ee1c8006b66 United States Securities and Exchange Commission originator org United States Government Agency or Subagency Pursuant to Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act,\1\ we are adopting new rules related to representations and warranties in asset-backed securities offerings. The final rules require securitizers of asset-backed securities to disclose fulfilled and unfulfilled repurchase requests. Our rules also require nationally recognized statistical rating organizations to include information regarding the representations, warranties and enforcement mechanisms available to investors in an asset-backed securities offering in any report accompanying a credit rating issued in connection with such offering, including a preliminary credit rating. --------------------------------------------------------------------------- 76 FR 4489 https://www.govinfo.gov/app/details/FR-2011-01-26/2011-1504 2011-1504 fr26ja11-1 RIN 3235-AK75 8011-01-P Release Nos. 33-9175 34-63741 File No. S7-24-10 https://www.govinfo.gov/app/details/FR-2011-01-26/2011-1504 https://www.govinfo.gov/content/pkg/FR-2011-01-26/html/2011-1504.htm https://www.govinfo.gov/content/pkg/FR-2011-01-26/pdf/2011-1504.pdf Reporting and Recordkeeping Requirements Securities 27 p. 4489 4515 76 FR 4489 Title 17 Part 229 17 CFR Part 229 Title 17 Part 232 17 CFR Part 232 Title 17 Part 240 17 CFR Part 240 Title 17 Part 249 17 CFR Part 249 RIN 3235-AK75 Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act; Federal Register Vol. 76, Issue RULE 2011-1504 SECURITIES AND EXCHANGE COMMISSION 2011-03-28 Release Nos. 33-9175 34-63741 File No. S7-24-10 8011-01-P 2011-1504 Final rule.

Pursuant to Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act,\1\ we are adopting new rules related to representations and warranties in asset-backed securities offerings. The final rules require securitizers of asset-backed securities to disclose fulfilled and unfulfilled repurchase requests. Our rules also require nationally recognized statistical rating organizations to include information regarding the representations, warranties and enforcement mechanisms available to investors in an asset-backed securities offering in any report accompanying a credit rating issued in connection with such offering, including a preliminary credit rating. ---------------------------------------------------------------------------

Effective Date: March 28, 2011. Rolaine Bancroft, Attorney-Advisor, in the Office of Rulemaking, at (202) 551-3430, Division of Corporation Finance, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-3628 or, with respect to Rule 17g-7, Joseph I. Levinson, Special Counsel, at (202) 551-5598, Division of Trading and Markets, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-3628. Reporting and Recordkeeping Requirements Securities Disclosure of Asset-Backed Securities Required by DoddFrank Act , http://sec.gov/comments/s7-24-10/s72410.shtml http://www.americansecuritization.com http://www.bloomberg.com/news/2011-01-03/banks-stocks-rise-after-bank-of-america-settles-mortgage-putback-claims.html http://www.businessweek.com/news/2010-09-13/bny-won-t-investigate-countrywide-mortgage-securities.html http://www.emma.msrb.org http://www.reuters.com/article/idUSTRE6736DZ20100804 http://www.sec.gov/news/studies/mortgagebacked.htm http://www.sec.gov/spotlight/municipalsecurities.shtml Vol. 76, no. 17 Office of the Federal Register, National Archives and Records Administration 2011-01-26 continuing daily deposited born digital 323 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-01-26 P0b002ee180bc7755 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr26ja11 https://www.govinfo.gov/app/details/FR-2011-01-26 https://www.govinfo.gov/content/pkg/FR-2011-01-26/pdf/FR-2011-01-26.pdf https://www.govinfo.gov/content/pkg/FR-2011-01-26/xml/FR-2011-01-26.xml fdlp 4489 4800 DGPO 2011-01-26 2024-06-04 FR-2011-01-26 machine generated eng FR FR-2011-01-26 76 17