United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2009_register executive 2010-09-23 article Rules and Regulations D09002ee1c8072ae0 D09002ee1c8072d20 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations applicable to the filing of Disclosure Documents by commodity pool operators (CPOs) and commodity trading advisors (CTAs) with the National Futures Association (NFA). In response to a petition from NFA, the CFTC is requiring that CPOs and CTAs be required to file their Disclosure Documents electronically with NFA (Amendments). 74 FR 9568 https://www.govinfo.gov/app/details/FR-2009-03-05/E9-4740 E9-4740 FR05MR09-3 6351-01-P https://www.govinfo.gov/app/details/FR-2009-03-05/E9-4740 https://www.govinfo.gov/content/pkg/FR-2009-03-05/html/E9-4740.htm https://www.govinfo.gov/content/pkg/FR-2009-03-05/pdf/E9-4740.pdf Advertising Brokers Commodity Futures Commodity Pool Operators Commodity Trading Advisors Consumer Protection Reporting and Recordkeeping Requirements 3 p. 9568 9570 74 FR 9568 Title 17 Part 4 17 CFR Part 4 Electronic Filing of Disclosure Documents; Federal Register Vol. 74, Issue RULE E9-4740 COMMODITY FUTURES TRADING COMMISSION 2009-04-06 6351-01-P E9-4740 Final rule.

The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations applicable to the filing of Disclosure Documents by commodity pool operators (CPOs) and commodity trading advisors (CTAs) with the National Futures Association (NFA). In response to a petition from NFA, the CFTC is requiring that CPOs and CTAs be required to file their Disclosure Documents electronically with NFA (Amendments).

Effective Date: April 6, 2009. Barbara S. Gold, Associate Director, Compliance and Registration Section, Division of Clearing and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581, telephone number: (202) 418-5450; facsimile number: (202) 418-5528; and electronic mail: bgold@cftc.gov. Advertising Brokers Commodity Futures Commodity Pool Operators Commodity Trading Advisors Consumer Protection Reporting and Recordkeeping Requirements Electronic Filing of Disclosure Documents, bgold@cftc.gov http://www.cftc.gov/stellent/groups/public/@lrfederalregister/documents/file/e8-28177a.pdf www.cftc.gov www.nfa.futures.org Vol. 74, no. 42 Office of the Federal Register, National Archives and Records Administration 2009-03-05 continuing daily deposited born digital 196 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2009-03-05 P0b002ee1809a3f0e 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:FR05MR09 https://www.govinfo.gov/app/details/FR-2009-03-05 https://www.govinfo.gov/content/pkg/FR-2009-03-05/pdf/FR-2009-03-05.pdf https://www.govinfo.gov/content/pkg/FR-2009-03-05/xml/FR-2009-03-05.xml fdlp 9565 9752 DGPO 2010-09-23 2024-06-05 FR-2009-03-05 machine generated eng FR FR-2009-03-05 74 42