United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2008_register executive 2010-09-23 article Part IV Rules and Regulations D09002ee1c8095114 D09002ee1c80951d7 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission is adopting rule amendments mandating the electronic filing of information required by Securities Act of 1933 Form D through the Internet. We also are adopting revisions to Form D and to Regulation D in connection with the electronic filing requirement. The revisions simplify and restructure Form D and update and revise its information requirements. The information required by Form D will be filed with us electronically through a new online filing system that will be accessible from any computer with Internet access. The data filed will be available on our Web site and will be interactive and searchable. 73 FR 10592 https://www.govinfo.gov/app/details/FR-2008-02-27/E8-3545 E8-3545 fr27fe08-12 RIN 3235-AJ87 8011-01-P RELEASE NOS. 33-8891 34-57280 39-2453 IC-28145 FILE NO. S7-12-07 https://www.govinfo.gov/app/details/FR-2008-02-27/E8-3545 https://www.govinfo.gov/content/pkg/FR-2008-02-27/html/E8-3545.htm https://www.govinfo.gov/content/pkg/FR-2008-02-27/pdf/E8-3545.pdf Reporting and Recordkeeping Requirements Securities 51 p. 10592 10642 73 FR 10592 Title 17 Part 230 17 CFR Part 230 Title 17 Part 232 17 CFR Part 232 Title 17 Part 239 17 CFR Part 239 RIN 3235-AJ87 Electronic Filing and Revision of Form D; Federal Register Vol. 73, Issue RULE E8-3545 IV SECURITIES AND EXCHANGE COMMISSION 2008-09-15 RELEASE NOS. 33-8891 34-57280 39-2453 IC-28145 FILE NO. S7-12-07 8011-01-P E8-3545 Final rule.

The Securities and Exchange Commission is adopting rule amendments mandating the electronic filing of information required by Securities Act of 1933 Form D through the Internet. We also are adopting revisions to Form D and to Regulation D in connection with the electronic filing requirement. The revisions simplify and restructure Form D and update and revise its information requirements. The information required by Form D will be filed with us electronically through a new online filing system that will be accessible from any computer with Internet access. The data filed will be available on our Web site and will be interactive and searchable.

Effective Date: September 15, 2008 except the amendments to Sec. 232.101(c)(6) and Sec. 232.201(a) are effective March 28, 2008, Sec. 232.101(a)(1)(xiii) is effective March 16, 2009 and Sec. 230.503T, Sec. 232.101(b)(10) and Sec. 239.500T are effective from September 15, 2008 to March 16, 2009. Questions about this release should be Reporting and Recordkeeping Requirements Securities Electronic Filing and Revision of Form D, http://brokercheck.finra.org http://www.nasaa.org/Investor_Education/Investor_AlertsTips/292.cfm http://www.sec.gov http://www.sec.gov/answers/formd.htm http://www.sec.gov/comments/s7-12-07/s71207.shtml http://www.sec.gov/news/studies/smpl.txt https://www.filermanagement.edgarfiling.sec.gov Vol. 73, no. 39 Office of the Federal Register, National Archives and Records Administration 2008-02-27 continuing daily deposited born digital 275 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2008-02-27 P0b002ee18099c85d 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr27fe08 https://www.govinfo.gov/app/details/FR-2008-02-27 https://www.govinfo.gov/content/pkg/FR-2008-02-27/pdf/FR-2008-02-27.pdf https://www.govinfo.gov/content/pkg/FR-2008-02-27/xml/FR-2008-02-27.xml fdlp 10379 10642 DGPO 2010-09-23 2024-06-05 FR-2008-02-27 machine generated eng FR FR-2008-02-27 73 39