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2010-09-23
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Grant of Individual Exemptions; Deutsche Bank AG
Notices
D09002ee1bdebf69d
D09002ee1bdebf717
United States
Department of Labor
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org
United States Government Agency or Subagency
United States
Employee Benefits Security Administration
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org
United States Government Agency or Subagency
This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). A notice was published in the Federal Register of the pendency before the Department of a proposal to grant such exemption. The notice set forth a summary of facts and representations contained in the application for exemption and referred interested persons to the application for a complete statement of the facts and representations. The application has been available for public inspection at the Department in Washington, DC. The notice also invited interested persons to submit comments on the requested exemption to the Department. In addition the notice stated that any interested person might submit a written request that a public hearing be held (where appropriate). The applicant has represented that it has complied with the requirements of the notification to interested persons. No requests for a hearing were received by the Department. Public comments were received by the Department as described in the granted exemption. The notice of proposed exemption was issued and the exemption is being granted solely by the Department because, effective December 31, 1978, section 102 of Reorganization Plan No. 4 of 1978, 5 U.S.C. App. 1 (1996), transferred the authority of the Secretary of the Treasury to issue exemptions of the type proposed to the Secretary of Labor. Statutory Findings In accordance with section 408(a) of the Act and/or section 4975(c)(2) of the Code and the procedures set forth in 29 CFR part 2570, subpart B (55 FR 32836, 32847, August 10, 1990) and based upon the entire record, the Department makes the following findings: (a) The exemption is administratively feasible; (b) The exemption is in the interests of the plan and its participants and beneficiaries; and (c) The exemption is protective of the rights of the participants and beneficiaries of the plan.
68 FR 34646
https://www.govinfo.gov/app/details/FR-2003-06-10/03-14594
03-14594
fr10jn03-91
4510-29-P
Prohibited Transaction Exemption 2003-11
Exemption Application No. D-10840 et al.
Prohibited Transaction Exemption 2003-11
Exemption Application Number D-10840.
Prohibited Transaction Exemption 2003-12
Exemption Application Number D-11055
Prohibited Transaction Exemption No. 2003-13
Application No. D-11104
Prohibited Transaction Application 2003-14: Exemption Application No. D-11146
https://www.govinfo.gov/app/details/FR-2003-06-10/03-14594
https://www.govinfo.gov/content/pkg/FR-2003-06-10/html/03-14594.htm
https://www.govinfo.gov/content/pkg/FR-2003-06-10/pdf/03-14594.pdf
6 p.
34646
34651
68 FR 34646
Grant of Individual Exemptions; Deutsche Bank AG; Federal Register Vol. 68, Issue
NOTICE
03-14594
DEPARTMENT OF LABOR
Employee Benefits Security Administration
2001-08-28
Prohibited Transaction Exemption 2003-11
Exemption Application No. D-10840 et al.
Prohibited Transaction Exemption 2003-11
Exemption Application Number D-10840.
Prohibited Transaction Exemption 2003-12
Exemption Application Number D-11055
Prohibited Transaction Exemption No. 2003-13
Application No. D-11104
Prohibited Transaction Application 2003-14: Exemption Application No. D-11146
4510-29-P
03-14594
Grant of individual exemptions.
This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). A notice was published in the Federal Register of the pendency before the Department of a proposal to grant such exemption. The notice set forth a summary of facts and representations contained in the application for exemption and referred interested persons to the application for a complete statement of the facts and representations. The application has been available for public inspection at the Department in Washington, DC. The notice also invited interested persons to submit comments on the requested exemption to the Department. In addition the notice stated that any interested person might submit a written request that a public hearing be held (where appropriate). The applicant has represented that it has complied with the requirements of the notification to interested persons. No requests for a hearing were received by the Department. Public comments were received by the Department as described in the granted exemption. The notice of proposed exemption was issued and the exemption is being granted solely by the Department because, effective December 31, 1978, section 102 of Reorganization Plan No. 4 of 1978, 5 U.S.C. App. 1 (1996), transferred the authority of the Secretary of the Treasury to issue exemptions of the type proposed to the Secretary of Labor. Statutory Findings In accordance with section 408(a) of the Act and/or section 4975(c)(2) of the Code and the procedures set forth in 29 CFR part 2570, subpart B (55 FR 32836, 32847, August 10, 1990) and based upon the entire record, the Department makes the following findings: (a) The exemption is administratively feasible; (b) The exemption is in the interests of the plan and its participants and beneficiaries; and (c) The exemption is protective of the rights of the participants and beneficiaries of the plan.
This exemption is effective as of August 28, 2001.
Christopher Motta of the Department, telephone (202) 693-8544. (This is not a toll-free number.)
Employee benefit plans; prohibited transaction exemptions:
Deutsche Bank AG,
Federal Register
Vol. 68, no. 111
Office of the Federal Register, National Archives and Records Administration
2003-06-10
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Table of Contents:
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AE 2.106:
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