[List of CFR Sections Affected (LSA), January 2013]
[From the U.S. Government Publishing Office, www.gpo.gov]

 
TITLE 17_COMMODITY AND SECURITIES EXCHANGES

Chapter I_Commodity Futures Trading Commission (Parts 1_199)

Chapter I Order.................................................12-41260
Order...........................................................13-858
1 Authority citation revised.....12-20198, 12-21306, 12-30743, 12-36694,
12-48349, 12-66316
Fee schedule........................................12-26672, 12-74351
1.3 (m) revised; (ggg) through (mmm) added......................12-30743
(ggg)(4)(ii)(D), (hhh)(6)(iii)(B)(2) and (jjj)(3)(iii)(A)
corrected.....................................................12-39627
(xxx), (yyy), (zzz), (aaaa) and (bbbb) added..................12-48349
(a), (b), (e), (g), (h), (k), (n), (p) through (t), (x), (y)
introductory text, (1), (2) introductory text, (iii)(B), (C),
(v)(B), (C), (vii), (viii), (aa)(1)(i), (2)(i), (5), (bb), (cc),
(ee), (ff), (gg), (ii), (kk), (mm)(1), (2) introductory text,
(i), (nn), (oo), (pp), (rr)(2), (ss), (tt), (vv), (xx) and (yy)
revised; (jj), (ll) and (uu) removed; (k) and (cccc) through
(ssss) added..................................................12-66316
1.4 Revised.....................................................12-66320
1.6 Added.......................................................12-48354
1.7 Added.......................................................12-48354
1.8 Added.......................................................12-48354
1.9 Added.......................................................12-48354
1.16 (a)(4) revised.............................................12-66320
1.17 (a)(1)(ii) removed; (c)(1)(iii) and (5)(xi) amended;
(c)(5)(ii)(A) and (xiii)(C) revised.........................12-66320
1.20 Revised....................................................12-66320
1.21 Revised....................................................12-66321
1.22 Revised....................................................12-66321
1.23 Revised....................................................12-66321
1.24 Revised....................................................12-66322
1.25 (c)(3) and (e) revised.....................................12-66322
1.26 Revised....................................................12-66322
1.27 (a) introductory text and (6) revised......................12-66322
1.29 Revised....................................................12-66322
1.30 Revised....................................................12-66323
1.31 (a), (b) introductory text, (2)(iii) and (3)(i) revised....12-66323
(a)(1) revised................................................12-75541
1.32 (a)(1), (2), (3) and (b) revised...........................12-66323
1.33 (a)(1)(iv) removed; (b)(2), (3) and (4) redesignated as
(b)(3), (4) and (5); (a)(3), (4) and new (b)(2) added; (a)
introductory text, (1) introductory text, (iii), (2)
introductory text, (i), (ii), (iv), (b) introductory text,
(1), (3)(i), new (iv), new (4), new (5) and (d) introductory
text revised................................................12-66323
1.34 Revised....................................................12-66324
1.35 (a-1)(5)(iv) revised.......................................12-21306
Revised.......................................................12-66324
Heading and (a) revised.......................................12-75541
1.36 Revised....................................................12-66328
1.37 Revised....................................................12-66328
1.39 (a) introductory text, (1)(ii), (2), (3), (4), (b) and (c)
revised.....................................................12-66329
1.40 Revised....................................................12-66329
1.44 Removed....................................................12-66329
1.46 (a)(1) introductory text, (iii), (iv), (2)(iii), (iv) and (b)
revised.....................................................12-66329
1.49 (b)(1)(iii) revised........................................12-66330
1.52 Revised....................................................12-36694
1.53 Removed....................................................12-66330
1.57 (a)(1), (2) introductory text, (ii), (c) introductory text,
(1), (2), (4)(i) and (iv) revised...........................12-66330
1.59 (a)(1), (4)(i), (5), (7), (8), (9) introductory text, (10),
(b)(1) introductory text, (i)(A), (C) and (c) revised.......12-66330
1.62 Removed....................................................12-66331
1.63 (a)(1), (b) introductory text and (d) revised..............12-66331
1.67 Revised....................................................12-66331
1.68 Removed....................................................12-66332
1.71 Added......................................................12-20198
1.72 Added......................................................12-21306
1.73 Added......................................................12-21306
1.74 Added......................................................12-21307
1.75 Added......................................................12-21307
1 Appendix B amended; Appendix C removed........................12-66332
3 Authority citation revised..........................12-20200, 12-51903
3.1 (a)(1) revised; (h) and (i) added...........................12-20200
(a) introductory text, (2) and (3) revised; (a)(4) added; (d)
and (e) removed...............................................12-51903

