[List of CFR Sections Affected (LSA), January 2016] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) 1.35 (a)(1) through (4) revised; (a)(5) through (9) added..........80255 14 Authority citation revised......................................32857 14.8 (c) revised...................................................32857 15.05 (a) revised..................................................59577 18.05 (a)(2) amended; (a)(3) and (4) removed; (a)(5) redesignated as new (a)(3)..................................................59577 23.100--23.199 (Subpart E) Added.....................................695 23.701 (a)(1), (d) and (f) revised...................................704 36 Removed.........................................................59577 40.8 (b) removed...................................................59578 40 Appendix D revised..............................................59578 140.93 (a)(6) added..................................................704 140.99 (d)(2)(i) revised...........................................59578 170 Authority citation revised.....................................55029 170.17 Added.......................................................55029 Chapter II_Securities and Exchange Commission (Parts 200_399) 200 Authority citation revised.....................................21894 200.1--200.30-18 (Subpart A) Authority citation correctly revised 31836 200.30-1 (b)(2) and (3) revised; (b)(4) added......................21894 (d) through (k) redesignated as (e) through (l); new (d) added; eff. 5-16-16.....................................................71535 200.80--200.83 (Subpart D) Authority citation revised..............41435 200.80 (d)(5)(i), (6)(i), (ii) and (e) introductory text revised; (e)(1) amended.................................................41435 200.80e Introductory text added; amended...........................41435 227 Added..........................................................71536 Revised; eff. 5-16-16............................................71537 Regulation at 80 FR 71536 eff. date corrected to 1-29-16.........79473 229 Authority citation revised.....................................50184 Authority citation revised........................................2747 229.402 (l) amended; (u) added.....................................50184 229.512 (a)(1)(iii)(B) revised; interim.............................2747 230 Authority citation revised.....................................21894 230.157 (a) revised................................................21894 230.151 Revised....................................................21895 230.152 Revised....................................................21895 230.153 Revised....................................................21895 230.154 Revised....................................................21895 230.155 Revised....................................................21895 230.156 Revised....................................................21895 230.157 Revised....................................................21895 230.158 Revised....................................................21895 230.159 Revised....................................................21895 230.160 Revised....................................................21895 230.161 Revised....................................................21895 230.162 Revised....................................................21895 230.163 Revised....................................................21895 230.505 (b)(2)(iii)(A) and (B) revised.............................21902 231 Interpretive releases..........................................37536 232 Authority citation revised.....................................21902 232.101 (a)(1)(vii), (xv), (xvi) and (c)(6) revised; (a)(1)(xvii) added; (b)(8) removed..........................................21902 (a)(1)(xvi) and (xvii) correctly revised; (a)(1)(xviii) correctly added..................................................37537 (a)(1)(xvii) and (xviii) amended; (a)(1)(xix) and (xx) added; eff. 5-16-16.....................................................71550 232.301 Revised........................21650, 29943, 36914, 51124, 59580 Revised..............................................................5 239 Authority citation revised.....................................21902 Authority citation revised........................................2748 239.11 Form S-1 amended.............................................2748 239.31 Form F-1 amended.............................................2748 239.63 Form ID amended.............................................71611 239.90 Form 1-A revised............................................21902 Form 1-A corrected...............................................35207 239.91 Revised; Form 1-K added.....................................21915 239.92 Added; Form 1-SA added......................................21917 239.93 Added; Form 1-U added.......................................21918 239.94 Added; Form 1-Z added.......................................21922 239.900 Added; eff. 5-16-16........................................71550 240 Authority citation revised.....................................49013 240.12g5-1 (a)(7) added............................................21922 240.12g-6 Added; eff. 5-16-16......................................71570 240.14a-101 Amended................................................50187 240.15c2-11 (a)(3) and (d)(2)(i) revised...........................21923 240.15Fb1-1 Undesignated center heading and section added..........49013 240.15Fb2-2 Added..................................................49013 240.15Fb2-3 Added..................................................49013 240.15Fb2-4 Added..................................................49013 [[Page 12]] 240.15Fb2-5 Added..................................................49013 240.15Fb2-6 Added..................................................49013 240.15Fb3-1 Added..................................................49013 240.15Fb3-2 Added..................................................49013 240.15Fb3-3 Added..................................................49013 240.15Fb6-1 Added..................................................49013 240.15Fb6-2 Added..................................................49013 241 Interpretive releases...................................37536, 47831 242.1000 Correctly amended.........................................81454 249 Authority citation amended.....................................50187 249.208a (a) revised; (e) added; Form 8-A revised..................21923 249.308 Form 8-K amended...........................................50187 249.446 Form ID amended............................................71611 249.1600--249.1601 (Subpart Q) Added...............................49017 249.2000 (Subpart U) Added; eff. 5-16-16...........................71570 Regulation at 80 FR 71570 eff. date corrected to 1-29-16.........79473 260 Authority citation revised.....................................21925 260.4a-1 Revised...................................................21925 269.7 Form ID amended..............................................71611 Regulation at 80 FR 71611 eff. date corrected to 1-29-16.........79473 270.2a-7 (a)(11), (14), (22), (24), (26), (32) and (d)(3)(iii)(C) removed; (a)(12), (13), (15) through (21), (23), (25), (27) through (31), (33) and (34) redesignated as new (a)(11) through (28); (a)(5), new (16)(ii), (c)(2)(i), (d)(3)(iii) introductory text, (A) and (g)(8)(i)(B) amended; (d)(2), (3)(i), (f), (g)(3), (h)(3) and (j) revised....................58153 270.12d3-1 (d)(7)(v) amended.......................................58155 270.31a-1 (b)(1) amended...........................................58155 271 Interpretive releases..........................................37537 274.11A Form N-1A amended..........................................58155 274.201 Form N-MFP amended.........................................58155 274.402 Form ID amended............................................71611 Regulation at 80 FR 71611 eff. date corrected to 1-29-16.........79473 275 Policy statement...............................................37538 276 Interpretive releases..........................................37537 Proposed Rules: 1..................................................................78824 3...................................................................1359 23..........................................................41376, 57129 32..........................................................26200, 31326 37.................................................................80140 38..........................................................78824, 80140 39.................................................................80114 40.................................................................78824 45.................................................................52544 49.................................................................80140 150................................................................58365 170................................................................78824 200--399 (Ch. II)..................................................65973 200................................................................33590 201..................................................51684, 60082, 60091 210...........................................33590, 59083, 61332, 62274 229.........................................................26330, 41144 230.........................................................33590, 69786 232................................................................33590 239................................................................33590 240.......18036, 26330, 27444, 33590, 38995, 41144, 55182, 79757, 80058, 80998, 81948 .......................................................733, 3354, 4598 242.........................................................27444, 80998 249..................................................33590, 41144, 80998 ..................................................................4598 249b...............................................................80058 270..................................................33590, 62274, 80884 274...........................................33590, 41144, 62274, 80884 275.........................................................33718, 38050 279.........................................................33718, 38050 300................................................................68286