Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”)

United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2006_register executive 2010-09-22 article Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) Notices D09002ee1c80f4a59 D09002ee1c80f4b04 United States Securities and Exchange Commission originator org United States Government Agency or Subagency 71 FR 35723 https://www.govinfo.gov/app/details/FR-2006-06-21/E6-9695 E6-9695 fr21jn06-158 8010-01-P Release No. 34-53983 File No. SR-NYSE-2005-60 https://www.govinfo.gov/app/details/FR-2006-06-21/E6-9695 https://www.govinfo.gov/content/pkg/FR-2006-06-21/html/E6-9695.htm https://www.govinfo.gov/content/pkg/FR-2006-06-21/pdf/E6-9695.pdf 2 p. 35723 35724 71 FR 35723 Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”); Federal Register Vol. 71, Issue NOTICE E6-9695 SECURITIES AND EXCHANGE COMMISSION Release No. 34-53983 File No. SR-NYSE-2005-60 8010-01-P E6-9695 Self-regulatory organizations; proposed rule changes: New York Stock Exchange, Inc., Federal Register Vol. 71, no. 119 Office of the Federal Register, National Archives and Records Administration 2006-06-21 continuing daily deposited born digital 289 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2006-06-21 P0b002ee1809599ff 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr21jn06 https://www.govinfo.gov/app/details/FR-2006-06-21 https://www.govinfo.gov/content/pkg/FR-2006-06-21/pdf/FR-2006-06-21.pdf https://www.govinfo.gov/content/pkg/FR-2006-06-21/xml/FR-2006-06-21.xml fdlp 35491 35769 DGPO 2010-09-22 2024-06-06 FR-2006-06-21 machine generated eng FR FR-2006-06-21 71 119