United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2004_register executive 2010-09-23 article Part III Rules and Regulations D09002ee1c8165e72 D09002ee1c8165f44 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission ("Commission") is amending its Rules of Practice and certain of its delegations of authority to the staff in light of the Sarbanes-Oxley Act of 2002. The Sarbanes-Oxley Act, among other things, authorizes the Commission to review disciplinary actions of the Public Company Accounting Oversight Board and to create "Fair Funds" in Commission administrative proceedings. The Commission also is amending other provisions of the Rules of Practice and its delegations as a result of its experience with those rules and to correct certain citations. The amendments will enhance the transparency and facilitate parties' understanding of the applicability of the review process to Board proceedings. The amendments also will make practice under the rules easier and more efficient. 69 FR 13166 https://www.govinfo.gov/app/details/FR-2004-03-19/04-6069 04-6069 fr19mr04-7 RIN 3235-AI98 8010-01-P Release No. 34-49412 File No. S7-25-03 https://www.govinfo.gov/app/details/FR-2004-03-19/04-6069 https://www.govinfo.gov/content/pkg/FR-2004-03-19/html/04-6069.htm https://www.govinfo.gov/content/pkg/FR-2004-03-19/pdf/04-6069.pdf Administrative Practice and Procedure Authority Delegations (Government Agencies) Reporting and Recordkeeping Requirements; Securities 17 p. 13166 13182 69 FR 13166 Title 17 Part 200 17 CFR Part 200 Title 17 Part 201 17 CFR Part 201 Title 17 Part 240 17 CFR Part 240 RIN 3235-AI98 Adoption of Amendments to the Rules of Practice and Delegations of Authority of the Commission; Federal Register Vol. 69, Issue RULE 04-6069 III SECURITIES AND EXCHANGE COMMISSION Release No. 34-49412 File No. S7-25-03 8010-01-P 04-6069 Final rules.

The Securities and Exchange Commission ("Commission") is amending its Rules of Practice and certain of its delegations of authority to the staff in light of the Sarbanes-Oxley Act of 2002. The Sarbanes-Oxley Act, among other things, authorizes the Commission to review disciplinary actions of the Public Company Accounting Oversight Board and to create "Fair Funds" in Commission administrative proceedings. The Commission also is amending other provisions of the Rules of Practice and its delegations as a result of its experience with those rules and to correct certain citations. The amendments will enhance the transparency and facilitate parties' understanding of the applicability of the review process to Board proceedings. The amendments also will make practice under the rules easier and more efficient.

April 19, 2004. Bari S. Podell, Office of the General Counsel, (202) 942-0950, Securities and Exchange Commission, 450 5th Street, NW., Washington, DC 20549-0208. Administrative Practice and Procedure Authority Delegations (Government Agencies) Reporting and Recordkeeping Requirements; Securities Practice and procedure: Sarbanes-Oxley Act of 2002; implementation Rules of practice and related provisions; amendments, Vol. 69, no. 54 Office of the Federal Register, National Archives and Records Administration 2004-03-19 continuing daily deposited born digital 250 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2004-03-19 P0b002ee18097a895 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr19mr04 https://www.govinfo.gov/app/details/FR-2004-03-19 https://www.govinfo.gov/content/pkg/FR-2004-03-19/pdf/FR-2004-03-19.pdf https://www.govinfo.gov/content/pkg/FR-2004-03-19/xml/FR-2004-03-19.xml fdlp 12971 13210 DGPO 2010-09-23 2024-06-07 FR-2004-03-19 machine generated eng FR FR-2004-03-19 69 54