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Regulatory Information
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2010-09-23
article
Exemption From Registration for Certain Foreign FCMs and IBs
Rules and Regulations
D09002ee1bdfa5e34
D09002ee1bdfa5ef5
United States
Commodity Futures Trading Commission
originator
org
United States Government Agency or Subagency
The Commodity Futures Trading Commission (``Commission'') is adopting amendments to Part 30 of the Commission's rules to include new Rule 30.12.\1\ The new rule permits certain foreign firms acting in the capacity of FCMs and IBs to accept and to execute foreign futures and options orders directly from certain U.S. customers without having to register with the Commission. The Commission also is amending Rule 30.1 to include definitions of ``foreign futures and options customer omnibus account'' and ``foreign futures and options broker.'' ---------------------------------------------------------------------------
65 FR 47275
https://www.govinfo.gov/app/details/FR-2000-08-02/00-19444
00-19444
fr02au00-12
RIN 3038-AB46
6351-01-U
https://www.govinfo.gov/app/details/FR-2000-08-02/00-19444
https://www.govinfo.gov/content/pkg/FR-2000-08-02/html/00-19444.htm
https://www.govinfo.gov/content/pkg/FR-2000-08-02/pdf/00-19444.pdf
Definitions
Foreign Futures
Consumer Protection
Foreign Options
Registration Requirements
7 p.
47275
47281
65 FR 47275
Code of Federal Regulations
Title 17 Part 30
17 CFR Part 30
Regulation Identification Number 3038-AB46
RIN 3038-AB46
Exemption From Registration for Certain Foreign FCMs and IBs; Federal Register Vol. 65, Issue
RULE
00-19444
COMMODITY FUTURES TRADING COMMISSION
6351-01-U
00-19444
Final rules.
The Commodity Futures Trading Commission (``Commission'') is adopting amendments to Part 30 of the Commission's rules to include new Rule 30.12.\1\ The new rule permits certain foreign firms acting in the capacity of FCMs and IBs to accept and to execute foreign futures and options orders directly from certain U.S. customers without having to register with the Commission. The Commission also is amending Rule 30.1 to include definitions of ``foreign futures and options customer omnibus account'' and ``foreign futures and options broker.'' ---------------------------------------------------------------------------
September 1, 2000.
Lawrence B. Patent, Associate Chief Counsel, or Andrew V. Chapin, Staff Attorney, Division of Trading and Markets, Commodity Futures Trading Commission, 1155 21st Street, NW, Washington, DC 20581. Telephone: (202) 418-5430.
Definitions
Foreign Futures
Consumer Protection
Foreign Options
Registration Requirements
Foreign futures and options transactions:
Foreign firms acting as futures commission merchants or introducing brokers; direct acceptance of orders from U.S. customers without registering with agency,
Federal Register
Vol. 65, no. 149
Office of the Federal Register, National Archives and Records Administration
2000-08-02
continuing
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418 p.
Table of Contents:
AE 2.7:
GS 4.107:
AE 2.106:
KF70.A2
https://www.govinfo.gov/app/details/FR-2000-08-02
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0097-6326
0042-1219
0364-1406
769-004-00000-9
000582072
f:fr02au00
https://www.govinfo.gov/app/details/FR-2000-08-02
https://www.govinfo.gov/content/pkg/FR-2000-08-02/pdf/FR-2000-08-02.pdf
https://www.govinfo.gov/content/pkg/FR-2000-08-02/xml/FR-2000-08-02.xml
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DGPO
2010-09-23
2023-05-05
FR-2000-08-02
machine generated
eng
FR
FR-2000-08-02
65
149