United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2005_register executive 2010-09-23 article Part III Rules and Regulations D09002ee1c811ef6f D09002ee1c811f025 United States Securities and Exchange Commission originator org United States Government Agency or Subagency This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996. The Commission is adopting a rule adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and certain penalties under the Sarbanes-Oxley Act of 2002. 70 FR 7606 https://www.govinfo.gov/app/details/FR-2005-02-14/05-2664 05-2664 fr14fe05-19 8010-01-P Release Nos. 33-8530 34-51136 IA-2348 IC-26748 https://www.govinfo.gov/app/details/FR-2005-02-14/05-2664 https://www.govinfo.gov/content/pkg/FR-2005-02-14/html/05-2664.htm https://www.govinfo.gov/content/pkg/FR-2005-02-14/pdf/05-2664.pdf Administrative Practice and Procedure Claims Confidential Business Information Lawyers Securities 3 p. 7606 7608 70 FR 7606 Title 17 Part 201 17 CFR Part 201 Adjustments to Civil Monetary Penalty Amounts; Federal Register Vol. 70, Issue RULE 05-2664 III SECURITIES AND EXCHANGE COMMISSION Release Nos. 33-8530 34-51136 IA-2348 IC-26748 8010-01-P 05-2664 Final rule.

This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996. The Commission is adopting a rule adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and certain penalties under the Sarbanes-Oxley Act of 2002.

February 14, 2005. Richard A. Levine, Assistant General Counsel, Office of the General Counsel, at (202) 942-0890, or M. Owen Donley III, Senior Counsel, Office of the General Counsel, at (202) 942-0998. Administrative Practice and Procedure Claims Confidential Business Information Lawyers Securities Rules of practice: Debt Collection Improvement Act of 1996; implementation Civil monetary penalties; inflation adjustment, Vol. 70, no. 29 Office of the Federal Register, National Archives and Records Administration 2005-02-14 continuing daily deposited born digital 266 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2005-02-14 P0b002ee18098fcf2 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr14fe05 https://www.govinfo.gov/app/details/FR-2005-02-14 https://www.govinfo.gov/content/pkg/FR-2005-02-14/pdf/FR-2005-02-14.pdf https://www.govinfo.gov/content/pkg/FR-2005-02-14/xml/FR-2005-02-14.xml fdlp 7379 7631 DGPO 2010-09-23 2024-06-06 FR-2005-02-14 machine generated eng FR FR-2005-02-14 70 29