[List of CFR Sections Affected (LSA), March 2011]
[From the U.S. Government Publishing Office, www.gpo.gov]

 
TITLE 17_COMMODITY AND SECURITIES EXCHANGES

Chapter I_Commodity Futures Trading Commission (Parts 1_199)

1.1 Removed.....................................................10-55418
1.3 (nn) and (yy) revised.......................................10-55418
1.4 Revised.....................................................10-55418
1.10 (j) revised................................................10-55418
1.35 (a), (a-1) and (b) revised.................................10-55419
1.36 (a) revised................................................10-55422
1.37 (a)(1) revised.............................................10-55422
1.40 Revised....................................................10-55422
1.46 (a) and (b) revised........................................10-55422
1.52 (a), (c) introductory text, (1), (2), (g)(3), (4), (h), (j)
and (k) revised.............................................10-55423
3.1 (c) revised.................................................10-55424
3.4 (a) revised.................................................10-55424
3.10 Heading, (a)(1), (b) and (d) revised.......................10-55424
3.12 Heading, (a), (f)(1)(iii)(E), (4), (h)(1)(i) and (iii)
revised; (j) removed........................................10-55424
3.21 (b)(3), (c) introductory text, (1), (2), (3) and (4)(i)
revised.....................................................10-55425
3.30 (a) revised................................................10-55426
3.31 (a)(1), (b), (c) and (d) revised...........................10-55426
3.33 (a) introductory text, (b) introductory text, (6) and (e)
revised.....................................................10-55426
3.44 (a)(1) through (5) revised.................................10-55427
3.45 (b) revised................................................10-55427
3.50 (b)(2) revised.............................................10-55427
3.60 (b)(2)(i)(B) revised.......................................10-55428
4.7 (a)(1)(v)(B) and (2)(i) revised.............................10-55428
4.12 (b)(1)(i)(C) revised.......................................10-55428
4.13 (a)(3)(ii)(A) and (B)(1) revised...........................10-55428
4.14 (a)(7) revised.............................................10-55428
4.23 (a)(1), (7), (b)(1) AND (2) revised........................10-55428
4.24 (b)(1) introductory text, (e)(6), (g), (h)(2), (4)(iii),
(i)(2)(ii), (j)(1)(vi), (3), (l)(1)(iii), (2) introductory
text and (i) revised; (b)(1) clause amended; (i)(2)(xii)
redesignated as (i)(2)(xiii); (b)(4) and new (i)(2)(xii) added
10-55429
4.25 (c)(3)(ii) revised.........................................10-55430
4.30 Revised....................................................10-55430
4.33 (a)(6), (b)(1) and (2) revised.............................10-55430
4.34 (b), (e)(2), (g), (h), (i)(2), (j)(1), (3), (k)(1)(ii),
(iii), (2) introductory text and (i) revised................10-55430
5 Added.........................................................10-55432
10.1 (a) revised................................................10-55449
30 Order........................................................10-35291
44 Added; interim...............................................10-63084
44.00 (c), (d) and (e) redesignated as (d), (e) and (f); (c)
revised; interim............................................10-78896
44.03 Added; interim............................................10-78896
140.94 Added....................................................10-55449
145.5 (d)(1)(viii) and (h) revised..............................10-55449
147.3 (b)(4)(i)(H) and (8) revised..............................10-55450
160.1 (b) revised...............................................10-55450
160.3 (a) introductory text, (2), (n)(1)(i), (2)(i), (o)(1)(i) and
(u)(2)(i)(A) revised; (k)(2)(i)(B) through (F), (w)(2), (3)
and (4) redesignated as (k)(2)(i)(C) through (G), (w)(3), (4)
and (5); new (k)(2)(i)(B), new (w)(2) and (x) added.........10-55450
160.4 (c)(2)(ii) and (e)(1)(iv) revised.........................10-55451
160.30 Introductory text revised................................10-55451
166.2 Revised...................................................10-55451
166.5 (a)(1)(i), (ii) and (iii) redesignated as (a)(1)(i)(A), (B)
and (C); new (a)(1)(ii) added; (a)(1)(iv) removed; (a)(2),
(3), (c)(5)(1)(A) and (C) revised...........................10-55451
190.01 (a) revised; (oo) added..................................10-17302
190.04 (d)(3) added.............................................10-44893
190.07 (b)(2)(viii) revised.....................................10-17303
190 Appendix A amended..........................................10-17303

