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Regulatory Information
2002_register
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2010-09-23
article
Exclusion for Certain Otherwise Regulated Persons From the Definition of the Term “Commodity Pool Operator''
Proposed Rules
D09002ee1bded0d4a
D09002ee1bded0dc2
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend Rule 4.5 by adding an alternative limitation on the non-hedge activities of eligible persons claiming relief under the rule (Proposal). The Commission also is taking a ``no-action'' position to permit the use of this alternative criterion pending final action on an amendment to the rule. The Proposal and the ``no-action'' position would not affect the ability of qualifying entities under Rule 4.5 to engage in unlimited trading for bona fide hedging purposes.
67 FR 65743
https://www.govinfo.gov/app/details/FR-2002-10-28/02-27309
02-27309
fr28oc02-29
RIN 3038-AB34
6351-01-P
https://www.govinfo.gov/app/details/FR-2002-10-28/02-27309
https://www.govinfo.gov/content/pkg/FR-2002-10-28/html/02-27309.htm
https://www.govinfo.gov/content/pkg/FR-2002-10-28/pdf/02-27309.pdf
Commodity Pool Operators
Commodity Trading Advisors
Commodity Futures
Commodity Options
4 p.
65743
65746
67 FR 65743
Code of Federal Regulations
Title 17 Part 4
17 CFR Part 4
Regulation Identification Number 3038-AB34
RIN 3038-AB34
Exclusion for Certain Otherwise Regulated Persons From the Definition of the Term “Commodity Pool Operator''; Federal Register Vol. 67, Issue
PRORULE
02-27309
COMMODITY FUTURES TRADING COMMISSION
2002-12-12
6351-01-P
02-27309
Proposed rule.
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend Rule 4.5 by adding an alternative limitation on the non-hedge activities of eligible persons claiming relief under the rule (Proposal). The Commission also is taking a ``no-action'' position to permit the use of this alternative criterion pending final action on an amendment to the rule. The Proposal and the ``no-action'' position would not affect the ability of qualifying entities under Rule 4.5 to engage in unlimited trading for bona fide hedging purposes.
Comments on the proposed rule change must be received by December 12, 2002.
Barbara S. Gold, Associate Director, Division of Clearing and Intermediary Oversight, or Ronald Hobson, Industry Economist, Office of the Chief Economist, Commodity Futures Trading Commission, 1155 21st Street, NW., Washington, DC 20581, telephone number: (202) 418-5441 or (202) 418-5285, respectively; facsimile number: (202) 418-5536, or (202) 418-5660, respectively; and electronic mail: bgold@cftc.gov or rhobson@cftc.gov, respectively.
Commodity Pool Operators
Commodity Trading Advisors
Commodity Futures
Commodity Options
Commodity pool operators and commodity trading advisors:
Commodity pool operators; otherwise regulated persons excluded from term definition,
bgold@cftc.gov
rhobson@cftc.gov
secretary@cftc.gov
http://www.cftc.gov/opa/press02/opa4700-02.htm
www.cftc.gov/cftc/cftclawreg.htm#cea
www.cftc.gov/files/ogc/ogchr5660.pdf
www.cftc.gov/files/opa/opaintermediarystudy.pdf
Federal Register
Vol. 67, no. 208
Office of the Federal Register, National Archives and Records Administration
2002-10-28
continuing
daily
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born digital
196 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2002-10-28
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0042-1219
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https://www.govinfo.gov/app/details/FR-2002-10-28
https://www.govinfo.gov/content/pkg/FR-2002-10-28/pdf/FR-2002-10-28.pdf
https://www.govinfo.gov/content/pkg/FR-2002-10-28/xml/FR-2002-10-28.xml
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DGPO
2010-09-23
2023-05-04
FR-2002-10-28
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FR
FR-2002-10-28
67
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