United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2005_register executive 2010-09-23 article Part II Rules and Regulations D09002ee1c810f7f8 D09002ee1c810f9bb United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission is adopting rules that will modify and advance significantly the registration, communications, and offering processes under the Securities Act of 1933. Today's rules will eliminate unnecessary and outmoded restrictions on offerings. In addition, the rules will provide more timely investment information to investors without mandating delays in the offering process that we believe would be inconsistent with the needs of issuers for timely access to capital. The rules also will continue our long-term efforts toward integrating disclosure and processes under the Securities Act and the Securities Exchange Act of 1934. The rules will further these goals by addressing communications related to registered securities offerings, delivery of information to investors, and procedural aspects of the offering and capital formation processes. 70 FR 44722 https://www.govinfo.gov/app/details/FR-2005-08-03/05-14560 05-14560 fr03au05-29 RIN 3235-AI11 8010-01-P Release Nos. 33-8591 34-52056 IC-26993 FR-75, International Series Release No. 1294 and File No. S7-38-04 https://www.govinfo.gov/app/details/FR-2005-08-03/05-14560 https://www.govinfo.gov/content/pkg/FR-2005-08-03/html/05-14560.htm https://www.govinfo.gov/content/pkg/FR-2005-08-03/pdf/05-14560.pdf Administrative Practice and Procedure Authority Delegations (Government Agencies) Organization and Functions (Government Agencies) Reporting and Recordkeeping Requirements Securities Small Businesses Investment Companies 110 p. 44722 44831 70 FR 44722 Title 17 Part 200 17 CFR Part 200 Title 17 Part 228 17 CFR Part 228 Title 17 Part 229 17 CFR Part 229 Title 17 Part 230 17 CFR Part 230 Title 17 Part 239 17 CFR Part 239 Title 17 Part 240 17 CFR Part 240 Title 17 Part 243 17 CFR Part 243 Title 17 Part 249 17 CFR Part 249 Title 17 Part 274 17 CFR Part 274 RIN 3235-AI11 Securities Offering Reform; Federal Register Vol. 70, Issue RULE 05-14560 II SECURITIES AND EXCHANGE COMMISSION Release Nos. 33-8591 34-52056 IC-26993 FR-75, International Series Release No. 1294 and File No. S7-38-04 8010-01-P 05-14560 Final rule.

The Securities and Exchange Commission is adopting rules that will modify and advance significantly the registration, communications, and offering processes under the Securities Act of 1933. Today's rules will eliminate unnecessary and outmoded restrictions on offerings. In addition, the rules will provide more timely investment information to investors without mandating delays in the offering process that we believe would be inconsistent with the needs of issuers for timely access to capital. The rules also will continue our long-term efforts toward integrating disclosure and processes under the Securities Act and the Securities Exchange Act of 1934. The rules will further these goals by addressing communications related to registered securities offerings, delivery of information to investors, and procedural aspects of the offering and capital formation processes.

December 1, 2005. Amy M. Starr, Daniel Horwood, or Anne Nguyen, at (202) 551-3200, in the Division of Corporation Finance, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 or, with respect to questions regarding investment companies, Kieran Brown in the Division of Investment Management, at (202) 551- 6784. Administrative Practice and Procedure Authority Delegations (Government Agencies) Organization and Functions (Government Agencies) Reporting and Recordkeeping Requirements Securities Small Businesses Investment Companies Securities: Securities offerings reform; registration; communications, and offering processes; modification, Activate.net http://www.sec.gov http://www.sec.gov/interps/telephone http://www.sec.gov/rules/proposed/s73804.shtml www.abanet.org www.law.northwestern.edu www.nasdr.com/pdf-text/iporeport.pdf www.sec.gov www.sec.gov/news/studies/capform.htm www.sec.gov/news/studies/smpl.htm www.sechistorical.org/museum/Museum_Papers/museum_Papers_Chron.php#1960 Vol. 70, no. 148 Office of the Federal Register, National Archives and Records Administration 2005-08-03 continuing daily deposited born digital 393 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2005-08-03 P0b002ee180986e93 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr03au05 https://www.govinfo.gov/app/details/FR-2005-08-03 https://www.govinfo.gov/content/pkg/FR-2005-08-03/pdf/FR-2005-08-03.pdf https://www.govinfo.gov/content/pkg/FR-2005-08-03/xml/FR-2005-08-03.xml fdlp 44463 44845 DGPO 2010-09-23 2024-06-06 FR-2005-08-03 machine generated eng FR FR-2005-08-03 70 148