Chapter II_Securities and Exchange Commission (Parts 200_399)

200 Authority citation revised..................................10-47449
200.30-3 (a)(12), (31) AND (57) revised; (a)(42) amended; (a)(58)
added.......................................................10-62467
200.30-4 (a)(1), (3), (4), (10), (11) and (13) revised..........10-42600
(a)(13) revised...............................................10-49820

[[Page 20]]

(a)(15) added.................................................10-54465
200.30-11 Added.................................................10-47449
(b) redesignated as (c); new (b) added.........................11-2806
200.82a Added...................................................10-56780
Regulation at 75 FR 56780 eff. date stayed indefinitely.......10-64641
200.735-1--200.735-18 (Subpart M) Authority citation revised....10-42276
200.735-1 Revised; footnote 1 removed...........................10-42276
200.735-2 (b) revised...........................................10-42276
200.735-3 (a) revised; footnotes 2 through 5, 7, (b)(2) through
(6) and (8) through (12) removed; (b)(7) and footnote 6
redesignated as (b)(2) and new footnote 1; new (b)(2) amended;
(c) through (h) added.......................................10-42276
200.735-4 (a) and (c) revised; footnotes 8, 11 through 16, (b)(1)
through (4), (6), (7), (8), (d) and authority citation
removed; (b)(5)(i), (ii), (iii), (e), (f), (g) and footnotes 9
and 10 redesignated as (b)(1), (2), (3), new (d), new (g), (h)
and new footnotes 2 and 3; new footnote 2 and new (d)(1)
amended; new footnote 4, new (e) and new (f) added; new
(d)(2)(ii) revised..........................................10-42276
200.735-5 Revised; footnote 17 removed..........................10-42277
200.735-6 Revised; footnote 18 removed..........................10-42277
200.735-7 Revised; footnote 19 removed..........................10-42277
200.735-8 (a) revised; footnotes 20, 21 and 22 removed; (d)(1) and
(2) amended; footnotes 23 and 24 redesignated as new footnotes
5 and 6.....................................................10-42277
200.735-9 Revised...............................................10-42277
200.735-10 Revised..............................................10-42277
200.735-11 (a) revised; footnote 25, (c) through (f) and (j)
removed; (g), (h), (i), (k) and (l) redesignated as new (c)
through (g); new (c), (d) and (e) amended...................10-42278
200.735-15 (b), (e) and (f) amended.............................10-42278
200.735-17 Amended..............................................10-42278
201 Authority citation amended...................................11-4070
201.61--201.68 (Subpart C) Removed..............................10-57385
201.100 (b)(3) added.............................................11-4070
201.430 (c) amended.............................................10-47449
201.700 Added....................................................11-4070
201.701 Added....................................................11-4070
202 Authority citation revised..................................10-47449
202.11 Redesignated as 202.190..................................10-47451
202.140--202.190 (Subpart A) Added..............................10-47449
202.170 Added....................................................11-4072
202.190 Redesignated from 202.11................................10-47451
210.2-02 (f) revised............................................10-57387
211 Interpretive release........................................10-59896
Staff accounting bulletin.....................................11-17192
229 Authority citation revised...................................11-6042
229.111 (a) introductory text revised; (a)(7) and
(8) added....................................................11-4243
229.308 (a)(4) and (b) revised..................................10-57387
229.402 (a)(6)(ii), (b)(1)(v), (vi) and (m)(5)(ii)
amended; (b)(1)(vii) and (t) added; eff. 4-4-
11...........................................................11-6043
229.1011 (b) redesignated as (c); new (b) added;
eff. 4-4-11..................................................11-6044
229.1104 (e) added...............................................11-4511
229.1121 (c) added...............................................11-4511
230 Authority citation amended...................................11-4243
230.146 Regulation at 74 FR 3974 exp. date extended to 7-16-11;
(c)T amended................................................10-72664
230.151A Regulation at 74 FR 3175 withdrawn.....................10-64642
230.193 Added....................................................11-4244
230.239T Regulation at 74 FR 3974 exp. date extended to 7-16-11;
(e) amended.................................................10-72664
230.501 (e) Note reinstated; CFR correction.....................11-15841
231 Interpretive release........................................10-59897
232 Authority citation revised...................................11-4511
232.13 (a)(4) revised...........................................10-56780
Regulation at 75 FR 56780 eff. date stayed indefinitely.......10-64641
232.101 (a)(1)(xvi) added........................................11-4511
232.301 Revised.......................................10-17854, 10-55966
Revised........................................................11-1515
232.312 (a) introductory text amended...........................10-80300
232.314 Added....................................................11-4511
240 Authority citation revised..................................10-54477
Authority citation amended....................................10-64653
Authority citation amended.....................................11-4511

