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2010-07-15
article
Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure
Part III
Rules and Regulations
D09002ee1bdd1ab45
D09002ee1bdd1ac3e
United States
Department of Labor
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org
United States Government Agency or Subagency
United States
Employee Benefits Security Administration
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org
United States Government Agency or Subagency
This document contains an interim final regulation under the Employee Retirement Income Security Act of 1974 (ERISA or the Act) requiring that certain service providers to employee pension benefit plans disclose information to assist plan fiduciaries in assessing the reasonableness of contracts or arrangements, including the reasonableness of the service providers' compensation and potential conflicts of interest that may affect the service providers' performance. These disclosure requirements are established as part of a statutory exemption from ERISA's prohibited transaction provisions. This regulation will affect employee pension benefit plan sponsors and fiduciaries and certain service providers to such plans. Interested persons are invited to submit comments on the interim final regulation for consideration by the Department of Labor.
75 FR 41600
https://www.govinfo.gov/app/details/FR-2010-07-16/2010-16768
2010-16768
FR16JY10-11
RIN 1210-AB08
4510-29-P
https://www.govinfo.gov/app/details/FR-2010-07-16/2010-16768
https://www.govinfo.gov/content/pkg/FR-2010-07-16/html/2010-16768.htm
https://www.govinfo.gov/content/pkg/FR-2010-07-16/pdf/2010-16768.pdf
Employee Benefit Plans
Exemptions
Fiduciaries
Investments
Pensions
Prohibited Transactions
Reporting and Recordkeeping Requirements
Securities
39 p.
41600
41638
75 FR 41600
Code of Federal Regulations
Title 29 Part 2550
29 CFR Part 2550
Regulation Identification Number 1210-AB08
RIN 1210-AB08
Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure; Federal Register Vol. 75, Issue
RULE
2010-16768
III
DEPARTMENT OF LABOR
Employee Benefits Security Administration
2011-07-16
4510-29-P
2010-16768
Interim final rule with request for comments.
This document contains an interim final regulation under the Employee Retirement Income Security Act of 1974 (ERISA or the Act) requiring that certain service providers to employee pension benefit plans disclose information to assist plan fiduciaries in assessing the reasonableness of contracts or arrangements, including the reasonableness of the service providers' compensation and potential conflicts of interest that may affect the service providers' performance. These disclosure requirements are established as part of a statutory exemption from ERISA's prohibited transaction provisions. This regulation will affect employee pension benefit plan sponsors and fiduciaries and certain service providers to such plans. Interested persons are invited to submit comments on the interim final regulation for consideration by the Department of Labor.
Effective date. This interim final rule is effective on July 16, 2011.
For further information on the interim final regulation, contact Allison Wielobob or Fil Williams, Office of Regulations and Interpretations, Employee Benefits Security Administration, (202) 693-8510. This is not a toll-free number.
Employee Benefit Plans
Exemptions
Fiduciaries
Investments
Pensions
Prohibited Transactions
Reporting and Recordkeeping Requirements
Securities
Reasonable Contract or Arrangement Under Section 408(b)(2):
Fee Disclosure
,
e-ORI@dol.gov
OE-DelinquentSPnotice@dol.gov
http://thefloat.typepad.com/the_float/files/2004_zag_study_on_mutual_fund_trading_costs.pdf
http://www.ceibs.edu/faculty/zxinge/brokerrole-zhao.pdf
http://www.dol.gov/ebsa
http://www.dol.gov/ebsa/DelinquentServiceProviderDisclosureNotice.doc
http://www.dol.gov/ebsa/faqs/faq-sch-C-supplement.html
http://www.dol.gov/ebsa/faqs/faq_scheduleC.html
http://www.dol.gov/ebsa/newsroom/fs053105.html
http://www.dol.gov/ebsa/publications/AC_111804_report.html
http://www.dol.gov/ebsa/publications/undrstndgrtrmnt.html
http://www.dol.gov/ebsa/regs/cmt-408
http://www.gao.gov/new.items/d0721.pdf
http://www.gao.gov/new.items/d07530t.pdf
http://www.gao.gov/new.items/d07703.pdf
http://www.RegInfo.gov
http://www.regulations.gov
http://www.whitehouse.gov/omb/circulars/a004/a-4.pdf
Federal Register
Vol. 75, no. 136
Office of the Federal Register, National Archives and Records Administration
2010-07-16
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332 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2010-07-16
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0042-1219
0364-1406
769-004-00000-9
000582072
f:FR16JY10
https://www.govinfo.gov/app/details/FR-2010-07-16
https://www.govinfo.gov/content/pkg/FR-2010-07-16/pdf/FR-2010-07-16.pdf
https://www.govinfo.gov/content/pkg/FR-2010-07-16/xml/FR-2010-07-16.xml
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2010-07-15
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FR-2010-07-16
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