United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2004_register executive 2010-09-23 article Part IV Rules and Regulations D09002ee1c8125ed6 D09002ee1c8125fd7 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Commission is adopting a new rule and rule amendments under the Investment Advisers Act of 1940. The new rule and amendments require advisers to certain private investment pools ("hedge funds") to register with the Commission under the Advisers Act. The rule and rule amendments are designed to provide the protections afforded by the Advisers Act to investors in hedge funds, and to enhance the Commission's ability to protect our nation's securities markets. 69 FR 72054 https://www.govinfo.gov/app/details/FR-2004-12-10/04-26879 04-26879 fr10de04-21 RIN 3235-AJ25 8010-01-P Release No. IA-2333 File No. S7-30-04 https://www.govinfo.gov/app/details/FR-2004-12-10/04-26879 https://www.govinfo.gov/content/pkg/FR-2004-12-10/html/04-26879.htm https://www.govinfo.gov/content/pkg/FR-2004-12-10/pdf/04-26879.pdf Investment Advisers Reporting and Recordkeeping Requirements Securities 45 p. 72054 72098 69 FR 72054 Title 17 Part 275 17 CFR Part 275 Title 17 Part 279 17 CFR Part 279 RIN 3235-AJ25 Registration Under the Advisers Act of Certain Hedge Fund Advisers; Federal Register Vol. 69, Issue RULE 04-26879 IV SECURITIES AND EXCHANGE COMMISSION 2005-02-10 Release No. IA-2333 File No. S7-30-04 8010-01-P 04-26879 Final rule.

The Commission is adopting a new rule and rule amendments under the Investment Advisers Act of 1940. The new rule and amendments require advisers to certain private investment pools ("hedge funds") to register with the Commission under the Advisers Act. The rule and rule amendments are designed to provide the protections afforded by the Advisers Act to investors in hedge funds, and to enhance the Commission's ability to protect our nation's securities markets.

Effective Dates: February 10, 2005, except for the amendments to Sec. 275.206(4)-2 [rule 206(4)-2] and Sec. 279.1 [Form ADV], which will become effective January 10, 2005. Vivien Liu, Senior Counsel, Jamey Basham, Branch Chief, or Jennifer L. Sawin, Assistant Director, at 202- 942-0719 or IArules@sec.gov, Office of Investment Adviser Regulation, Division of Investment Management, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549-0506. Investment Advisers Reporting and Recordkeeping Requirements Securities Investment advisors: Hedge fund advisors; registration, IArules@sec.gov FT.com http://banking.senate.gov/index.cfm?Fuseaction= http://chronicle.com/colloquylive/2004/05/endowments/ http://www.coudert.com http://www.few.eur.nl/few http://www.fsa.gov.uk/pubs/policy/04_07.pdf http://www.greenwich.com http://www.hewittinvest.com/pdf/InBrief_Immunization.pdf http://www.ici.org http://www.law.harvard.edu/programs/pifs/pdfs/donald_lacey.pdf http://www.mop.ie/fileupload/ http://www.reuters.co.uk http://www.russell.com/II/Research_and http://www.sec.gov/ http://www.sec.gov/litigation/complaints http://www.sec.gov/news/studies/hedgefunds0903.pdf http://www.sec.gov/pdf/annrep02/ar02fm.pdf http://www.sec.gov/rules/proposed/s70303/cii041003.htm http://www.sec.gov/rules/proposed/s73004.shtml http://www.sec.gov/spotlight/hedgefunds.htm http://www.treas.gov/press/releases/reports/hedgfund.pdf http://www.wilmer.com http://www.yourretirement.com/fidlquest_22.htm Mutuals.com senate.gov/_files/gradante.pdf TheDeal.com Vol. 69, no. 237 Office of the Federal Register, National Archives and Records Administration 2004-12-10 continuing daily deposited born digital 427 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2004-12-10 P0b002ee18097202f 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr10de04 https://www.govinfo.gov/app/details/FR-2004-12-10 https://www.govinfo.gov/content/pkg/FR-2004-12-10/pdf/FR-2004-12-10.pdf https://www.govinfo.gov/content/pkg/FR-2004-12-10/xml/FR-2004-12-10.xml fdlp 71691 72107 DGPO 2010-09-23 2024-06-06 FR-2004-12-10 machine generated eng FR FR-2004-12-10 69 237