[[Page 21]]

Authority citation revised.....................................11-6045
240.12a-10T Regulation at 74 FR 3975 exp. date extended to 7-16-
11; (b) amended.............................................10-72664
240.12h-1 Regulation at 74 FR 3975 exp. date extended to 7-16-11;
(h)T amended................................................10-72664
240.13Aa-2T Added; interim......................................10-64653
240.13a-11 (b) revised..........................................10-56780
Regulation at 75 FR 56780 eff. date stayed indefinitely.......10-64641
240.13d-1 (b)(1)(i) and (c)(1) revised; (b)(1) Instruction 1 added
10-56780
Regulation at 75 FR 56780 eff. date stayed indefinitely.......10-64641
240.13d-102 Amended.............................................10-56780
Regulation at 75 FR 56780 eff. date stayed indefinitely.......10-64641
240.13e-100 Item 15 revised; eff. 4-4-11.........................11-6045
240.14a-2 (b) introductory text revised; (b)(7) and (8) added...10-56780
Regulation at 75 FR 56780 eff. date stayed indefinitely.......10-64641
240.14a-4 (b)(2) introductory text and concluding text amended
10-56781
Regulation at 75 FR 56781 eff. date stayed indefinitely.......10-64641
(b)(1) amended; (b)(3) added; eff. 4-4-11......................11-6045
240.14a-5 (e)(1) and (2) amended; (e)(3) added..................10-56782
Regulation at 75 FR 56782 eff. date stayed indefinitely.......10-64641
240.14a-6 (a)(4) through (7) redesignated as (a)(5) through (8);
new (a)(4) and (p) added; (a) Note (3) amended..............10-56782
Regulation at 75 FR 56782 eff. date stayed indefinitely.......10-64641
(a)(7) revised; amended........................................11-6045
240.14a-8 (i)(8) revised........................................10-56782
Regulation at 75 FR 56782 eff. date stayed indefinitely.......10-64641
(i)(10) Note added; eff. 4-4-11................................11-6045
240.14a-9 (c) added; authority citation removed; notes (a) through
(d) redesignated as notes a. through d......................10-56782
Regulation at 75 FR 56782 eff. date stayed indefinitely.......10-64641
240.14a-11 Added................................................10-56782
Regulation at 75 FR 56782 eff. date stayed indefinitely.......10-64641
240.14a-12 Instructions amended.................................10-56787
Regulation at 75 FR 56787 eff. date stayed indefinitely.......10-64641
240.14a-18 Added................................................10-56787
Regulation at 75 FR 56787 eff. date stayed indefinitely.......10-64641
240.14a-21 Added; eff. 4-4-11....................................11-6045
240.14a-101 Items 7 and 22 amended..............................10-56788
Regulation at 75 FR 56788 eff. date stayed indefinitely.......10-64641
Item 5 amended; Item 24 added; eff. 4-4-11.....................11-6046
240.14c-101 Item 3 amended; eff. 4-4-11..........................11-6046
240.14d-100 Item 11 revised; eff. 4-4-11.........................11-6046
240.14d-101 Item 8 amended; eff. 4-4-11..........................11-6046
240.14n-1 Undesignated center headiing and section added........10-56788
Regulation at 75 FR 56788 eff. date stayed indefinitely.......10-64641
240.14n-2 Added.................................................10-56788
Regulation at 75 FR 56788 eff. date stayed indefinitely.......10-64641
240.14n-3 Added.................................................10-56788
Regulation at 75 FR 56788 eff. date stayed indefinitely.......10-64641
240.14n-101 Added...............................................10-56788
Regulation at 75 FR 56788 eff. date stayed indefinitely.......10-64641
240.15c2-12 (b)(5)(i)(C) introductory text, (2), (6), (7), (8),
(10), (11), (d)(1)(ii) and (2)(ii)(B) revised;
(b)(5)(i)(C)(12), (13), (14) and (d)(5) added; (d)(1)(iii)
removed.....................................................10-33155
240.15c3-5 Added................................................10-69825
240.15d-11 (b) revised..........................................10-56792
Regulation at 75 FR 56792 eff. date stayed indefinitely.......10-64641
240.15Ba2-6T Added; interim.....................................10-54477
240.15Ga-1 Added.................................................11-4511
240.17a-8 Amended...............................................11-11328
240.17g-7 Added..................................................11-4515
240.19b-4 (g), (l)(1) and (4) revised............................11-4072
241 Interpretive release....................10-33156, 10-59897, 10-60617

