United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 1998_register executive 2010-09-24 article Rules and Regulations D09002ee1be00494e D09002ee1be0049fd United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission is amending its Rules of General Application to set forth procedures to be followed by the Divisions of Market Regulation and Corporation Finance in assessing and processing applications for exemptive relief pursuant to Section 36 of the Securities Exchange Act of 1934. Section 36 requires the Commission to determine the procedures under which an exemptive order under that section may be granted. 63 FR 8101 https://www.govinfo.gov/app/details/FR-1998-02-18/98-3931 98-3931 fr18fe98-22 8010-01-P Rel. No. 34-39624 https://www.govinfo.gov/app/details/FR-1998-02-18/98-3931 https://www.govinfo.gov/content/pkg/FR-1998-02-18/html/98-3931.htm https://www.govinfo.gov/content/pkg/FR-1998-02-18/pdf/98-3931.pdf 3 p. 8101 8103 63 FR 8101 Title 17 Part 240 17 CFR Part 240 Commission Procedures for Filing Applications for Orders for Exemptive Relief Pursuant to Section 36 of the Exchange Act; Federal Register Vol. 63, Issue RULE 98-3931 SECURITIES AND EXCHANGE COMMISSION Rel. No. 34-39624 8010-01-P 98-3931 Final rule.

The Securities and Exchange Commission is amending its Rules of General Application to set forth procedures to be followed by the Divisions of Market Regulation and Corporation Finance in assessing and processing applications for exemptive relief pursuant to Section 36 of the Securities Exchange Act of 1934. Section 36 requires the Commission to determine the procedures under which an exemptive order under that section may be granted.

February 18, 1998. Catherine McGuire, Chief Counsel, or Paul P. Andrews, Special Counsel at (202) 942-0073, Office of Chief Counsel, Division of Market Regulation, Mail Stop 7-11; or Anita Klein, Special Counsel at (202) 942-2900, Office of Chief Counsel, Division of Corporation Finance, Mail Stop 3-3, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549. Vol. 63, no. 32 Office of the Federal Register, National Archives and Records Administration 1998-02-18 continuing daily deposited born digital 295 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-1998-02-18 P0b002ee180a64296 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr18fe98 https://www.govinfo.gov/app/details/FR-1998-02-18 https://www.govinfo.gov/content/pkg/FR-1998-02-18/pdf/FR-1998-02-18.pdf fdlp 8057 8340 DGPO 2010-09-24 2023-05-06 FR-1998-02-18 machine generated eng FR FR-1998-02-18 63 32