United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2007_register executive 2010-09-22 article Rules and Regulations D09002ee1c80b35ef D09002ee1c80b36a7 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission ("Commission") is amending Regulation S-T to make a correction with respect to mandated electronic submissions and to include persons or entities that submit filings for review by the Division of Market Regulation as persons or entities that are subject to the electronic filing requirements of Regulation S-T. The amendment will clarify that a filing submitted on an electronic filing system other than the Electronic Data Gathering, Analysis, and Retrieval ("EDGAR") system is not a mandated submission under Regulation S-T and will clarify that filers who submit forms on EDGAR for review by the Division of Market Regulation are subject to the requirements of Regulation S-T. The Commission is also amending the Rules of Organization and Program Management to delegate authority to the Director of the Division of Market Regulation to adjust the filing date of an electronic submission and to grant or deny a continuing hardship exemption from electronic filing under Regulation S-T. The amendment will conserve Commission resources and will allow the Commission to make such adjustments and to grant or deny such exemptions in a timely manner. 72 FR 14416 https://www.govinfo.gov/app/details/FR-2007-03-28/E7-5589 E7-5589 fr28mr07-8 8010-01-P Release No. 34-55502 https://www.govinfo.gov/app/details/FR-2007-03-28/E7-5589 https://www.govinfo.gov/content/pkg/FR-2007-03-28/html/E7-5589.htm https://www.govinfo.gov/content/pkg/FR-2007-03-28/pdf/E7-5589.pdf Administrative Practice and Procedure Authority Delegations (Government Agencies) Organization and Functions (Government Agencies) Reporting and Recordkeeping Requirements 2 p. 14416 14417 72 FR 14416 Title 17 Part 200 17 CFR Part 200 Title 17 Part 232 17 CFR Part 232 Technical Amendment to Regulation S-T; Federal Register Vol. 72, Issue RULE E7-5589 SECURITIES AND EXCHANGE COMMISSION 2007-04-27 Release No. 34-55502 8010-01-P E7-5589 Final rule; technical amendments.

The Securities and Exchange Commission ("Commission") is amending Regulation S-T to make a correction with respect to mandated electronic submissions and to include persons or entities that submit filings for review by the Division of Market Regulation as persons or entities that are subject to the electronic filing requirements of Regulation S-T. The amendment will clarify that a filing submitted on an electronic filing system other than the Electronic Data Gathering, Analysis, and Retrieval ("EDGAR") system is not a mandated submission under Regulation S-T and will clarify that filers who submit forms on EDGAR for review by the Division of Market Regulation are subject to the requirements of Regulation S-T. The Commission is also amending the Rules of Organization and Program Management to delegate authority to the Director of the Division of Market Regulation to adjust the filing date of an electronic submission and to grant or deny a continuing hardship exemption from electronic filing under Regulation S-T. The amendment will conserve Commission resources and will allow the Commission to make such adjustments and to grant or deny such exemptions in a timely manner.

Effective Date: April 27, 2007. Jerry Carpenter, Assistant Director, or Catherine Moore, Special Counsel, (202) 551-5710, Division of Market Regulation, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-6628. Administrative Practice and Procedure Authority Delegations (Government Agencies) Organization and Functions (Government Agencies) Reporting and Recordkeeping Requirements Electronic filings (Regulation S-T): Mandated electronic submissions; technical amendments, Vol. 72, no. 59 Office of the Federal Register, National Archives and Records Administration 2007-03-28 continuing daily deposited born digital 268 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2007-03-28 P0b002ee18096469f 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr28mr07 https://www.govinfo.gov/app/details/FR-2007-03-28 https://www.govinfo.gov/content/pkg/FR-2007-03-28/pdf/FR-2007-03-28.pdf https://www.govinfo.gov/content/pkg/FR-2007-03-28/xml/FR-2007-03-28.xml fdlp 14393 14648 DGPO 2010-09-22 2024-06-05 FR-2007-03-28 machine generated eng FR FR-2007-03-28 72 59