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2010-12-10
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Security-Based Swap Data Repository Registration, Duties, and Core Principles
Part IV
Proposed Rules
D09002ee1bdd12910
D09002ee1bdd129e7
United States
Securities and Exchange Commission
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org
United States Government Agency or Subagency
In accordance with Section 763(i) of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing new rules under the Securities Exchange Act of 1934 (``Exchange Act'') governing the security-based swap data repository (``SDR'') registration process, duties, and core principles.
75 FR 77306
https://www.govinfo.gov/app/details/FR-2010-12-10/2010-29719
2010-29719
fr10de10-17
RIN 3235-AK79
8011-01-P
Release No. 34-63347
File No. S7-35-10
https://www.govinfo.gov/app/details/FR-2010-12-10/2010-29719
https://www.govinfo.gov/content/pkg/FR-2010-12-10/html/2010-29719.htm
https://www.govinfo.gov/content/pkg/FR-2010-12-10/pdf/2010-29719.pdf
Reporting and Recordkeeping Requirements
Securities
72 p.
77306
77377
75 FR 77306
Code of Federal Regulations
Title 17 Part 240
17 CFR Part 240
Code of Federal Regulations
Title 17 Part 249
17 CFR Part 249
Regulation Identification Number 3235-AK79
RIN 3235-AK79
Security-Based Swap Data Repository Registration, Duties, and Core Principles; Federal Register Vol. 75, Issue
PRORULE
2010-29719
IV
SECURITIES AND EXCHANGE COMMISSION
2011-01-24
Release No. 34-63347
File No. S7-35-10
8011-01-P
2010-29719
Proposed rule.
In accordance with Section 763(i) of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing new rules under the Securities Exchange Act of 1934 (``Exchange Act'') governing the security-based swap data repository (``SDR'') registration process, duties, and core principles.
Comments should be submitted on or before January 24, 2011.
John Ramsay, Deputy Director; Jo Anne Swindler, Assistant Director; Richard Vorosmarti, Special Counsel; Angie Le, Special Counsel; Miles Treakle, Staff Attorney; or Bradley Gude, Special Counsel, Division of Trading and Markets, at (202) 551- 5777, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549.
Reporting and Recordkeeping Requirements
Securities
Security-Based Swap Data Repository Registration, Duties, and Core Principles
,
rule-comments@sec.gov
http://ec.europa.eu/internal_market/financial-markets/docs/derivatives/20100915_proposallowbar
http://www.bis.org/press/p100512.htm
http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/derivative9sub100110-reval.pdf
http://www.cftc.gov/ucm/groups/public/@swaps/documents/file/derivative9sub100510-wt.pdf
http://www.otcdrf.org/
http://www.regulations.gov
http://www.sec.gov/about/forms/formadv.pdf
http://www.sec.gov/about/forms/formbd.pdf
http://www.sec.gov/cgi-bin/ruling-comments?ruling=df-title-vii-swap-data-repositories&rule_path=/comments/df-title-vii/swap-data-repositories&file_num=DF%20Title%20VII%20-%20Swap%20Data%20Repositories&action=Show_Form&title=Swap%20Data%20Repositories%20-%20Title%20VII%20Provisions%20of%20the%20Dodd-Frank%20Wall%20Street%20Reform%20and%20Consumer%20Protection%20Act
http://www.sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-13.pdf
http://www.sec.gov/rules/proposed.shtml
Federal Register
Vol. 75, no. 237
Office of the Federal Register, National Archives and Records Administration
2010-12-10
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Table of Contents:
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https://www.govinfo.gov/app/details/FR-2010-12-10
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0042-1219
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https://www.govinfo.gov/app/details/FR-2010-12-10
https://www.govinfo.gov/content/pkg/FR-2010-12-10/pdf/FR-2010-12-10.pdf
https://www.govinfo.gov/content/pkg/FR-2010-12-10/xml/FR-2010-12-10.xml
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