United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2011_register executive 2011-01-07 article Part II Proposed Rules D09002ee1c8007e0e D09002ee1c8007ed2 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing new rules, and guidance and acceptable practices to implement the new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rules, guidance, and acceptable practices, which apply to the registration and operation of a new type of regulated entity named a swap execution facility, implement the new statutory framework that, among other things, adds a new Section 5h to the Commodity Exchange Act ("CEA") concerning the registration and operation of swap execution facilities, and new Section 2(h)(8) to the CEA concerning the listing, trading and execution of swaps on swap execution facilities. The Commission requests comment on all aspects of the proposed rules, guidance and acceptable practices. 76 FR 1214 https://www.govinfo.gov/app/details/FR-2011-01-07/2010-32358 2010-32358 fr07ja11-14 RIN 3038-AD18 6351-01-P https://www.govinfo.gov/app/details/FR-2011-01-07/2010-32358 https://www.govinfo.gov/content/pkg/FR-2011-01-07/html/2010-32358.htm https://www.govinfo.gov/content/pkg/FR-2011-01-07/pdf/2010-32358.pdf Swaps Swap Execution Facilities Registration Application Registered Entities Reporting and Recordkeeping Requirements 46 p. 1214 1259 76 FR 1214 Title 17 Part 37 17 CFR Part 37 RIN 3038-AD18 Core Principles and Other Requirements for Swap Execution Facilities; Federal Register Vol. 76, Issue PRORULE 2010-32358 II COMMODITY FUTURES TRADING COMMISSION 2011-03-08 6351-01-P 2010-32358 Notice of Proposed Rulemaking.

The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing new rules, and guidance and acceptable practices to implement the new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rules, guidance, and acceptable practices, which apply to the registration and operation of a new type of regulated entity named a swap execution facility, implement the new statutory framework that, among other things, adds a new Section 5h to the Commodity Exchange Act ("CEA") concerning the registration and operation of swap execution facilities, and new Section 2(h)(8) to the CEA concerning the listing, trading and execution of swaps on swap execution facilities. The Commission requests comment on all aspects of the proposed rules, guidance and acceptable practices.

Comments must be received on or before March 8, 2011. Riva Spear Adriance, Associate Director, 202-418-5494, radriance@cftc.gov, or Mauricio Melara, Attorney-Advisor, 202-418-5719, mmelara@cftc.gov, Division of Market Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. Swaps Swap Execution Facilities Registration Application Registered Entities Reporting and Recordkeeping Requirements Core Principles and Other Requirements for Swap Execution Facilities , DMOSubmissions@cftc.gov mmelara@cftc.gov OIRAsubmission@omb.eop.gov radriance@cftc.gov submissions@cftc.gov http://comments.cftc.gov http://www.cftc.gov http://www.cftc.gov/stellent/groups/public/@otherif/documents/ifdocs/federalregister112210d.pdf http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/federalregister120110b.pdf http://www.regulations.gov RegInfo.gov Vol. 76, no. 5 Office of the Federal Register, National Archives and Records Administration 2011-01-07 continuing daily deposited born digital 282 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2011-01-07 P0b002ee180ba8681 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr07ja11 https://www.govinfo.gov/app/details/FR-2011-01-07 https://www.govinfo.gov/content/pkg/FR-2011-01-07/pdf/FR-2011-01-07.pdf https://www.govinfo.gov/content/pkg/FR-2011-01-07/xml/FR-2011-01-07.xml fdlp 1059 1331 DGPO 2011-01-07 2024-06-04 FR-2011-01-07 machine generated eng FR FR-2011-01-07 76 5