United States Government Publishing Office
publisher
pbl
distributor
dst
United States
National Archives and Records Administration
Office of the Federal Register
author
aut
Government Organization
text
government publication
eng
FR
Regulatory Information
2010_register
executive
2010-12-03
article
Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
Proposed Rules
D09002ee1bdd12e4f
D09002ee1bdd12ebe
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (the ``Commission'') hereby proposes rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''). Specifically, the proposed rules contained herein impose requirements on swap dealers (``SDs'') and major swap participants (``MSPs'') with respect to the treatment of collateral posted by their counterparties to margin, guarantee, or secure uncleared swaps. Additionally, such proposed rules ensure that, for purposes of subchapter IV of chapter 7 of the Bankruptcy Code: Securities held in a portfolio margining account that is a futures account constitute ``customer property''; and owners of such account constitute ``customers''.
75 FR 75432
https://www.govinfo.gov/app/details/FR-2010-12-03/2010-29831
2010-29831
fr03de10-14
RIN 3038-AD28
6351-01-P
https://www.govinfo.gov/app/details/FR-2010-12-03/2010-29831
https://www.govinfo.gov/content/pkg/FR-2010-12-03/html/2010-29831.htm
https://www.govinfo.gov/content/pkg/FR-2010-12-03/pdf/2010-29831.pdf
Bankruptcy
Brokers
Commodity Futures
Consumer Protection
Reporting and Recordkeeping Requirements
Swaps
8 p.
75432
75439
75 FR 75432
Code of Federal Regulations
Title 17 Part 190
17 CFR Part 190
Code of Federal Regulations
Title 17 Part 23
17 CFR Part 23
Regulation Identification Number 3038-AD28
RIN 3038-AD28
Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy; Federal Register Vol. 75, Issue
PRORULE
2010-29831
COMMODITY FUTURES TRADING COMMISSION
2011-02-01
6351-01-P
2010-29831
Notice of proposed rulemaking.
The Commodity Futures Trading Commission (the ``Commission'') hereby proposes rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''). Specifically, the proposed rules contained herein impose requirements on swap dealers (``SDs'') and major swap participants (``MSPs'') with respect to the treatment of collateral posted by their counterparties to margin, guarantee, or secure uncleared swaps. Additionally, such proposed rules ensure that, for purposes of subchapter IV of chapter 7 of the Bankruptcy Code: Securities held in a portfolio margining account that is a futures account constitute ``customer property''; and owners of such account constitute ``customers''.
Submit comments on or before February 1, 2011.
Robert B. Wasserman, Associate Director, Division of Clearing and Intermediary Oversight (DCIO), at 202-418-5092 or rwasserman@cftc.gov; Martin White, Assistant General Counsel, at 202-418-5129 or mwhite@cftc.gov; Nancy Liao Schnabel, Special Counsel, DCIO, at 202-418-5344 or nschnabel@cftc.gov; in each case, also at the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.
Bankruptcy
Brokers
Commodity Futures
Consumer Protection
Reporting and Recordkeeping Requirements
Swaps
Protection of Collateral of Counterparties to Uncleared Swaps:
Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
,
mwhite@cftc.gov
nschnabel@cftc.gov
OIRAsubmissions@omb.eop.gov
rwasserman@cftc.gov
http://comments.cftc.gov
http://www.cftc.gov
Http://Www.Cftc.Gov/Lawregulation/Otcderivatives/OTC_2_Definitions.Html
http://www.regulations.gov
RegInfo.gov
Federal Register
Vol. 75, no. 232
Office of the Federal Register, National Archives and Records Administration
2010-12-03
continuing
daily
deposited
born digital
266 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2010-12-03
P0b002ee180b6ab48
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr03de10
https://www.govinfo.gov/app/details/FR-2010-12-03
https://www.govinfo.gov/content/pkg/FR-2010-12-03/pdf/FR-2010-12-03.pdf
https://www.govinfo.gov/content/pkg/FR-2010-12-03/xml/FR-2010-12-03.xml
fdlp
75363
75618
DGPO
2010-12-03
2023-05-01
FR-2010-12-03
machine generated
eng
FR
FR-2010-12-03
75
232