United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2008_register executive 2010-09-23 article Rules and Regulations D09002ee1c8091bd0 D09002ee1c8091c47 United States Federal Reserve System originator org United States Government Agency or Subagency United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Board and the Commission jointly are adopting technical amendments to Regulation R, which the Agencies jointly adopted in September 2007. Regulation R implements certain of the exceptions for banks from the definition of the term "broker" in section 3(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), as amended by the Gramm-Leach-Bliley Act ("GLBA"). The technical amendments correct cross-references and other typographical errors in the regulation. 73 FR 20779 https://www.govinfo.gov/app/details/FR-2008-04-17/E8-8270 E8-8270 fr17ap08-1 RIN 3235-AJ74 6210-01-P; 8010-01-P Regulation R Docket No. R-1274 Release No. 34-56501A File No. S7-22-06 https://www.govinfo.gov/app/details/FR-2008-04-17/E8-8270 https://www.govinfo.gov/content/pkg/FR-2008-04-17/html/E8-8270.htm https://www.govinfo.gov/content/pkg/FR-2008-04-17/pdf/E8-8270.pdf Banks Brokers Securities 2 p. 20779 20780 73 FR 20779 Title 12 Part 218 12 CFR Part 218 Title 17 Part 247 17 CFR Part 247 RIN 3235-AJ74 Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks; Federal Register Vol. 73, Issue RULE E8-8270 FEDERAL RESERVE SYSTEM SECURITIES AND EXCHANGE COMMISSION 2008-04-17 Regulation R Docket No. R-1274 Release No. 34-56501A File No. S7-22-06 6210-01-P; 8010-01-P E8-8270 Final rule; technical amendments.

The Board and the Commission jointly are adopting technical amendments to Regulation R, which the Agencies jointly adopted in September 2007. Regulation R implements certain of the exceptions for banks from the definition of the term "broker" in section 3(a)(4) of the Securities Exchange Act of 1934 ("Exchange Act"), as amended by the Gramm-Leach-Bliley Act ("GLBA"). The technical amendments correct cross-references and other typographical errors in the regulation.

Effective Date: The technical amendments are effective April 17, 2008. Board: Andrea Tokheim, Counsel, (202) 452-2300, or Brian Knestout, Attorney, (202) 452-2249, Legal Division, Board of Governors of the Federal Reserve System, 20th Street and Constitution Avenue, NW., Washington, DC 20551. Users of Telecommunication Device for Deaf (TDD) only, call (202) 263-4869. Banks Brokers Securities Definitions of Terms and Exemptions Relating to the Broker Exceptions for Banks, Vol. 73, no. 75 Office of the Federal Register, National Archives and Records Administration 2008-04-17 continuing daily deposited born digital 248 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2008-04-17 P0b002ee1809c12f3 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr17ap08 https://www.govinfo.gov/app/details/FR-2008-04-17 https://www.govinfo.gov/content/pkg/FR-2008-04-17/pdf/FR-2008-04-17.pdf https://www.govinfo.gov/content/pkg/FR-2008-04-17/xml/FR-2008-04-17.xml fdlp 20779 21016 DGPO 2010-09-23 2024-06-05 FR-2008-04-17 machine generated eng FR FR-2008-04-17 73 75