United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 1997_register executive 2010-09-24 article Part VI Rules and Regulations D09002ee1be0228be D09002ee1be0229c0 United States Department of the Treasury originator org United States Government Agency or Subagency United States Office of the Comptroller of the Currency originator org United States Government Agency or Subagency United States Federal Reserve System originator org United States Government Agency or Subagency United States Federal Deposit Insurance Corporation originator org United States Government Agency or Subagency The Office of the Comptroller of the Currency (OCC), Board of Governors of the Federal Reserve System (Board), and Federal Deposit Insurance Corporation (FDIC) (collectively, the agencies) are issuing rules regarding sales practices concerning government securities by depository institutions within their respective jurisdictions. The agencies are adopting the final rules in light of recent statutory changes authorizing the agencies to adopt rules governing transactions in government securities in order to provide consistent treatment for government securities customers. The final rules minimize regulatory burdens to the extent feasible, consistent with the goal of providing purchasers of government securities with consistent treatment regardless of whether they engage in transactions in government securities with banks or nonbank government securities brokers and dealers. 62 FR 13276 https://www.govinfo.gov/app/details/FR-1997-03-19/97-6803 97-6803 fr19mr97-11 RIN 1557-AB52 RIN 3064-AB66 Docket No. 97-05 Regulations H and K, Docket No. R-0921 https://www.govinfo.gov/app/details/FR-1997-03-19/97-6803 https://www.govinfo.gov/content/pkg/FR-1997-03-19/html/97-6803.htm https://www.govinfo.gov/content/pkg/FR-1997-03-19/pdf/97-6803.pdf 13 p. 13276 13288 62 FR 13276 Title 12 Part 13 12 CFR Part 13 Title 12 Part 208 12 CFR Part 208 Title 12 Part 211 12 CFR Part 211 Title 12 Part 368 12 CFR Part 368 RIN 1557-AB52 RIN 3064-AB66 Government Securities Sales Practices; Federal Register Vol. 62, Issue RULE 97-6803 VI DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency FEDERAL RESERVE SYSTEM FEDERAL DEPOSIT INSURANCE CORPORATION 1997-07-01 Docket No. 97-05 Regulations H and K, Docket No. R-0921 97-6803 Joint final rule.

The Office of the Comptroller of the Currency (OCC), Board of Governors of the Federal Reserve System (Board), and Federal Deposit Insurance Corporation (FDIC) (collectively, the agencies) are issuing rules regarding sales practices concerning government securities by depository institutions within their respective jurisdictions. The agencies are adopting the final rules in light of recent statutory changes authorizing the agencies to adopt rules governing transactions in government securities in order to provide consistent treatment for government securities customers. The final rules minimize regulatory burdens to the extent feasible, consistent with the goal of providing purchasers of government securities with consistent treatment regardless of whether they engage in transactions in government securities with banks or nonbank government securities brokers and dealers.

This joint rule is effective July 1, 1997. Vol. 62, no. 53 Office of the Federal Register, National Archives and Records Administration 1997-03-19 continuing daily deposited born digital 383 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-1997-03-19 P0b002ee180a41842 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr19mr97 https://www.govinfo.gov/app/details/FR-1997-03-19 https://www.govinfo.gov/content/pkg/FR-1997-03-19/pdf/FR-1997-03-19.pdf fdlp 12915 13288 DGPO 2010-09-24 2023-05-06 FR-1997-03-19 machine generated eng FR FR-1997-03-19 62 53