[[Page 14]]

3.2 Heading, (c) introductory text and (2) revised..............12-51904
3.3 Added.......................................................12-20200
3.4 (a) revised.................................................12-51904
3.10 (a)(3)(i)(A), (c)(2)(i), (3)(i), (4)(ii), (iii) and (iv)
revised; (c)(5) added.......................................12-51904
3.11 Revised....................................................12-51905
3.12 (b), (c) introductory text, (g), (h)(1) introductory text,
(i) and (ii) revised........................................12-51905
3.13 Removed....................................................12-25338
3.21 (a)(1), (2), (b)(1), (2), (3), (c) introductory text, (4)(i)
and (iii) revised; (a)(3) added.............................12-51906
3.22 (b) revised................................................12-51906
3.30 Revised....................................................12-51906
3.31 (a), (b), (c)(1) introductory text, (2) and (d) revised....12-51907
3.33 (a) introductory text, (b) introductory text and (e) revised
12-51907
3.40 (a)(2) introductory text and (iv) revised..................12-51908
3.42 (a) introductory text, (2), (6) and (8) revised............12-51908
3.44 (a)(5) revised.............................................12-51908
3.46 (a) introductory text, (6), (8) and (10) revised...........12-51908
3.56 (b)(1)(iv) revised.........................................12-51908
3.60 (b)(2)(i) introductory text, (f)(3) and (l) revised........12-51908
3.64 (a)(2) revised.............................................12-51909
3.75 (a) revised................................................12-51909
4 Authority citation revised....................................12-54358
4.7 (a)(2)(i)(C) added..........................................12-54358
4.22 (a)(3) revised.............................................12-54358
4.23 (a)(1), (7) and (b)(1) revised.............................12-54358
(a)(1) and (b)(1) amended.....................................12-66332
4.24 (g), (h)(1)(i), (i)(2)(xii), (j)(1)(vi), (3), (l)(1)(iii),
(2) introductory text and (i) revised.......................12-54358
4.30 Revised....................................................12-54359
4.32 Removed....................................................12-54359
4.33 (a)(6) and (b)(1) revised..................................12-54359
(b)(1) amended................................................12-66332
4.34 (g), (i)(2), (j)(3), (k)(1)(iii), (2) introductory text and
(i) revised.................................................12-54359
5.1 (k) and (m) revised.........................................12-66332
7 Revised.......................................................12-66332
8 Removed.......................................................12-66332
9.9 (b)(1) introductory text, (3) and (4) revised
13-1145
12.10 (a)(3) revised.............................................13-1145
12.408 Heading revised...........................................13-1145
15.00 (p)(1)(ii) revised........................................12-66332
15.05 (a), (e), (f), (g) and (h) revised........................12-66332
16 Heading and authority citation revised.......................12-36696
16.00 (a) introductory text revised.............................12-66333
16.01 Revised...................................................12-36696
Heading, (a)(1)(ii), (iv), (b)(1)(ii) and (iv) revised........12-66333
18.05 (a)(2), (3) and (4) revised...............................12-66334
21.03 (b) revised...............................................12-66334
22.1 Amended....................................................12-66334
22.2 (c)(2)(ii) and (e)(1) revised..............................12-66334
22.3 (c)(2)(iii) and (d) revised................................12-66334
22.5 (a) and (b) revised........................................12-66334
22.9 (a) and (b) revised........................................12-66334
22.10 Revised...................................................12-66335
22.11 Heading, (a)(1), (2), (b)(2), (c)(1), (2) and (d)(2) revised
12-66335
22.12 (a) introductory text and (c) introductory text revised...12-66335
22.13 (a) revised...............................................12-66335
22.14 Heading, (a)(2) and (c)(2) revised........................12-66335
22.15 Revised...................................................12-66335
22.16 Heading revised...........................................12-66335
23 Authority citation revised.........................12-20202, 12-21307
23.200--23.206 (Subpart F) Added................................12-20202
23.201 (b)(3)(ii) compliance date extended.........................13-17
23.402 Compliance date extended....................................13-17
23.410 (c) compliance date extended................................13-17
23.430 Compliance date extended....................................13-17
23.431 (a), (b) and (c) compliance date extended
13-17
23.432 Compliance date extended....................................13-17
23.434 (a)(2), (b) and (c) comliance date extended
13-17
23.440 Compliance date extended....................................13-17
23.450 Compliance date extended....................................13-17
23.500--23.506 (Subpart I) Added................................12-21307
23.500--23.505 (Subpart I) Added................................12-55960

