United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2002_register executive 2010-09-23 article Part IV Rules and Regulations D09002ee1c8191aa4 D09002ee1c8191bf2 United States Commodity Futures Trading Commission originator org United States Government Agency or Subagency United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "Commissions") are adopting rules to establish margin requirements for security futures. The final rules preserve the financial integrity of markets trading security futures, prevent systemic risk, and require that the margin requirements for security futures be consistent with the margin requirements for comparable exchange-traded option contracts. 67 FR 53146 https://www.govinfo.gov/app/details/FR-2002-08-14/02-19892 02-19892 fr14au02-31 RIN 3038-AB71 RIN 3235-AI22 6351-01-P; 8010-01-P Release No. 34-46292 File No. S7-16-01 https://www.govinfo.gov/app/details/FR-2002-08-14/02-19892 https://www.govinfo.gov/content/pkg/FR-2002-08-14/html/02-19892.htm https://www.govinfo.gov/content/pkg/FR-2002-08-14/pdf/02-19892.pdf Securities Brokers Margin Reporting and Recordkeeping Requirements Security Futures Products 35 p. 53146 53180 67 FR 53146 Title 17 Part 242 17 CFR Part 242 Title 17 Part 41 17 CFR Part 41 RIN 3038-AB71 RIN 3235-AI22 Customer Margin Rules Relating to Security Futures; Federal Register Vol. 67, Issue RULE 02-19892 IV COMMODITY FUTURES TRADING COMMISSION SECURITIES AND EXCHANGE COMMISSION Release No. 34-46292 File No. S7-16-01 6351-01-P; 8010-01-P 02-19892 Joint final rules.

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "Commissions") are adopting rules to establish margin requirements for security futures. The final rules preserve the financial integrity of markets trading security futures, prevent systemic risk, and require that the margin requirements for security futures be consistent with the margin requirements for comparable exchange-traded option contracts.

September 13, 2002. CFTC: Phyllis P. Dietz, Special Counsel; or Michael A. Piracci, Attorney, Division of Clearing and Intermediary Oversight, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581. Telephone: (202) 418-5000. E-mail: (PDietz@cftc.gov); or (MPiracci@cftc.gov). Securities Brokers Margin Reporting and Recordkeeping Requirements Security Futures Products Securities: Security futures; customer margin requirements, MPiracci@cftc.gov PDietz@cftc.gov http://www.nfa.futures.org/compliance/publications/Margins/MarginsHandbook.pdf Vol. 67, no. 157 Office of the Federal Register, National Archives and Records Administration 2002-08-14 continuing daily deposited born digital 450 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2002-08-14 P0b002ee1809c42c3 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr14au02 https://www.govinfo.gov/app/details/FR-2002-08-14 https://www.govinfo.gov/content/pkg/FR-2002-08-14/pdf/FR-2002-08-14.pdf https://www.govinfo.gov/content/pkg/FR-2002-08-14/xml/FR-2002-08-14.xml fdlp 52841 53280 DGPO 2010-09-23 2024-06-07 FR-2002-08-14 machine generated eng FR FR-2002-08-14 67 157