United States Government Publishing Office
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Regulatory Information
2003_register
executive
2010-09-23
article
Fiduciary Responsibility Under the Employee Retirement Income Security Act of 1974; Automatic Rollovers
Part IV
Proposed Rules
D09002ee1bdecb2db
D09002ee1bdecb380
United States
Department of Labor
originator
org
United States Government Agency or Subagency
United States
Pension and Welfare Benefits Administration
originator
org
United States Government Agency or Subagency
Section 657(c) of the Economic Growth and Tax Relief Reconciliation Act of 2001 directs the Department of Labor (Department) to develop, through regulations, safe harbors relating to the automatic rollovers of certain mandatory tax-qualified plan distributions to individual retirement plans. Under these safe harbors, the designation of an institution and the investment of funds by a plan administrator to receive automatic rollovers in accordance with section 401(a)(31)(B) of the Internal Revenue Code (Code) would be deemed to satisfy the fiduciary requirements of section 404(a) of the Employee Retirement Income Security Act (ERISA). The purpose of this document is to request information from the public on issues relating to the development of these safe harbors and to assist in drafting regulations. The Department also seeks information on low-cost individual retirement plans for purposes of transfers under section 401(a)(31)(B) of the Code and for other uses that promote the preservation of assets for retirement income.
68 FR 992
https://www.govinfo.gov/app/details/FR-2003-01-07/03-281
03-281
fr07ja03-12
RIN 1210-AA92
4510-29-P
https://www.govinfo.gov/app/details/FR-2003-01-07/03-281
https://www.govinfo.gov/content/pkg/FR-2003-01-07/html/03-281.htm
https://www.govinfo.gov/content/pkg/FR-2003-01-07/pdf/03-281.pdf
3 p.
992
994
68 FR 992
Code of Federal Regulations
Title 29 Part 2550
29 CFR Part 2550
Regulation Identification Number 1210-AA92
RIN 1210-AA92
Fiduciary Responsibility Under the Employee Retirement Income Security Act of 1974; Automatic Rollovers; Federal Register Vol. 68, Issue
PRORULE
03-281
IV
DEPARTMENT OF LABOR
Pension and Welfare Benefits Administration
2003-03-10
4510-29-P
03-281
Request for information.
Section 657(c) of the Economic Growth and Tax Relief Reconciliation Act of 2001 directs the Department of Labor (Department) to develop, through regulations, safe harbors relating to the automatic rollovers of certain mandatory tax-qualified plan distributions to individual retirement plans. Under these safe harbors, the designation of an institution and the investment of funds by a plan administrator to receive automatic rollovers in accordance with section 401(a)(31)(B) of the Internal Revenue Code (Code) would be deemed to satisfy the fiduciary requirements of section 404(a) of the Employee Retirement Income Security Act (ERISA). The purpose of this document is to request information from the public on issues relating to the development of these safe harbors and to assist in drafting regulations. The Department also seeks information on low-cost individual retirement plans for purposes of transfers under section 401(a)(31)(B) of the Code and for other uses that promote the preservation of assets for retirement income.
Written or electronic responses should be submitted to the Department of Labor on or before March 10, 2003.
Stacey A. Gillis or Katherine D. Lewis, Office of Regulations and Interpretations, Pension and Welfare Benefits Administration, Room N-5669, U.S. Department of Labor, Washington, DC 20210, telephone (202) 693-8510. This is not a toll-free number.
Employee Retirement Income Security Act:
Fiduciary responsibility; automatic rollovers,
e-ORI@pwba.dol.gov
Federal Register
Vol. 68, no. 4
Office of the Federal Register, National Archives and Records Administration
2003-01-07
continuing
daily
deposited
born digital
340 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
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https://www.govinfo.gov/app/details/FR-2003-01-07
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0042-1219
0364-1406
769-004-00000-9
000582072
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https://www.govinfo.gov/app/details/FR-2003-01-07
https://www.govinfo.gov/content/pkg/FR-2003-01-07/pdf/FR-2003-01-07.pdf
https://www.govinfo.gov/content/pkg/FR-2003-01-07/xml/FR-2003-01-07.xml
fdlp
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994
DGPO
2010-09-23
2023-05-04
FR-2003-01-07
machine generated
eng
FR
FR-2003-01-07
68
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