[[Page 15]]

23.505 Compliance date extended....................................13-17
23.600--23.607 (Subpart J) Added................................12-20205
23.608 Added....................................................12-21308
23.609 Added....................................................12-21308
23.610 Added....................................................12-21308
23.611 Added....................................................12-21308
32 Revised......................................................12-25338
33 Heading revised..............................................12-25343
33.2 (b) revised................................................12-25343
33.4 Introductory text, (b)(1)(iii) and (d)(3) amended; (a)(4) and
(5)(iv) removed.............................................12-25343
33.7 (b) introductory text, (1), (2), (5), (6), (7)(ii), (v) and
(x) amended; undesignated text following (b)(5) revised;
(b)(7)(iv) removed..........................................12-25343
36.1 Revised....................................................12-66336
36.2 (a) introductory text, (2)(i), (b) introductory text, (c)(1),
(2)(i) introductory text, (ii) introductory text, (iii),
(iv)(A) introductory text and (3) revised; (a)(3) added.....12-66336
36.3 Revised....................................................12-66336
36 Appendix A amended...........................................12-66339
Appendix B revised............................................12-66340
37 Revised......................................................12-21309
38 Authority citation revised.........................12-21309, 12-36697
38.1--38.6 (Subpart A) Subpart A heading added..................12-21309
Designated as Subpart A.......................................12-36697
Regulation at 77 FR 21309 correctly removed...................12-37803
38.1 Amended....................................................12-36697
38.2 Revised..........................................12-36697, 12-66343
38.3 Revised....................................................12-36697
38.4 (a) and (b) revised........................................12-36698
38.5 Revised....................................................12-36699
38.7 Added......................................................12-36699
38.8 Added......................................................12-36699
38.9 Added......................................................12-36699
38.10 Added.....................................................12-36700
38.100 (Subpart B) Added........................................12-36700
38.150--38.160 (Subpart C) Added................................12-36700
38.200--38.201 (Subpart D) Added................................12-36700
38.250--38.258 (Subpart E) Added................................12-36700
38.300--38.301 (Subpart F) Added................................12-36700
38.350--38.351 (Subpart G) Added................................12-36700
38.400--38.401 (Subpart H) Added................................12-36700
38.450--38.451 (Subpart I) Added................................12-36700
38.500 (Subpart J) Added........................................12-36700
38.550--38.553 (Subpart K) Added................................12-36700
38.600--38.606 (Subpart L) Added................................12-21309
Regulation at 77 FR 21309 correctly removed...................12-37803
38.600--38.607 (Subpart L) Added................................12-36700
38.601 (b) correctly added......................................12-37803
38.650--38.651 (Subpart M) Added................................12-36700
38.700--38.712 (Subpart N) Added................................12-36700
38.750--38.751 (Subpart O) Added................................12-36700
38.800--38.801 (Subpart P) Added................................12-36700
38.850--38.851 (Subpart Q) Added................................12-36700
38.900 (Subpart R) Added........................................12-36700
38.950--38.951 (Subpart S) Added................................12-36700
38.1000--38.1001 (Subpart T) Added..............................12-36700
38.1050--38.1051 (Subpart U) Added..............................12-36700
38.1100--38.1101 (Subpart V) Added..............................12-36700
38.1150 (Subpart W) Added.......................................12-36700
38.1200--38.1201 (Subpart X) Added..............................12-36700
38 Appendix A revised...........................................12-36709
Appendix B revised............................................12-36717
39 Authority citation revised...................................12-42590
39.6 Added......................................................12-42590
Removed.......................................................12-74335
39.12 (a)(1)(vi) and (b)(7) added...............................12-21309
41.1 (e) revised................................................12-66344
41.2 Revised....................................................12-66344
41.11 (a) introductory text, (b)(1) introductory text, (2)
introductory text, (c) and (d)(5) introductory text revised
12-66344
41.12 (a) introductory text revised.............................12-66344
41.13 Revised...................................................12-66344
41.21 (a)(1), (3), (b)(1), (2) and (4) revised..................12-66344

