United States Government Publishing Office publisher pbl distributor dst United States National Archives and Records Administration Office of the Federal Register author aut Government Organization text government publication eng FR Regulatory Information 1997_register executive 2010-09-24 article Rules and Regulations D09002ee1be023784 D09002ee1be023839 United States Securities and Exchange Commission originator org United States Government Agency or Subagency The Securities and Exchange Commission (``Commission'') is approving a rule change submitted by the Securities Investor Protection Corporation (``SIPC'') as required by Section 3(e)(2) of the Securities Investor Protection Act of 1970 (``SIPA''). SIPC's proposed rule change amends two Series 300 SIPC Rules relating to the closeout and completion of contracts for the purchase or sale of securities made by debtors in liquidation under SIPA. Because SIPC rules have the force and effect as if promulgated by the Commission, those rules are published in Title 17 of the Code of Federal Regulations (``CFR''). 62 FR 10450 https://www.govinfo.gov/app/details/FR-1997-03-07/97-5670 97-5670 fr07mr97-16 8010-01-M Release No. SIPA-163 File No. SIPC-96-1 https://www.govinfo.gov/app/details/FR-1997-03-07/97-5670 https://www.govinfo.gov/content/pkg/FR-1997-03-07/html/97-5670.htm https://www.govinfo.gov/content/pkg/FR-1997-03-07/pdf/97-5670.pdf 2 p. 10450 10451 62 FR 10450 Title 17 Part 300 17 CFR Part 300 Rules of the Securities Investor Protection Corporation; Federal Register Vol. 62, Issue RULE 97-5670 SECURITIES AND EXCHANGE COMMISSION Release No. SIPA-163 File No. SIPC-96-1 8010-01-M 97-5670 Order approving a proposed rule change of the Securities Investor Protection Corporation.

The Securities and Exchange Commission (``Commission'') is approving a rule change submitted by the Securities Investor Protection Corporation (``SIPC'') as required by Section 3(e)(2) of the Securities Investor Protection Act of 1970 (``SIPA''). SIPC's proposed rule change amends two Series 300 SIPC Rules relating to the closeout and completion of contracts for the purchase or sale of securities made by debtors in liquidation under SIPA. Because SIPC rules have the force and effect as if promulgated by the Commission, those rules are published in Title 17 of the Code of Federal Regulations (``CFR'').

April 7, 1997. Michael A. Macchiaroli, Associate Director, 202/942-0131, Peter R. Geraghty, Assistant Director 202/942-0177, or Louis A. Randazzo, Special Counsel, 202/942-0191, Division of Market Regulation, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549. Vol. 62, no. 45 Office of the Federal Register, National Archives and Records Administration 1997-03-07 continuing daily deposited born digital 281 p. Table of Contents: AE 2.7: GS 4.107: AE 2.106: KF70.A2 https://www.govinfo.gov/app/details/FR-1997-03-07 P0b002ee180a387a6 0097-6326 0042-1219 0364-1406 769-004-00000-9 000582072 f:fr07mr97 https://www.govinfo.gov/app/details/FR-1997-03-07 https://www.govinfo.gov/content/pkg/FR-1997-03-07/pdf/FR-1997-03-07.pdf fdlp 10411 10680 DGPO 2010-09-24 2023-05-06 FR-1997-03-07 machine generated eng FR FR-1997-03-07 62 45