United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2007_register executive 2010-09-22 article Part II Rules and Regulations D09002ee1c80ace0c D09002ee1c80acef1 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Commission is adopting rules to implement provisions of the Credit Rating Agency Reform Act of 2006 (the "Rating Agency Act"), enacted on September 29, 2006. The Rating Agency Act defines the term "nationally recognized statistical rating organization," provides authority for the Commission to implement registration, recordkeeping, financial reporting, and oversight rules with respect to registered credit rating agencies, and directs the Commission to issue final implementing rules no later than 270 days after its enactment (or by June 26, 2007). The rule and form prescribing the process for a credit rating agency to apply for registration are immediately effective. The remaining rules are effective on June 26, 2007. 72 FR 33564 https://www.govinfo.gov/app/details/FR-2007-06-18/E7-11166 E7-11166 fr18jn07-13 RIN 3235-AJ78 8010-01-P Release No. 34-55857 File No. S7-04-07 https://www.govinfo.gov/app/details/FR-2007-06-18/E7-11166 https://www.govinfo.gov/content/pkg/FR-2007-06-18/html/E7-11166.htm https://www.govinfo.gov/content/pkg/FR-2007-06-18/pdf/E7-11166.pdf Brokers Reporting and Recordkeeping Requirements Securities 73 p. 33564 33636 72 FR 33564 Title 17 Part 240 17 CFR Part 240 Title 17 Part 249 17 CFR Part 249 RIN 3235-AJ78 Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations; Federal Register Vol. 72, Issue RULE E7-11166 II SECURITIES AND EXCHANGE COMMISSION 2007-06-26 Release No. 34-55857 File No. S7-04-07 8010-01-P E7-11166 Final rule.

The Commission is adopting rules to implement provisions of the Credit Rating Agency Reform Act of 2006 (the "Rating Agency Act"), enacted on September 29, 2006. The Rating Agency Act defines the term "nationally recognized statistical rating organization," provides authority for the Commission to implement registration, recordkeeping, financial reporting, and oversight rules with respect to registered credit rating agencies, and directs the Commission to issue final implementing rules no later than 270 days after its enactment (or by June 26, 2007). The rule and form prescribing the process for a credit rating agency to apply for registration are immediately effective. The remaining rules are effective on June 26, 2007.

June 18, 2007, except that Sec. Sec. 240.17g-2, 240.17g-3, 240.17g-4, 240.17g-5, and 240.17g-6 are effective on June 26, 2007. Michael A. Macchiaroli, Associate Director, at (202) 551-5525; Thomas K. McGowan, Assistant Director, at (202) 551-5521; Randall W. Roy, Branch Chief, at (202) 551-5522; Rose Russo Wells, Attorney, at (202) 551-5527; Sheila D. Swartz, Attorney, at (202) 551-5545, Division of Market Regulation, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-6628. Brokers Reporting and Recordkeeping Requirements Securities DefaultRisk.com http://www.bis.org/ http://www.DefaultRisk.com http://www.sec.gov/comments/s7-04-07/s70407.shtml Vol. 72, no. 116 Office of the Federal Register, National Archives and Records Administration 2007-06-18 continuing daily deposited born digital 268 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2007-06-18 P0b002ee1809551db 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr18jn07 https://www.govinfo.gov/app/details/FR-2007-06-18 https://www.govinfo.gov/content/pkg/FR-2007-06-18/pdf/FR-2007-06-18.pdf https://www.govinfo.gov/content/pkg/FR-2007-06-18/xml/FR-2007-06-18.xml fdlp 33383 33636 DGPO 2010-09-22 2024-06-05 FR-2007-06-18 machine generated eng FR FR-2007-06-18 72 116