United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2003_register executive 2010-09-23 article Notices D09002ee1c8184e23 D09002ee1c8184eb7 United States Securities and Exchange Commission originator org United States Government Agency or Subagency 68 FR 6520 https://www.govinfo.gov/app/details/FR-2003-02-07/03-3004 03-3004 fr07fe03-126 8010-01-P Release No. IC-25923 812-12736 https://www.govinfo.gov/app/details/FR-2003-02-07/03-3004 https://www.govinfo.gov/content/pkg/FR-2003-02-07/html/03-3004.htm https://www.govinfo.gov/content/pkg/FR-2003-02-07/pdf/03-3004.pdf 5 p. 6520 6524 68 FR 6520 ARK Funds, et al.; Notice of Application; Federal Register Vol. 68, Issue NOTICE 03-3004 SECURITIES AND EXCHANGE COMMISSION Release No. IC-25923 812-12736 8010-01-P 03-3004 Notice of an application for an order under (a) section 6(c) of the Investment Company Act of 1940 ("Act") for an exemption from sections 18(f) and 21(b) of the Act; (b) section 12(d)(1)(J) of the Act for an exemption from sections 12(d)(1)(A) and (B) of the Act; (c) sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(3) of the Act; and, (d) section 17(d) of the Act and rule 17d-1 under the Act to permit certain joint transactions. The application was filed on December 28, 2001, and amended on December 19, 2002. Applicants have agreed to file an amendment during the notice period, the substance of which is reflected in this notice. Stacy L. Fuller, Senior Counsel, or Nadya B. Roytblat, Assistant Director, at 202-942-0564 (Division of Investment Management, Office of Investment Company Regulation). Investment Company Act of 1940: Exemption applications ARK Funds et al., Vol. 68, no. 26 Office of the Federal Register, National Archives and Records Administration 2003-02-07 continuing daily deposited born digital 272 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2003-02-07 P0b002ee1809ae0ab 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr07fe03 https://www.govinfo.gov/app/details/FR-2003-02-07 https://www.govinfo.gov/content/pkg/FR-2003-02-07/pdf/FR-2003-02-07.pdf https://www.govinfo.gov/content/pkg/FR-2003-02-07/xml/FR-2003-02-07.xml fdlp 6339 6601 DGPO 2010-09-23 2024-06-07 FR-2003-02-07 machine generated eng FR FR-2003-02-07 68 26