[List of CFR Sections Affected (LSA), August 2016] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) 1 Policy statement..............................................16-54478 1.20 (g)(4)(i) and (ii) revised.................................16-53267 3 Policy statement..............................................16-54478 3.21 (e) added..................................................16-18747 23 Authority citation revised...................................16-34847 Policy statement..............................................16-54478 23.160 Added....................................................16-34847 23.500 (g) and (i)(1) revised...................................16-27314 37 Policy statement.............................................16-54478 43 Policy statement.............................................16-54478 45 Policy statement.............................................16-54478 45 Authority citation revised...................................16-41772 45.1 Amended....................................................16-41772 45.3 Revised....................................................16-41772 45.4 (b)(2)(ii) removed; eff. 6-27-16...........................16-41774 Revised; eff. 7-27-16.........................................16-41774 45.5 Revised....................................................16-41775 45.8 Revised....................................................16-41777 45.10 Revised...................................................16-41778 45 Appendix 1 revised...........................................16-41778 46 Policy statement.............................................16-54478 143 Authority citation revised..................................16-41437 143.8 (a)(1) through (4) and (b) revised; (c) removed; interim............................................16-41437 170 Policy statement............................................16-54478 Chapter II_Securities and Exchange Commission (Parts 200_399) 201.141 (a)(2)(iv), (v) and (3) revised.........................16-50233 201.154 Introductory text added; (b) amended....................16-50234 201.161 (c)(2)(iii) revised.....................................16-50234 201.180 (a)(1) introductory text, (i), (2) and (c) introductory text revised...................................16-50234 201.220 Revised.................................................16-50234 201.221 (c) revised.............................................16-50234 201.222 Heading and (b) revised.................................16-50235 201.230 (a)(1)(vi), (b)(1)(iii) and (c) amended; (b) heading revised; (b)(1)(iv) and (2) redesignated as (b)(1)(v) and (3); new (b)(1)(iv) and (2) added....................................16-50235 201.232 (a) introductory text and (c) through (f) revised.....................................................16-50235 201.233 Revised.................................................16-50236 201.234 (a) and (c) revised.....................................16-50238 201.235 Heading, (a) introductory text, (2), (4) and (5) revised; (b) added..................................16-50238 201.250 Revised.................................................16-50239 201.320 Revised.................................................16-50239 201.360 Heading, (a)(2), (3), (b) introductory text and (c) revised........................................16-50239 201.410 (b) revised; (c) redesignated as (d); new (c) added...................................................16-50240 201.411 (c) amended; (d) revised................................16-50240 201.420 (a) revised; (c) amended................................16-50240 201.440 (b) revised.............................................16-50241 201.450 (b), (c) and (d) revised................................16-50241 201.900 Revised.................................................16-50241 201.1001 (Subpart E) Revised; interim...........................16-43045 229.1100 (a) amended............................................16-40512 229.1104 (e)(2) amended.........................................16-40512 229.1105 (a)(3)(ii) amended.....................................16-40512 229.1115 Amended................................................16-40512 229.1125 Appendix amended.......................................16-40512 230.405 Amended.......................................16-28705, 16-40512 230.456 (c)(3) amended..........................................16-40512 232.301 Revised.......................................16-31502, 16-43048 239.45 Form SF-3 amended........................................16-40512 240 Authority citation revised........................16-28705, 16-30142 Technical correction..........................................16-32643 Policy statement....................................16-33374, 16-49163 240.3a67-10 (a)(5), (6) and (d) added...........................16-30142 240.3a71-3 (a)(6) through (9) and (c) added.....................16-30142 240.3a71-6 Added................................................16-30143 (d)(3) added..................................................16-39844 240.3b-4 (c)(1) Instruction redesignated as (c)(1) Note and revised............................................16-28705 240.12g-1 Revised...............................................16-28705 240.12g-2 Revised...............................................16-28705 240.12g-3 (a)(2), (b)(2) and (c)(2) revised.....................16-28706 240.12g-4 (a) revised...........................................16-28706 240.12g5-1 (a)(8) added.........................................16-28706 240.12h-3 (b)(1) revised........................................16-28706 240.13q-1 Revised...............................................16-49426 240.15Fb1-1 Undesignated center heading revised.................16-39844 [[Page 44]] 240.15Fh-1 Added................................................16-30144 240.15Fh-2 Added................................................16-30144 240.15Fh-3 Added................................................16-30144 240.15Fh-4 Added................................................16-30144 240.15Fh-5 Added................................................16-30144 240.15Fh-6 Added................................................16-30144 240.15Fi-1 Added................................................16-39844 240.15Fi-2 Added................................................16-39844 240.15Fk-1 Added................................................16-30144 240.17a-23 Removed; CFR correction..............................16-18747 241 Interpretive releases.......................................16-40793 242.900 (u) revised; (tt) added.................................16-53653 242.901 (a)(1), (2)(i), (ii)(E)(2), (3), (4), (3) and (e)(1)(ii) added; (d)(4), (8), (9), (e)(2) and (h) revised.............................................16-53653 242.902 (c)(6) and (7) revised; (c)(8) added....................16-53654 242.905 (a) revised.............................................16-53654 242.906 Revised.................................................16-53654 242.907 (a)(6) revised..........................................16-53655 242.908 (a)(1)(i) and (ii) amended; (a)(1)(iii), (iv), (v), (b)(3), (4) and (5) added; (b)(1) and (2) revised.............................................16-53655 249 Authority citation revised..................................16-37138 249.308 Form 8-K amended........................................16-40512 249.310 Form 10-K amended; interim..............................16-37138 249.312 Form 10-D amended.......................................16-40512 249b Authority citation amended.................................16-49427 249b.400 Form SD amended........................................16-49427 Proposed Rules: 1.....................................................16-20583, 16-36484 3.....................................................16-51824, 16-53343 4...............................................................16-51828 37..............................................................16-38458 38....................................................16-36484, 16-38458 40..............................................................16-36484 50..............................................................16-39506 150.............................................................16-38458 165.............................................................16-59551 170.............................................................16-36484 210...................................................16-23916, 16-51608 229...........16-23916, 16-41652, 16-43130, 16-51608, 16-58877, 16-59927 230.........................................16-23916, 16-43130, 16-51608 232.............................................................16-23916 239...............................16-23916, 16-41652, 16-51608, 16-58877 240.....................16-23916, 16-37670, 16-43130, 16-49432, 16-51608 241.............................................................16-20583 242.............................................................16-49432 249...............................16-23916, 16-41652, 16-51608, 16-58877 274.............................................................16-51608 275.........................................16-32686, 16-37670, 16-43530 303.............................................................16-37670