[[Page 16]]

41.22 Introductory text and (e) revised.........................12-66344
41.23 (a) introductory text, (5) and (b) revised................12-66344
41.24 (b) removed; (c) redesignated as new (b); new (b) revised
12-66344
41.25 (a)(1), (2) introductory text, (3) introductory text,
(i)(A), (B), (iv) and (d) revised...........................12-66345
41.27 (a)(1), (3) introductory text, (4)(v), (5), (b), (d)
introductory text, (1), (4) and (f) revised; (c)(2) and (e)(2)
removed.....................................................12-66345
41.43 (a)(4)(i)(B) and (30) revised.............................12-66346
41.49 (b) introductory text revised.............................12-66346
42 Technical correction.........................................12-48060
46 Added........................................................12-35226
50 Added........................................................12-44455
Authority citation revised....................................12-74335
50.1--50.24 (Subpart A) Added...................................12-74335
50.25--50.49 (Subpart B) Added..................................12-74337
50.25 Designated under Subpart B................................12-74337
50.50 (Subpart C) Added.........................................12-74337
140.72 Heading, (a), (b), (d) and (f) revised...................12-66346
140.77 Heading and (a) revised..................................12-66347
140.96 (a) and (b) revised......................................12-66347
140.99 (d)(2) revised...........................................12-66347
140.735-2 (b)(1)(i), (ii) and (iii) redesignated as (b)(1)(ii),
(iv) and (v); new (b)(1)(i) and (iii) added); (b)(2) and (c)
revised.....................................................12-66347
140.735-2a (b)(1) revised.......................................12-66348
140.735-3 Revised...............................................12-66348
143.8 (a) revised...............................................12-65102
145.9 (c)(1), (d)(1) introductory text and (vi) revised.........12-66348
145 Appendix A amended..........................................12-66348
155.2 Introductory text revised.................................12-66348
155.3 (a)(1), (b)(2)(ii) and (c)(1) revised.....................12-66349
155.4 (a)(1), (b)(2)(ii) and (c)(2) revised.....................12-66349
155.6 Removed...................................................12-66349
160 Appendices A and B correctly reinstated.....................12-76356
166.2 (a) introductory text and (b) revised.....................12-66349
166.5 (a)(2) revised............................................12-66349
171.1 (c) revised................................................13-1145
171.50 (a) introductory text, (c) and (d) revised
13-1145

Chapter II_Securities and Exchange Commission (Parts 200_399)

200.1--200.30-18 (Subpart A) Authority citation
amended......................................................13-4766
229 Authority citation revised..................................12-38453
229 Technical correction........................................12-39390
229.407 (e)(3)(iv) added........................................12-38453
229.801 Industry guides.........................................12-42175
229.802 Industry guides.........................................12-42175
230.194 Added...................................................12-48356
230.239 Added...................................................12-20549
232.10 (b)(2) revised...........................................12-54807
232.101 (a)(1)(ix) revised......................................12-54807
232.301 Revised.......................................12-54808, 12-62432
Revised........................................................13-4768
239.63 Form ID amended...........................................13-4768
240 Authority citation amended...12-30751, 12-41647, 12-56362, 12-56417,
12-66285
Authority citation revised................12-38454, 12-48356, 12-73305
Technical correction......................12-39390, 12-50016, 12-70116
Authority citation corrected..................................12-43487
Clarification.................................................12-43487
Authority citation amended.....................................13-4783
240.3a67-1 Undesignated center heading and section added........12-30751
240.3a67-2 Added................................................12-30751
240.3a67-3 Added................................................12-30751
240.3a67-4 Added................................................12-30751
240.3a67-5 Added................................................12-30751
240.3a67-6 Added................................................12-30751
240.3a67-7 Added................................................12-30751
240.3a67-8 Added................................................12-30751
240.3a67-9 Added................................................12-30751
240.3a68-1a Undesignated center heading and section added.......12-48356
240.3a68-1b Added...............................................12-48356
240.3a68-2 Added................................................12-48356
240.3a68-3 Added................................................12-48356
240.3a68-4 Added................................................12-48356
240.3a68-5 Added................................................12-48356
240.3a69-1 Added................................................12-48356
240.3a69-2 Added................................................12-48356
240.3a69-3 Added................................................12-48356
240.3a71-1 Added................................................12-30751
240.3a71-2 Added................................................12-30751
240.3a71-2A Added...............................................12-30751
240.3Ca-1 Undesignated center heading and section added.........12-41647
240.3Ca-2 Added.................................................12-41647

