United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2006_register executive 2010-09-22 article Part II Proposed Rules D09002ee1c80de7fa D09002ee1c80de9d2 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission ("Commission") is proposing amendments to Regulation M concerning the anti-manipulation rules for securities offerings that would further safeguard the integrity of the capital raising process and protect issuers from manipulative activity that can reduce issuers' offering proceeds and dilute security holder value. The proposal would prevent a person from effecting a short sale during a limited time period, shortly before pricing, and then purchasing, including entering into a contract of sale for, such security in the offering. 71 FR 75002 https://www.govinfo.gov/app/details/FR-2006-12-13/E6-21141 E6-21141 fr13de06-26 RIN 3235-AJ75 8011-01-P Release No. 34-54888 File No. S7-20-06 https://www.govinfo.gov/app/details/FR-2006-12-13/E6-21141 https://www.govinfo.gov/content/pkg/FR-2006-12-13/html/E6-21141.htm https://www.govinfo.gov/content/pkg/FR-2006-12-13/pdf/E6-21141.pdf Brokers Fraud Reporting and Recordkeeping Requirements Securities 10 p. 75002 75011 71 FR 75002 Title 17 Part 242 17 CFR Part 242 RIN 3235-AJ75 Short Selling in Connection With a Public Offering; Federal Register Vol. 71, Issue PRORULE E6-21141 II SECURITIES AND EXCHANGE COMMISSION 2007-02-12 Release No. 34-54888 File No. S7-20-06 8011-01-P E6-21141 Proposed rule.

The Securities and Exchange Commission ("Commission") is proposing amendments to Regulation M concerning the anti-manipulation rules for securities offerings that would further safeguard the integrity of the capital raising process and protect issuers from manipulative activity that can reduce issuers' offering proceeds and dilute security holder value. The proposal would prevent a person from effecting a short sale during a limited time period, shortly before pricing, and then purchasing, including entering into a contract of sale for, such security in the offering.

Comments should be received on or before February 12, 2007 James A. Brigagliano, Acting Associate Director, Josephine Tao, Branch Chief, Elizabeth Sandoe, Victoria Crane, and Marlon Quintanilla Paz, Special Counsels, (202) 551-5720, Office of Trading Practices and Processing, Division of Market Regulation, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-6628. Brokers Fraud Reporting and Recordkeeping Requirements Securities rule-comments@sec.gov http://www.regulations.gov http://www.sec.gov/rules/proposed.shtml Vol. 71, no. 239 Office of the Federal Register, National Archives and Records Administration 2006-12-13 continuing daily deposited born digital 336 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2006-12-13 P0b002ee18094d387 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr13de06 https://www.govinfo.gov/app/details/FR-2006-12-13 https://www.govinfo.gov/content/pkg/FR-2006-12-13/pdf/FR-2006-12-13.pdf https://www.govinfo.gov/content/pkg/FR-2006-12-13/xml/FR-2006-12-13.xml fdlp 74755 75082 DGPO 2010-09-22 2024-06-05 FR-2006-12-13 machine generated eng FR FR-2006-12-13 71 239