[List of CFR Sections Affected (LSA), November 2015]
[From the U.S. Government Publishing Office, www.gpo.gov]

 
TITLE 17_COMMODITY AND SECURITIES EXCHANGES

Chapter I_Commodity Futures Trading Commission (Parts 1_199)

14 Authority citation revised...................................15-32857
14.8 (c) revised................................................15-32857
15.05 (a) revised...............................................15-59577
18.05 (a)(2) amended; (a)(3) and (4) removed;
(a)(5) redesignated as new (a)(3)...........................15-59577
36 Removed......................................................15-59577
40.8 (b) removed................................................15-59578
40 Appendix D revised...........................................15-59578
140.99 (d)(2)(i) revised........................................15-59578
170 Authority citation revised..................................15-55029
170.17 Added....................................................15-55029

Chapter II_Securities and Exchange Commission (Parts 200_399)

200 Authority citation revised..................................15-21894
200.1--200.30-18 (Subpart A) Authority citation
correctly revised...........................................15-31836
200.30-1 (b)(2) and (3) revised; (b)(4) added...................15-21894
(d) through (k) redesignated as (e) through (l);
new (d) added; eff. 5-16-16.................................15-71535
200.80--200.83 (Subpart D) Authority citation
revised.....................................................15-41435
200.80 (d)(5)(i), (6)(i), (ii) and (e)
introductory text revised; (e)(1) amended...................15-41435
200.80e Introductory text added; amended........................15-41435
227 Added.......................................................15-71536
Revised; eff. 5-16-16.........................................15-71537
229 Authority citation revised..................................15-50184
229.402 (l) amended; (u) added..................................15-50184
230 Authority citation revised..................................15-21894
230.157 (a) revised.............................................15-21894
230.151 Revised.................................................15-21895
230.152 Revised.................................................15-21895
230.153 Revised.................................................15-21895
230.154 Revised.................................................15-21895
230.155 Revised.................................................15-21895
230.156 Revised.................................................15-21895
230.157 Revised.................................................15-21895
230.158 Revised.................................................15-21895
230.159 Revised.................................................15-21895
230.160 Revised.................................................15-21895
230.161 Revised.................................................15-21895
230.162 Revised.................................................15-21895
230.163 Revised.................................................15-21895
230.505 (b)(2)(iii)(A) and (B) revised..........................15-21902
231 Interpretive releases.......................................15-37536
232 Authority citation revised..................................15-21902
232.101 (a)(1)(vii), (xv), (xvi) and (c)(6)
revised; (a)(1)(xvii) added; (b)(8) removed.................15-21902
(a)(1)(xvi) and (xvii) correctly revised;
(a)(1)(xviii) correctly added...............................15-37537
(a)(1)(xvii) and (xviii) amended; (a)(1)(xix)
and (xx) added; eff. 5-16-16................................15-71550
232.301 Revised.........15-21650, 15-29943, 15-36914, 15-51124, 15-59580
239 Authority citation revised..................................15-21902
239.63 Form ID amended..........................................15-71611
239.90 Form 1-A revised.........................................15-21902
Form 1-A corrected............................................15-35207
239.91 Revised; Form 1-K added..................................15-21915
239.92 Added; Form 1-SA added...................................15-21917
239.93 Added; Form 1-U added....................................15-21918
239.94 Added; Form 1-Z added....................................15-21922
239.900 Added; eff. 5-16-16.....................................15-71550
240 Authority citation revised..................................15-49013
240.12g5-1 (a)(7) added.........................................15-21922
240.12g-6 Added; eff. 5-16-16...................................15-71570
240.14a-101 Amended.............................................15-50187
240.15c2-11 (a)(3) and (d)(2)(i) revised........................15-21923
240.15Fb1-1 Undesignated center heading and
section added...............................................15-49013
240.15Fb2-2 Added...............................................15-49013
240.15Fb2-3 Added...............................................15-49013
240.15Fb2-4 Added...............................................15-49013
240.15Fb2-5 Added...............................................15-49013
240.15Fb2-6 Added...............................................15-49013
240.15Fb3-1 Added...............................................15-49013
240.15Fb3-2 Added...............................................15-49013
240.15Fb3-3 Added...............................................15-49013
240.15Fb6-1 Added...............................................15-49013
240.15Fb6-2 Added...............................................15-49013
241 Interpretive releases.............................15-37536, 15-47831
249 Authority citation amended..................................15-50187
249.208a (a) revised; (e) added; Form 8-A revised
15-21923
249.308 Form 8-K amended........................................15-50187
249.446 Form ID amended.........................................15-71611
249.1600--249.1601 (Subpart Q) Added............................15-49017

[[Page 58]]

249.2000 (Subpart U) Added; eff. 5-16-16........................15-71570
260 Authority citation revised..................................15-21925
260.4a-1 Revised................................................15-21925
269.7 Form ID amended...........................................15-71611
270.2a-7 (a)(11), (14), (22), (24), (26), (32) and
(d)(3)(iii)(C) removed; (a)(12), (13), (15)
through (21), (23), (25), (27) through (31),
(33) and (34) redesignated as new (a)(11)
through (28); (a)(5), new (16)(ii), (c)(2)(i),
(d)(3)(iii) introductory text, (A) and
(g)(8)(i)(B) amended; (d)(2), (3)(i), (f),
(g)(3), (h)(3) and (j) revised..............................15-58153
270.12d3-1 (d)(7)(v) amended....................................15-58155
270.31a-1 (b)(1) amended........................................15-58155
271 Interpretive releases.......................................15-37537
274.11A Form N-1A amended.......................................15-58155
274.201 Form N-MFP amended......................................15-58155
274.402 Form ID amended.........................................15-71611
275 Policy statement............................................15-37538
276 Interpretive releases.......................................15-37537

Proposed Rules:

23....................................................15-41376, 15-57129
32....................................................15-26200, 15-31326
45..............................................................15-52544
150.............................................................15-58365
200--399 (Ch. II)...............................................15-65973
200.............................................................15-33590
201.........................................15-51684, 15-60082, 15-60091
210...............................15-33590, 15-59083, 15-61332, 15-62274
229...................................................15-26330, 15-41144
230...................................................15-33590, 15-69786
232.............................................................15-33590
239.............................................................15-33590
240..........15-18036, 15-26330, 15-27444, 15-33590, 15-38995, 15-41144,
15-55182
242.............................................................15-27444
249...................................................15-33590, 15-41144
270...................................................15-33590, 15-62274
274.........................................15-33590, 15-41144, 15-62274
275...................................................15-33718, 15-38050
279...................................................15-33718, 15-38050
300.............................................................15-68286