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Regulatory Information
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2010-09-22
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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation With the National Association of Securities Dealers, Inc.
Notices
D09002ee1bdda62bf
D09002ee1bdda636c
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
72 FR 43310
https://www.govinfo.gov/app/details/FR-2007-08-03/E7-15096
E7-15096
fr03au07-111
8010-01-P
Release No. 34-56169
File No. SR-NYSE-2007-69
https://www.govinfo.gov/app/details/FR-2007-08-03/E7-15096
https://www.govinfo.gov/content/pkg/FR-2007-08-03/html/E7-15096.htm
https://www.govinfo.gov/content/pkg/FR-2007-08-03/pdf/E7-15096.pdf
3 p.
43310
43312
72 FR 43310
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation With the National Association of Securities Dealers, Inc.; Federal Register Vol. 72, Issue
NOTICE
E7-15096
SECURITIES AND EXCHANGE COMMISSION
Release No. 34-56169
File No. SR-NYSE-2007-69
8010-01-P
E7-15096
Self-regulatory organizations; proposed rule changes:
New York Stock Exchange, LLC,
rule-comments@sec.gov
http://www.nyse.com
http://www.sec.gov/rules/sro.shtml
Federal Register
Vol. 72, no. 149
Office of the Federal Register, National Archives and Records Administration
2007-08-03
continuing
daily
deposited
born digital
381 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2007-08-03
P0b002ee18093ef0a
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr03au07
https://www.govinfo.gov/app/details/FR-2007-08-03
https://www.govinfo.gov/content/pkg/FR-2007-08-03/pdf/FR-2007-08-03.pdf
https://www.govinfo.gov/content/pkg/FR-2007-08-03/xml/FR-2007-08-03.xml
fdlp
43131
43501
DGPO
2010-09-22
2023-05-02
FR-2007-08-03
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eng
FR
FR-2007-08-03
72
149