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Regulatory Information
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2010-09-23
article
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. to NASD Rule 4200 to Clarify the Treatment of Certain Non-Preferential, Ordinary-Course Payments
Notices
D09002ee1bde9391c
D09002ee1bde93987
United States
Securities and Exchange Commission
originator
org
United States Government Agency or Subagency
69 FR 38941
https://www.govinfo.gov/app/details/FR-2004-06-29/04-14677
04-14677
fr29jn04-90
8010-01-P
Release No. 34-49903
File No. SR-NASD-2004-086
https://www.govinfo.gov/app/details/FR-2004-06-29/04-14677
https://www.govinfo.gov/content/pkg/FR-2004-06-29/html/04-14677.htm
https://www.govinfo.gov/content/pkg/FR-2004-06-29/pdf/04-14677.pdf
3 p.
38941
38943
69 FR 38941
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. to NASD Rule 4200 to Clarify the Treatment of Certain Non-Preferential, Ordinary-Course Payments; Federal Register Vol. 69, Issue
NOTICE
04-14677
SECURITIES AND EXCHANGE COMMISSION
Release No. 34-49903
File No. SR-NASD-2004-086
8010-01-P
04-14677
Self-regulatory organizations; proposed rule changes:
National Association of Securities Dealers, Inc.,
rule-comments@sec.gov
http://www.sec.gov/rules/sro.shtml
Federal Register
Vol. 69, no. 124
Office of the Federal Register, National Archives and Records Administration
2004-06-29
continuing
daily
deposited
born digital
523 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2004-06-29
P0b002ee180983063
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr29jn04
https://www.govinfo.gov/app/details/FR-2004-06-29
https://www.govinfo.gov/content/pkg/FR-2004-06-29/pdf/FR-2004-06-29.pdf
https://www.govinfo.gov/content/pkg/FR-2004-06-29/xml/FR-2004-06-29.xml
fdlp
38795
39309
DGPO
2010-09-23
2023-05-03
FR-2004-06-29
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eng
FR
FR-2004-06-29
69
124