United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2002_register executive 2010-09-23 article Part III Rules and Regulations D09002ee1c81a9824 D09002ee1c81a99bf United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission is adopting a new registration form for insurance company separate accounts that are registered as unit investment trusts and that offer variable life insurance policies. The form is to be used by these separate accounts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act of 1933. For these registrants, the form will replace the registration form currently used by unit investment trusts to register under the Investment Company Act, and the registration form currently used by unit investment trusts to offer their securities under the Securities Act. The new registration form focuses prospectus disclosure on essential information that will assist an investor in deciding whether to invest in a particular variable life insurance policy. The new form also will minimize prospectus disclosure about technical and legal matters, improve disclosure of fees and charges, and streamline the registration process by replacing two forms that were not specifically designed for variable life insurance policies with a single form tailored to these products. The Commission is also amending the registration form used by mutual funds to register under the Investment Company Act and to offer their shares under the Securities Act, to require a fee table for mutual funds that offer their shares as investment options for variable life insurance policies and variable annuity contracts. 67 FR 19848 https://www.govinfo.gov/app/details/FR-2002-04-23/02-9457 02-9457 fr23ap02-28 RIN 3235-AG37 8010-01-P Release Nos. 33-8088 IC-25522 File No. S7-9-98 https://www.govinfo.gov/app/details/FR-2002-04-23/02-9457 https://www.govinfo.gov/content/pkg/FR-2002-04-23/html/02-9457.htm https://www.govinfo.gov/content/pkg/FR-2002-04-23/pdf/02-9457.pdf Investment Companies Reporting and Recordkeeping Requirements Securities 37 p. 19848 19884 67 FR 19848 Title 17 Part 230 17 CFR Part 230 Title 17 Part 239 17 CFR Part 239 Title 17 Part 270 17 CFR Part 270 Title 17 Part 274 17 CFR Part 274 RIN 3235-AG37 Registration Form for Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Life Insurance Policies; Federal Register Vol. 67, Issue RULE 02-9457 III SECURITIES AND EXCHANGE COMMISSION 2002-06-01 Release Nos. 33-8088 IC-25522 File No. S7-9-98 8010-01-P 02-9457 Final rule; Request for comments on Paperwork Reduction Act burden estimate.

The Securities and Exchange Commission is adopting a new registration form for insurance company separate accounts that are registered as unit investment trusts and that offer variable life insurance policies. The form is to be used by these separate accounts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act of 1933. For these registrants, the form will replace the registration form currently used by unit investment trusts to register under the Investment Company Act, and the registration form currently used by unit investment trusts to offer their securities under the Securities Act. The new registration form focuses prospectus disclosure on essential information that will assist an investor in deciding whether to invest in a particular variable life insurance policy. The new form also will minimize prospectus disclosure about technical and legal matters, improve disclosure of fees and charges, and streamline the registration process by replacing two forms that were not specifically designed for variable life insurance policies with a single form tailored to these products. The Commission is also amending the registration form used by mutual funds to register under the Investment Company Act and to offer their shares under the Securities Act, to require a fee table for mutual funds that offer their shares as investment options for variable life insurance policies and variable annuity contracts.

Effective Date: June 1, 2002. Mark Cowan, Senior Counsel, Katy Mobedshahi, Attorney, or Paul G. Cellupica, Assistant Director, (202) 942-0721, Office of Disclosure and Insurance Product Regulation, Division of Investment Management, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0506. Investment Companies Reporting and Recordkeeping Requirements Securities Investment companies: Insurance company separate accounts registered as unit invesment trusts offering variable life insurance policies; registration form, rule-comments@sec.gov http://www.sec.gov http://www.sec.gov/rules/extra/33-7514comsum.htm www.nasdr.com/news/pr1999/ne_section99_170.html www.sec.gov/divisions/investment/guidance/nash061901.htm Vol. 67, no. 78 Office of the Federal Register, National Archives and Records Administration 2002-04-23 continuing daily deposited born digital 381 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2002-04-23 P0b002ee1809db08d 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr23ap02 https://www.govinfo.gov/app/details/FR-2002-04-23 https://www.govinfo.gov/content/pkg/FR-2002-04-23/pdf/FR-2002-04-23.pdf https://www.govinfo.gov/content/pkg/FR-2002-04-23/xml/FR-2002-04-23.xml fdlp 19635 20004 DGPO 2010-09-23 2024-06-07 FR-2002-04-23 machine generated eng FR FR-2002-04-23 67 78