[List of CFR Sections Affected (LSA), December 2007] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) 1.3 (xx) and (yy) added.........................................07-63978 1.55 (f) revised................................................07-63979 1.56 (a) removed................................................07-63979 2 Authority citation revised....................................07-29247 2.4 Added.......................................................07-29247 3.1 (f) removed.................................................07-63979 3.10 (d) added..................................................07-35920 (c) revised...................................................07-63979 3.12 (b) revised................................................07-63103 (h)(1)(ii) and (iii)(D) amended; (h)(1)(iv) added.......................................................07-63979 3.31 (c)(1) introductory text and (2) revised...................07-63104 3.33 (f) introductory text revised..............................07-35920 4.10 (a) removed................................................07-63979 15.00 (g) removed...............................................07-63979 18 Authority citation revised...................................07-60771 18.05 Revised...................................................07-60771 21.02 (f) amended; (g) redesignated as (i); new (g) and (h) added...........................................07-50211 21.04 Added.....................................................07-50211 30 Technical correction.........................................07-17989 30 Appendix C amended...........................................07-50646 38 Appendix B suspended in part.................................07-65658 140.2 Heading, introductory text and (c) revised 07-16269 145.6 (a) revised...............................................07-16269 150.............................................................07-66097 166.1 (b) removed...............................................07-63979 171.9 (b) revised...............................................07-42277 Chapter II_Securities and Exchange Commission (Parts 200_399) 200 Authority citation revised..................................07-16955 Technical correction..........................................07-33881 200.30-1 (e)(17) added..........................................07-16955 210.1-02 (a)(2) revised; (p) through (bb) redesignated as (q) through (cc); new (p) added.......................................................07-35320 (a)(4) added; (p) removed; (q) through (cc) redesignated as (p) through (bb)............................07-44927 210.2-02 (f) revised............................................07-35321 210.2-02T Heading revised; eff. 8-27-07 to 6-30-09 07-35321 211 Staff accounting bulletin.........................07-63484, 07-74168 228.308 (a)(4) and (b) revised..................................07-35321 229.308 (a)(4) and (b) revised..................................07-35321 230 Authority citation revised..................................07-20414 Authority citation amended....................................07-71566 230.144 (g)(2) and (3) and notes redesignated as (g)(3) and (4); preliminary note, (a)(3)(vi), (vii), (b), (c), (d)(1), (3)(i), (iii), (vii), (viii), (e) introductory text, (1) introductory text, (2), (3), (f), (g)(1), new (3), (h) and (i) revised; (a)(3)(viii), (4), (d)(3)(ix), (x) and new (g)(2) added; (j) and (k) removed.................................................07-71566 230.145 (c), (d) and (e) revised; authority citation removed............................................07-71570 230.146 (b)(1) and (2) revised..................................07-20414 230.190 (a)(2) and (3) revised; (a)(4) added....................07-71571 230.401 (g)(1) amended; (g)(3) added............................07-73551 230.701 (g)(3) amended..........................................07-71571 230.903 (b)(3)(iii)(A), (B) introductory text and (iv) revised................................................07-71571 232 Authority citation revised..................................07-39299 232.101 (a)(1)(x) and (xi) amended; (a)(1)(xii) added.......................................................07-16955 232.301 Revised.................................................07-46561 232.401 (a), (b)(1)(ii) and (iii) amended; (b)(1)(iv) added; (d)(1)(i) and (2)(i) revised 07-39299 (a) and (b)(1)(iv) correctly amended..........................07-48742 239 Authority citation revised..................................07-39299 239.13 Form S-3 amended.........................................07-73551 239.15a Form N-1A amended.......................................07-39300 Form N-1A correctly amended...................................07-48742 239.33 Form F-3 amended.........................................07-73551 239.144 (b) revised.............................................07-71571 239.144 Form 144 amended........................................07-45111 240.3a4-2 Removed...............................................07-56554 240.3a4-3 Removed...............................................07-56554 240.3a4-4 Removed...............................................07-56554 240.3a4-5 Removed...............................................07-56554 240.3a4-6 Removed...............................................07-56554 240.3a5-2 Added.................................................07-56567 240.3a5-3 Added.................................................07-56567 240.10a-1 Undesignated center heading and section removed.....................................................07-36359 [[Page 62]] 240.3b-9 Removed................................................07-56568 240.3b-17 Removed...............................................07-56554 240.12b-2 Amended.....................................07-35321, 07-44927 240.12g3-2 (d)(1) and (2) revised; (e) and (f) added.......................................................07-16955 240.12g-4 (a) revised; authority citation removed 07-16956 240.12h-1 (d) amended; (f) and (g) added........................07-69566 240.12h-3 (b)(1)(ii), (c) and (d) amended; (b)(2) and authority citation removed; (b)(3) redesignated as new (b)(2)..................................07-16956 240.12h-6 Added.................................................07-16956 240.13a-15 (c) revised..........................................07-35321 240.13d-101 Amended.............................................07-45111 240.13d-102 Amended.............................................07-45112 240.14a-3 (a) revised...........................................07-42237 240.14a-7 Note 3 removed........................................07-42238 240.14a-8 (i)(8) revised........................................07-70456 240.14a-16 (a), (d)(3), (f)(2)(i), (ii), (h), (j)(3) and (n) revised; (f)(2)(iii) added...................07-42238 240.14a-101 Amended.............................................07-42238 240.14b-1 (d) introductory text revised; (d)(5) added.......................................................07-42238 240.14b-2 (d) introductory text revised; (d)(5) added.......................................................07-42239 240.14c-2 (d) revised...........................................07-42239 240.14c-3 (d) revised...........................................07-42239 240.14d-100 Amended.............................................07-45112 240.15a-6 (a)(4)(i) revised.....................................07-56568 240.15a-7 Removed...............................................07-56554 240.15a-8 Removed.....................................07-56554, 07-56568 240.15a-9 Removed...............................................07-56568 240.15a-11 Removed..............................................07-56568 240.15d-15 (c) revised..........................................07-35322 240.17g-1--240.17g-6 Undesignated center heading added.......................................................07-33620 240.17g-1 Added.................................................07-33620 240.17g-2 Added.................................................07-33620 240.17g-3 Added.................................................07-33620 240.17g-4 Added.................................................07-33620 240.17g-5 Added.................................................07-33620 240.17g-6 Added.................................................07-33620 241 Interpretive releases.......................................07-35343 242.105 (a) revised; (b) and (c) redesignated as (c) and (d); new (b) added..................................07-45107 242.200 (g) introductory text revised; (g)(2) removed.....................................................07-36359 (e)(3) revised................................................07-45557 242.201 Added...................................................07-36359 242.203 (b)(3)(i) revised; (b)(3)(ii) through (v) redesignated as (b)(3)(iii), (iv), (vi) and (vii); new (n)(3)(ii) and (v) added.........................07-45557 247 Added.......................................................07-56554 249.103 Amended.................................................07-45112 Form 3 amended................................................07-45113 249.104 Amended.................................................07-45112 Form 4 amended................................................07-45113 249.105 Amended; Form 5 amended.................................07-45112 249.324 Added; Form 15F added...................................07-16958 249.501 Form BD amended.........................................07-20224 249.501a Form BDW amended.......................................07-20225 249b.300 Added..................................................07-33624 270.8b-33 Revised...............................................07-39299 274.11A Form N-1A amended.......................................07-39300 Form N-1A correctly amended...................................07-48742 274.202 Form 3 amended..........................................07-45113 274.203 Form 4 amended..........................................07-45113 275 Authority citation revised..................................07-55042 275.206(3)-3T Added; interim; eff. 9-30-07 to 12- 31-09.......................................................07-55042 275.206(4)-8 Added..............................................07-44761 Proposed Rules: 1.....................................................07-15637, 07-18316 3.................................07-15637, 07-18316, 07-20788, 07-45392 4.....................................................07-15637, 07-18316 15....................................................07-15637, 07-18316 18..............................................................07-34413 21..............................................................07-34417 36..............................................................07-45185 40....................................................07-39764, 07-45185 41..............................................................07-39764 150.........................................07-65483, 07-66097, 07-74213 160.............................................................07-16875 166...................................................07-15637, 07-18316 200.............................................................07-45116 210...........07-35346, 07-37962, 07-39670, 07-45600, 07-53509, 07-71610 228...............................07-39670, 07-45600, 07-53509, 07-65862 229.....................07-39670, 07-45600, 07-53509, 07-65862, 07-71610 230..........07-36822, 07-37376, 07-37962, 07-39670, 07-45116, 07-45600, 07-53509, 07-65862, 07-67790 231.............................................................07-71610 232.........................................07-37376, 07-63513, 07-67790 239..........07-35118, 07-36822, 07-37376, 07-37962, 07-39670, 07-45116, 07-45600, 07-53509, 07-65862, 07-67790, 07-72274 240..........07-28908, 07-35346, 07-37608, 07-39670, 07-43466, 07-43488, 07-45600, 07-53509, 07-65862 241.............................................................07-71610 242.............................................................07-45558 248.............................................................07-16875 249.....................07-37962, 07-39670, 07-45600, 07-53509, 07-65862 [[Page 63]] 260.............................................................07-39670 269.............................................................07-39670 270.............................................................07-63513 274.............................................................07-67790 275.............................................................07-55126