United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 2000_register executive 2010-09-24 article Part III Rules and Regulations D09002ee1c81f4dfe D09002ee1c81f4ef3 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission is adopting Regulation S-P, privacy rules promulgated under section 504 of the Gramm-Leach- Bliley Act. Section 504 requires the Commission and other federal agencies to adopt rules implementing notice requirements and restrictions on a financial institution's ability to disclose nonpublic personal information about consumers. Under the Gramm-Leach-Bliley Act, a financial institution must provide its customers with a notice of its privacy policies and practices, and must not disclose nonpublic personal information about a consumer to nonaffiliated third parties unless the institution provides certain information to the consumer and the consumer has not elected to opt out of the disclosure. The Act also requires the Commission to establish for financial institutions appropriate standards to protect customer information. The final rules implement these requirements of the Gramm-Leach-Bliley Act with respect to investment advisers registered with the Commission, brokers, dealers, and investment companies, which are the financial institutions subject to the Commission's jurisdiction under that Act. 65 FR 40334 https://www.govinfo.gov/app/details/FR-2000-06-29/00-16269 00-16269 fr29jn00-7 RIN 3235-AH90 8010-01-P Release Nos. 34-42974, IC-24543, IA-1883 File No. S7-6-00 https://www.govinfo.gov/app/details/FR-2000-06-29/00-16269 https://www.govinfo.gov/content/pkg/FR-2000-06-29/html/00-16269.htm https://www.govinfo.gov/content/pkg/FR-2000-06-29/pdf/00-16269.pdf Brokers Dealers Investment Advisers Investment Companies Privacy Reporting and Recordkeeping Requirements 40 p. 40334 40373 65 FR 40334 Title 17 Part 248 17 CFR Part 248 RIN 3235-AH90 Privacy of Consumer Financial Information (Regulation S-P); Federal Register Vol. 65, Issue RULE 00-16269 III SECURITIES AND EXCHANGE COMMISSION 2000-11-13 Release Nos. 34-42974, IC-24543, IA-1883 File No. S7-6-00 8010-01-P 00-16269 Final rule.

The Securities and Exchange Commission is adopting Regulation S-P, privacy rules promulgated under section 504 of the Gramm-Leach- Bliley Act. Section 504 requires the Commission and other federal agencies to adopt rules implementing notice requirements and restrictions on a financial institution's ability to disclose nonpublic personal information about consumers. Under the Gramm-Leach-Bliley Act, a financial institution must provide its customers with a notice of its privacy policies and practices, and must not disclose nonpublic personal information about a consumer to nonaffiliated third parties unless the institution provides certain information to the consumer and the consumer has not elected to opt out of the disclosure. The Act also requires the Commission to establish for financial institutions appropriate standards to protect customer information. The final rules implement these requirements of the Gramm-Leach-Bliley Act with respect to investment advisers registered with the Commission, brokers, dealers, and investment companies, which are the financial institutions subject to the Commission's jurisdiction under that Act.

Effective Date: This regulation is effective November 13, 2000. For information regarding the rules as they relate to brokers or dealers, contact George Lavdas or Jerome Roche, Office of Chief Counsel, Division of Market Regulation, (202) 942-0073, or regarding the rules as they relate to investment companies or registered investment advisers, Penelope W. Saltzman or Hugh P. Lutz, Office of Regulatory Policy, (202) 942-0690, Division of Investment Management, Securities and Exchange Commission, 450 5th Street, NW., Washington, DC 20549. Brokers Dealers Investment Advisers Investment Companies Privacy Reporting and Recordkeeping Requirements Consumer financial information; privacy requirements (Regulation S-P), Vol. 65, no. 126 Office of the Federal Register, National Archives and Records Administration 2000-06-29 continuing daily deposited born digital 444 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-2000-06-29 P0b002ee180a051a7 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr29jn00 https://www.govinfo.gov/app/details/FR-2000-06-29 https://www.govinfo.gov/content/pkg/FR-2000-06-29/pdf/FR-2000-06-29.pdf https://www.govinfo.gov/content/pkg/FR-2000-06-29/xml/FR-2000-06-29.xml fdlp 40049 40481 DGPO 2010-09-24 2024-06-08 FR-2000-06-29 machine generated eng FR FR-2000-06-29 65 126