United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2010_register executive 2010-06-25 article Notices D09002ee1c801910d D09002ee1c8019195 United States Department of the Treasury originator org United States Government Agency or Subagency United States Office of the Comptroller of the Currency originator org United States Government Agency or Subagency United States Federal Reserve System originator org United States Government Agency or Subagency United States Federal Deposit Insurance Corporation originator org United States Government Agency or Subagency United States Department of the Treasury originator org United States Government Agency or Subagency United States Office of Thrift Supervision originator org United States Government Agency or Subagency The OCC, Board, FDIC and OTS (collectively, the Agencies) are adopting final guidance designed to help ensure that incentive compensation policies at banking organizations do not encourage imprudent risk-taking and are consistent with the safety and soundness of the organization. 75 FR 36395 https://www.govinfo.gov/app/details/FR-2010-06-25/2010-15435 2010-15435 FR25JN10-64 6210-01-P 4810-33-P 6714-01-P 6720-01-P Docket ID OCC-2010-0013 Docket No. OP-1374 Docket ID OTS-2010-0020 https://www.govinfo.gov/app/details/FR-2010-06-25/2010-15435 https://www.govinfo.gov/content/pkg/FR-2010-06-25/html/2010-15435.htm https://www.govinfo.gov/content/pkg/FR-2010-06-25/pdf/2010-15435.pdf 20 p. 36395 36414 75 FR 36395 Guidance on Sound Incentive Compensation Policies; Federal Register Vol. 75, Issue NOTICE 2010-15435 DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency FEDERAL RESERVE SYSTEM FEDERAL DEPOSIT INSURANCE CORPORATION DEPARTMENT OF THE TREASURY Office of Thrift Supervision 2010-06-25 Docket ID OCC-2010-0013 Docket No. OP-1374 Docket ID OTS-2010-0020 6210-01-P 4810-33-P 6714-01-P 6720-01-P 2010-15435 Final guidance.

The OCC, Board, FDIC and OTS (collectively, the Agencies) are adopting final guidance designed to help ensure that incentive compensation policies at banking organizations do not encourage imprudent risk-taking and are consistent with the safety and soundness of the organization.

Effective Date: The guidance is effective on June 25, 2010. OCC: Karen M. Kwilosz, Director, Operational Risk Policy, (202) 874-9457, or Reggy Robinson, Policy Analyst, Operational Risk Policy, (202) 874-4438. Guidance on Sound Incentive Compensation Policies , comments@fdic.gov infocollection.comments@ots.treas.gov public.info@ots.treas.gov regs.comments@occ.treas.gov http://www.FDIC.gov/regulations/laws/federal/propose.html http://www.financialstabilityboard.org/publications/r_0904b.pdf http://www.financialstabilityboard.org/publications/r_090925c.pdf http://www.newyorkfed.org/newsevents/news/banking/2009/ma091021.html http://www.oliverwyman.com/ow/pdf_files/OW_En_FS_Publ_2009_CompensationInFS.pdf http://www.ots.treas.gov http://www.ubs.com/1/ShowMedia/investors/agm?contentId=140333&name=080418ShareholderReport.pdf public.info Vol. 75, no. 122 Office of the Federal Register, National Archives and Records Administration 2010-06-25 continuing daily deposited born digital 258 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2010-06-25 P0b002ee180273057 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:FR25JN10 https://www.govinfo.gov/app/details/FR-2010-06-25 https://www.govinfo.gov/content/pkg/FR-2010-06-25/pdf/FR-2010-06-25.pdf https://www.govinfo.gov/content/pkg/FR-2010-06-25/xml/FR-2010-06-25.xml fdlp 36257 36503 DGPO 2010-06-25 2024-06-04 FR-2010-06-25 machine generated eng FR FR-2010-06-25 75 122