[[Page 22]]

242.200 Regulation at 75 FR 11323 compliance date extended to 2-
28-11.......................................................10-68702
242.201 Regulation at 75 FR 11323 compliance date extended to 2-
28-11.......................................................10-68702
243.100 (b)(2)(iii) removed; (b)(2)(iv) redesignated as new
(b)(2)(iii).................................................10-61051
249 Authority citation amended...................................11-4515
249.220f Form 20-F amended......................................10-57387
249.240f Form 40-F amended......................................10-57387
249.308 Form 8-K amended........................................10-56792
Regulation at 75 FR 56792 eff. date stayed indefinitely.......10-64641
Form 8-K amended; eff. 4-4-11..................................11-6046
249.330 Form N-SAR amended......................................10-64123
249.331 Form N-CSR amended......................................10-64123
249.1300T (Subpart N) Added; interim............................10-54477
249.1400 (Subpart O) Added.......................................11-4515
260.4d-11T Regulation at 74 FR 3975 exp. date extended to 7-16-11;
amended.....................................................10-72664
274.101 Form N-SAR amended......................................10-64123
274.128 Form N-CSR amended......................................10-64123
275.203-1 (a) and (b) revised...................................10-49267
275.204-1 (a) and (c) notes removed; (b) and (c) revised........10-49267
275.204-2 (a)(18) added; (h)(1) revised.........................10-41068
(a)(14) revised...............................................10-49268
275.204-3 Revised...............................................10-49268
275.206(3)-3T (d) amended.......................................10-82241
275.206(4)-3 (e) added; authority citation removed..............10-41069
275.206(4)-4 Removed............................................10-49269
275.206(4)-5 Added..............................................10-41069
279.1 Form ADV amended..........................................10-49269
Regulation at 75 FR 49269 compliance date
extended......................................................11-255

Proposed Rules:

1--199 (Ch. I)..................................................10-67301
..............................................................11-14826
1............10-47738, 10-50718, 10-50950, 10-51429, 10-63732, 10-65586,
10-67254, 10-67642, 10-70152, 10-77576, 10-78185, 10-80174, 10-
80572
.............................................11-722, 11-4752, 11-14825
3.....................................................10-70881, 10-71379
.....................................................11-6095, 11-12888
4...........................................10-54794, 10-55698, 10-67254
............................................11-7976, 11-8068, 11-11701
15..............................................................10-67258
16......................10-41775, 10-54801, 10-54802, 10-80572, 10-14825
20....................................................10-50950, 10-67258
21..............................................................10-78185
23...........10-71379, 10-71391, 10-71397, 10-75432, 10-76666, 10-80638,
10-81519
............................................11-6708, 11-6715, 11-13101
30..........................................10-47738, 10-67642, 10-77588
32...............................................................11-6095
33...............................................................11-6095
35..............................................................10-59666
...............................................................11-6095
36..............................................................10-33198
37....................................................10-33198, 10-63732
.............................................11-722, 11-1214, 11-13101
38................................10-33198, 10-42633, 10-63732, 10-80572
............................................11-722, 11-13101, 11-14825
39...........10-42633, 10-63113, 10-63732, 10-67277, 10-77576, 10-78185,
10-80747
.........................11-722, 11-3698, 11-13101, 11-16587, 11-16588
40..........................................10-42633, 10-63732, 10-67282
................................................................11-722
43....................................................10-76140, 10-76930
45..............................................................10-76574
48..............................................................10-70974
49..............................................................10-80898
140.........................................10-47738, 10-63113, 10-67277
145..............................................................11-7976
147..............................................................11-7976
150..............................................................11-4752
151.............................................................10-50950
...............................................................11-4752
155.............................................................10-80638
160.............................................................10-66014
162.............................................................10-66018
165.............................................................10-75728
170.............................................................10-71379
180.............................................................10-67657
190...................................................10-75162, 10-75432
200--399 (Ch. II)...............................................10-55295
200.............................................................10-23328
...............................................................11-8946
210.............................................................10-47064
229..........10-23328, 10-59866, 10-62718, 10-64182, 10-65442, 10-66590,
10-80374, 10-80948, 10-80978
.............................................11-6110, 11-6111, 11-8946
230.........................................10-23328, 10-35920, 10-64182
......................................................11-5307, 11-8946
232.............................................................10-23328
...............................................................11-8946
239.........................................10-23328, 10-47064, 10-80374
...................................11-5307, 11-6110, 11-8946, 11-12896
240..........10-21456, 10-23328, 10-42982, 10-47064, 10-51429, 10-62718,
10-64182, 10-65442, 10-66590, 10-66622, 10-68560, 10-70488, 10-
75208, 10-77306, 10-79320, 10-79992, 10-80174, 10-82490
.......11-824, 11-2049, 11-2287, 11-3859, 11-8946, 11-10948, 11-14472,
11-15874, 11-16707

[[Page 23]]

242...........10-20738, 10-32556, 10-39626, 10-65882, 10-75208, 10-10948
..............................................................11-12645
243.............................................................10-23328
249..........10-21456, 10-23328, 10-47064, 10-59866, 10-62718, 10-64182,
10-65442, 10-66590, 10-66622, 10-70488, 10-77306, 10-79320, 10-
80374, 10-80948, 10-80978, 10-82490
.........11-824, 11-2049, 11-2287, 11-6110, 11-6111, 11-8946, 11-10948
270...............................10-35920, 10-42982, 10-47064, 10-66622
.....................................................11-5307, 11-12896
274.........................................10-42982, 10-47064, 10-66622
..............................................................11-12896
275.....................10-42982, 10-63753, 10-75650, 10-77052, 10-77190
......................................................11-5307, 11-8068
279.............................................................10-77052
...............................................................11-8068
400--499 (Ch. IV)...............................................11-17572