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FR
Regulatory Information
2003_register
executive
2010-09-23
article
Amendments to Investment Company Advertising Rules
Part III
Rules and Regulations
D09002ee1bdeb7929
D09002ee1bdeb79f9
United States
Securities and Exchange Commission
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org
United States Government Agency or Subagency
The Securities and Exchange Commission is adopting rule and form amendments under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940 that require enhanced disclosure in investment company advertisements and that are designed to encourage advertisements that convey balanced information to prospective investors, particularly with respect to past performance. The amendments also implement section 24(g) of the Investment Company Act by permitting the use of a prospectus under section 10(b) of the Securities Act with respect to securities issued by an investment company that includes information the substance of which is not included in the investment company's statutory prospectus.
68 FR 57760
https://www.govinfo.gov/app/details/FR-2003-10-06/03-25114
03-25114
fr06oc03-14
RIN 3235-AH19
8010-01-P
Release Nos. 33-8294
34-48558
IC-26195
File No. S7-17-02
https://www.govinfo.gov/app/details/FR-2003-10-06/03-25114
https://www.govinfo.gov/content/pkg/FR-2003-10-06/html/03-25114.htm
https://www.govinfo.gov/content/pkg/FR-2003-10-06/pdf/03-25114.pdf
Advertising
Investment Companies
Reporting and Recordkeeping Requirements
Securities
23 p.
57760
57782
68 FR 57760
Code of Federal Regulations
Title 17 Part 230
17 CFR Part 230
Code of Federal Regulations
Title 17 Part 239
17 CFR Part 239
Code of Federal Regulations
Title 17 Part 270
17 CFR Part 270
Code of Federal Regulations
Title 17 Part 274
17 CFR Part 274
Regulation Identification Number 3235-AH19
RIN 3235-AH19
Amendments to Investment Company Advertising Rules; Federal Register Vol. 68, Issue
RULE
03-25114
III
SECURITIES AND EXCHANGE COMMISSION
2003-11-15
Release Nos. 33-8294
34-48558
IC-26195
File No. S7-17-02
8010-01-P
03-25114
Final rule.
The Securities and Exchange Commission is adopting rule and form amendments under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940 that require enhanced disclosure in investment company advertisements and that are designed to encourage advertisements that convey balanced information to prospective investors, particularly with respect to past performance. The amendments also implement section 24(g) of the Investment Company Act by permitting the use of a prospectus under section 10(b) of the Securities Act with respect to securities issued by an investment company that includes information the substance of which is not included in the investment company's statutory prospectus.
Effective Date: November 15, 2003.
Christopher P. Kaiser, Special Counsel, David S. Schwartz, Senior Counsel, or Keith E. Carpenter, Senior Special Counsel, at (202) 942-0721, Office of Disclosure Regulation, Division of Investment Management, Securities and Exchange Commission, 450 5th Street, NW., Washington, DC 20549-0506.
Advertising
Investment Companies
Reporting and Recordkeeping Requirements
Securities
Investment companies:
Advertising rules; amendments,
http://news.morningstar.com/doc/document/print/1,3651,93809,00.html
http://www.ignites.com
http://www.sec.gov
http://www.sec.gov/investor/pubs/mfperform.htm
Federal Register
Vol. 68, no. 193
Office of the Federal Register, National Archives and Records Administration
2003-10-06
continuing
daily
deposited
born digital
191 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2003-10-06
P0b002ee1809ad02e
0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr06oc03
https://www.govinfo.gov/app/details/FR-2003-10-06
https://www.govinfo.gov/content/pkg/FR-2003-10-06/pdf/FR-2003-10-06.pdf
https://www.govinfo.gov/content/pkg/FR-2003-10-06/xml/FR-2003-10-06.xml
fdlp
57607
57782
DGPO
2010-09-23
2023-05-04
FR-2003-10-06
machine generated
eng
FR
FR-2003-10-06
68
193