United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2000_register executive 2010-09-24 article Part II Rules and Regulations D09002ee1c81ef440 D09002ee1c81ef561 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Commission is adopting new rules and rule amendments under the Investment Advisers Act of 1940 to require that advisers registered with the Commission make filings under the Act with the Commission electronically through the Investment Adviser Registration Depository (IARD). The Commission is also adopting amendments to Forms ADV and ADV-W that prepare those forms for electronic filing. The new rules implement our statutory mandate to create a one-stop electronic filing system for investment advisers and to provide investors with a readily accessible database of information about investment advisers and persons associated with investment advisers. 65 FR 57438 https://www.govinfo.gov/app/details/FR-2000-09-22/00-23888 00-23888 fr22se00-8 RIN 3235-AD21 8010-01-U Release No. IA-1897 34-43282 File No. S7-10-00 https://www.govinfo.gov/app/details/FR-2000-09-22/00-23888 https://www.govinfo.gov/content/pkg/FR-2000-09-22/html/00-23888.htm https://www.govinfo.gov/content/pkg/FR-2000-09-22/pdf/00-23888.pdf Administrative Practice and Procedure Authority Delegations (Government Agencies) Reporting and Recordkeeping Requirements Securities 87 p. 57438 57524 65 FR 57438 Title 17 Part 200 17 CFR Part 200 Title 17 Part 275 17 CFR Part 275 Title 17 Part 279 17 CFR Part 279 RIN 3235-AD21 Electronic Filing by Investment Advisers; Amendments To Form ADV; Federal Register Vol. 65, Issue RULE 00-23888 II SECURITIES AND EXCHANGE COMMISSION 2000-10-10 Release No. IA-1897 34-43282 File No. S7-10-00 8010-01-U 00-23888 Final rule.

The Commission is adopting new rules and rule amendments under the Investment Advisers Act of 1940 to require that advisers registered with the Commission make filings under the Act with the Commission electronically through the Investment Adviser Registration Depository (IARD). The Commission is also adopting amendments to Forms ADV and ADV-W that prepare those forms for electronic filing. The new rules implement our statutory mandate to create a one-stop electronic filing system for investment advisers and to provide investors with a readily accessible database of information about investment advisers and persons associated with investment advisers.

Effective October 10, 2000. Contact Jennifer B. McHugh, Special Counsel, or Jennifer L. Sawin, Special Counsel, at (202) 942-0691, Office of Investment Adviser Regulation, Division of Investment Management, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549-0506. Visit the IARD page on our website at www.sec.gov/iard, or email IARDlive@sec.gov>. We urge interested persons with access to the Internet to review information about the IARD and the new rules on our website before contacting our staff. Administrative Practice and Procedure Authority Delegations (Government Agencies) Reporting and Recordkeeping Requirements Securities Investment advisers: Electronic filing system and Form ADV update, IARDlive@sec.gov http://www.iard.com http://www.nasaa.org http://www.sec.gov/iard www.iard.com www.nasaa.org/search/memberslinks.html www.sec.gov/iard www.sec.gov/rules/extra/iardsumm Vol. 65, no. 185 Office of the Federal Register, National Archives and Records Administration 2000-09-22 continuing daily deposited born digital 271 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2000-09-22 P0b002ee1809ff4c0 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr22se00 https://www.govinfo.gov/app/details/FR-2000-09-22 https://www.govinfo.gov/content/pkg/FR-2000-09-22/pdf/FR-2000-09-22.pdf https://www.govinfo.gov/content/pkg/FR-2000-09-22/xml/FR-2000-09-22.xml fdlp 57277 57535 DGPO 2010-09-24 2024-06-08 FR-2000-09-22 machine generated eng FR FR-2000-09-22 65 185