[List of CFR Sections Affected (LSA), July 2011] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) Chapter I Order.......................................10-20835, 10-42508 Authority citation revised....................................10-41056 1 Authority citation revised....................................10-44264 1.3 (zz) added..................................................10-41056 1.49 (d)(3) revised.............................................10-44264 4 Authority citation revised....................................10-44264 4.12 (b)(3) through (6) redesignated as (d)(1) through (4); (b) heading, (1) introductory text, new (d)(1) introductory text, (iii)(A), (B), (iv) and (2)(ii) revised; (b)(2) amended; (c) added...................................................10-28644 4.13 (a)(3)(iv) and (4)(ii)(B) amended; (a)(5) redesignated as (a)(6); new (a)(6)(i) introductory text, (b)(1)(ii) and (2) revised; new (a)(5) added............................................10-28645 4.24 (h)(1)(i) revised..........................................10-44264 15 Authority citation revised...................................10-43862 15.00 Heading and introductory text revised.....................10-43862 20 Added........................................................10-43862 39 Authority citation revised...................................10-44473 39.5 Redesignated as 39.8; new 39.5 added.......................10-44473 39.8 Redesignated from 39.5.....................................10-44473 40 Revised......................................................10-44790 140.94 (a)(5) revised; (a)(6) added.............................10-44474 160 Heading and authority citation revised......................10-43878 160.1 (b) revised...............................................10-43878 160.3 (a) through (v), (w) and (x) redesignated as (t) through (w), (y) and (z); new (s), (x), (y)(6) and (7) added; (a), (n)(1)(i), (ii), (o)(1)(i) and new (y)(4) and (5) revised....................10-43878 160.15 (a)(4) revised...........................................10-43879 160.17 (b) revised..............................................10-43879 160.30 Revised..................................................10-43879 162 Added.......................................................10-43884 180 Added.......................................................10-41410 Chapter II_Securities and Exchange Commission (Parts 200_399) 200.30-4 (a)(14) revised........................................10-35349 (a)(16) added.................................................10-39770 202.3a (e) amended..............................................10-28890 230.146 (c)T amended............................................10-40229 230.239T (e) amended............................................10-40229 230.240 Added; interim..........................................10-40611 240 Authority citation amended........................10-34363, 10-34590 Order.........................................................10-36287 Interpretive release..........................................10-38293 Authority citation revised....................................10-41685 240.0-12 (b) revised............................................10-43891 240.12a-10T (b) amended.........................................10-40229 240.12a-11 Added; interim.......................................10-40611 240.12h-1 (h)T amended..........................................10-40229 (i) added; interim............................................10-40612 240.15b12-1T Added (temporary)..................................10-41685 240.19b-4 (a) redesignated as (a)(1); (a)(2) added 10-20509 (f)(4) introductory text amended; (f)(4)(i) and (ii) redesignated as (f)(4)(i)(A) and (B); (f)(4) introductory text and new (i)(B) amended; (f)(4)(ii)(A) and (B) added; interim 10-41062 240.21F-1 Undesignated center heading and section added.......................................................10-34363 240.21F-2 Added.................................................10-34363 240.21F-3 Added.................................................10-34363 240.21F-4 Added.................................................10-34363 240.21F-5 Added.................................................10-34363 240.21F-6 Added.................................................10-34363 240.21F-7 Added.................................................10-34363 240.21F-8 Added.................................................10-34363 240.21F-9 Added.................................................10-34363 240.21F-10 Added................................................10-34363 240.21F-11 Added................................................10-34363 240.21F-12 Added................................................10-34363 240.21F-13 Added................................................10-34363 240.21F-14 Added................................................10-34363 240.21F-15 Added................................................10-34363 240.21F-16 Added................................................10-34363 240.21F-17 Added................................................10-34363 249 Authority citation amended..................................10-34371 249.819 Form 19b-4 amended; interim.............................10-41063 249.1800--249.1801 (Subpart S) Added............................10-34371 260.4d-11T Amended..............................................10-40229 260.4d-12 Added; interim........................................10-40612 275 Authority citation revised..................................10-39701 Authority citation amended....................................10-43011 275.0-7 (a)(1) amended..........................................10-43011 275.202(a)(11)-1 Removed........................................10-43011 [[Page 38]] 275.202(a)(11)(G)-1 Added.......................................10-37994 275.202(a)(30)-1 Added..........................................10-39701 275.203-1 (e) added.............................................10-43011 275.203(b)(3)-1 Removed.........................................10-43011 275.203(b)(3)-2 Removed.........................................10-43011 275.203(l)-1 Added..............................................10-39702 275.203(m)-1 Added..............................................10-39703 275.203A-1 Revised..............................................10-43011 275.203A-2 (a) removed; (b) through (f) redesignated as new (a) through (e); new (d)(2), (3) and (4) redesignated as (d)(2)(i), (ii) and (3); new (d)(2) introductory text added; new (a)(1), (c)(1), (d)(1), (2)(i), (ii) revised; new (a)(2) introductory text, (e)(1)(ii), (iii), (2) and (3) amended......................10-43012 275.203A-3 (a)(4) revised; (d) and (e) added....................10-43012 275.203A-4 Removed..............................................10-43012 275.203A-5 Added; eff. 7-21-11; (b) and (c) added; eff. 9-19-11................................................10-43012 275.204-1 Heading, (b), (a) and (b) Note and (c) revised.....................................................10-43013 275.204-2 (a)(14)(ii) amended; (e)(3)(ii) revised; (l) removed;................................................10-43013 275.204-4 Added.................................................10-43013 275.206(4)-5 (a)(1), (2) introductory text, (i), (d) and (f)(9) revised; (f)(2)(i) amended...................10-43013 275.222-1 Heading and (b) amended...............................10-43014 275.222-2 Revised...............................................10-43014 279.1 Form ADV amended..........................................10-43014 279.3 Form ADV-H amended........................................10-43014 279.4 Form ADV-NR amended.......................................10-43014 279.8 Form ADV-E amended........................................10-43014 Proposed Rules: 1--199 (Ch. I)..........10-23221, 10-25274, 10-35372, 10-38328, 10-44507 1.................................10-27802, 10-29818, 10-32880, 10-33066 5...............................................................10-33066 7...............................................................10-33066 8...............................................................10-33066 15..............................................................10-33066 18..............................................................10-33066 21..............................................................10-33066 22..........................................10-31518, 10-33818, 10-35141 23..........................................10-23732, 10-27621, 10-27802 36..............................................................10-33066 41..............................................................10-33066 46..............................................................10-22833 140...................................................10-27802, 10-33066 145.............................................................10-33066 155.............................................................10-33066 166.............................................................10-33066 190.........................................10-31518, 10-33818, 10-35141 200--399 (Ch. II)...........................10-23221, 10-44507, 10-44508 200.............................................................10-30048 229...................................................10-18966, 10-25273 230...................................................10-31518, 10-34920 232.............................................................10-33420 239.............................................................10-31518 240..........10-18966, 10-25273, 10-26550, 10-29818, 10-32880, 10-33420, 10-34920, 10-37572, 10-42396 242.............................................................10-26550 246...................................................10-24090, 10-34010 248.............................................................10-21170 249.........................................10-26550, 10-33420, 10-37572 249b............................................................10-33420 260.............................................................10-34920 275.............................................................10-27959 400--499 (Ch. IV)...............................................10-39315