[[Page 17]]

240.10C-1 Undesignated center heading and section added.........12-38454
240.12a-10 Added................................................12-20549
240.12h-1 (h) added.............................................12-20549
240.13p-1 Added.................................................12-56362
240.13q-1 Added.................................................12-56417
240.15b1-6 Added.................................................13-4783
240.15b12-1T (d) revised; interim...............................12-41677
240.15Ba2-6T Amended............................................12-59064
240.17Ad-7 (i) amended...........................................13-4784
240.17Ad-17 (a)(2), (b)(2)(i) and (ii) amended;
(c) redesignated as (d); new (c) added;
heading, (a)(1), (3) and new (d) revised.....................13-4784
240.17Ad-22 Added...............................................12-66285
240.19b-4 Introductory text, (i) and (j) amended; (b) removed; (a)
redesignated as new (b); new (a), (n) and (o) added; (l)
introductory text revised...................................12-41648
(n)(1)(ii) and (o)(2)(ii) amended.............................12-73305
241 Interpretive releases.............................12-42988, 12-48362
242.613 Added...................................................12-45808
249 Authority citation amended..................................12-41650
Clarification.................................................12-43487
Technical correction..........................................12-70116
Authority citation revised....................................12-73305
249.446 Form ID amended..........................................13-4768
249.819 Revised; Form 19b-4 revised.............................12-41650
Form 19b-4 amended............................................12-73305
Form 19b-4 corrected..........................................12-74775
249.1300T (Subpart N) Added.....................................12-42176
Expiration date delayed to 9-30-13............................12-59064
249b Authority citation amended.......................12-56362, 12-56418
249b.400 Added; Form SD added...................................12-56362
Existing text designated as (a); (b) added; Form SD amended...12-56418
260.4d-11 Added.................................................12-20549
269.7 Form ID amended............................................13-4768
270 Authority citation amended..................................12-70120
270.6a-5 Added..................................................12-70120
274.402 Form ID amended..........................................13-4768
275.206(3)-3T (d) amended.......................................12-76860
275.206(4)-5 (f)(2)(i) revised..................................12-28477
Regulation at 75 FR 41069 compliance date extended............12-35263

Proposed Rules:

1--199 (Ch. I)..............................12-28819, 12-41110, 12-41214
1...............................................................12-67866
...............................................................13-4093
3.....................................................12-35892, 12-67866
...............................................................13-4093
15..............................................................12-43968
16..............................................................12-43968
17..............................................................12-43968
18..............................................................12-43968
20..............................................................12-43968
22..............................................................12-67866
...............................................................13-4093
23....................................................12-35892, 12-41109
30..............................................................12-67866
...............................................................13-4093
39....................................................12-41940, 12-50425
43..............................................................12-38229
49..............................................................12-26709
50..............................................................12-47170
140.............................................................12-67866
...............................................................13-4093
151.............................................................12-31767
200--399 (Ch. II)...............................................12-71743
230...................................................12-20749, 12-54464
239.............................................................12-54464
240.....................12-27150, 12-35625, 12-70214, 12-71369, 12-71568
...............................................................13-4365
270.............................................................12-20749
275.............................................................12-62185