United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2004_register executive 2010-09-23 article Notices D09002ee1c8166000 D09002ee1c8166069 United States Securities and Exchange Commission originator org United States Government Agency or Subagency On February 26, 2004, the Securities and Exchange Commission (the "Commission") approved for publication proposed Regulation NMS (the "Proposing Release"), which is designed to enhance and modernize the regulatory structure of the U.S. equity markets (Securities Exchange Act Release No. 34-49325). In connection with the Proposing Release, the Commission will hold public hearings to give the Commission the benefit of the views of interested members of the public regarding the issues raised and questions posed in the Proposing Release. 69 FR 12876 https://www.govinfo.gov/app/details/FR-2004-03-18/04-6070 04-6070 fr18mr04-78 8010-01-M Release No. 34-49408 File No. S7-10-04 https://www.govinfo.gov/app/details/FR-2004-03-18/04-6070 https://www.govinfo.gov/content/pkg/FR-2004-03-18/html/04-6070.htm https://www.govinfo.gov/content/pkg/FR-2004-03-18/pdf/04-6070.pdf 2 p. 12876 12877 69 FR 12876 Regulation NMS; Federal Register Vol. 69, Issue NOTICE 04-6070 SECURITIES AND EXCHANGE COMMISSION 2004-03-22 2004-04-01 Release No. 34-49408 File No. S7-10-04 8010-01-M 04-6070 Notice of hearings.

On February 26, 2004, the Securities and Exchange Commission (the "Commission") approved for publication proposed Regulation NMS (the "Proposing Release"), which is designed to enhance and modernize the regulatory structure of the U.S. equity markets (Securities Exchange Act Release No. 34-49325). In connection with the Proposing Release, the Commission will hold public hearings to give the Commission the benefit of the views of interested members of the public regarding the issues raised and questions posed in the Proposing Release.

The initial public hearing will be held on April 1, 2004 in Washington, DC. A subsequent public hearing will be held on April 21, 2004 in New York, New York. The following information pertains to both hearings. The hearings will begin at 9 a.m. Both hearings will be broadcast live and access will be available via webcast on the Commission's Web site at http://www.sec.gov. Persons who wish to testify at either hearing must submit a written request to the Commission specifying the date on which they prefer to testify and, if they are flexible as to either date, to specify so in their request. The Commission must receive these requests on or before March 22, 2004. Persons requesting to testify must also submit three copies of their oral statements or a summary of their intended testimony to the Commission. The Commission must receive these submissions on or before March 26, 2004. Those who do not wish to appear at the hearings may submit written testimony on or before the end of the comment period for the Proposing Release, which is 75 days after publication of the Proposing Release in the Federal Register (May 24, 2004), for inclusion in the public comment file. Sapna C. Patel, Special Counsel, Office of Market Supervision, Division of Market Regulation, at (202) 942-0166, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549-1001. Securities: National market system; joint industry plans; amendments Hearings, rule-comments@sec.gov http://www.sec.gov http://www.sec.gov/rules/proposed/34-49325.htm Vol. 69, no. 53 Office of the Federal Register, National Archives and Records Administration 2004-03-18 continuing daily deposited born digital 199 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2004-03-18 P0b002ee18097983d 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr18mr04 https://www.govinfo.gov/app/details/FR-2004-03-18 https://www.govinfo.gov/content/pkg/FR-2004-03-18/pdf/FR-2004-03-18.pdf https://www.govinfo.gov/content/pkg/FR-2004-03-18/xml/FR-2004-03-18.xml fdlp 12781 12970 DGPO 2010-09-23 2024-06-07 FR-2004-03-18 machine generated eng FR FR-2004-03-18 69 53