[List of CFR Sections Affected (LSA), October 2005] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Chapter I_Commodity Futures Trading Commission (Parts 1_199) 1 Fee schedule..................................................05-56823 1.25 Revised....................................................05-28200 (b)(3)(i)(B) corrected........................................05-32866 41.11 (a)(2)(ii) and (b)(2)(ii)(B) revised......................05-43750 150 Authority citation revised..................................05-24706 150.2 Revised...................................................05-24706 Chapter II_Securities and Exchange Commission (Parts 200_399) 200.30-1 (a)(9) and (10) added..................................05-44798 200.30-3 (a)(62) and (71) removed; (a)(63) through (70) and (72) through (82) redesignated as (a)(62) through (69) and (70) through (80); (a)(27), (28), (36), (37), (42), (49), (61), new (68) and (69) revised; new (a)(81), (82) and (83) added..............................................05-37611 200.30-7 (a)(11) amended........................................05-61031 200.800 (b) table revised (OMB numbers).........................05-37611 201.101 (a)(9)(vi) and (vii) revised............................05-37617 210 Compliance notification.....................................05-56825 210.4-01 (a)(3) added; authority citation removed 05-20719 211 Staff accounting bulletin...................................05-16694 228 Compliance notification.....................................05-56825 228.310 Note 6 added............................................05-20719 228.405 (a) introductory text, (2) and (b) revised 05-46088 228.512 (a)(1)(iii) note revised; (a)(4) and (g) added.......................................................05-44799 229 Compliance notification.....................................05-56825 229.405 (a) introductory text, (2) and (b) revised 05-46088 229.512 (a)(1)(iii) amended; (a)(5) and (6) added 05-44799 230.134 Revised.................................................05-44800 230.137 Revised.................................................05-44802 230.138 Revised.................................................05-44802 230.139 Revised.................................................05-44803 230.139a (c) removed; (d) and (e) redesignated as new (c) and (d).............................................05-44804 230.144 Authority citation removed; (e)(1)(iii) revised.....................................................05-37617 230.153 Revised.................................................05-44804 230.158 (c) revised.............................................05-44804 230.159 Added...................................................05-44804 230.159A Added..................................................05-44804 230.163 Added...................................................05-44805 230.163A Added..................................................05-44806 230.164 Added...................................................05-44806 230.168 Added...................................................05-44807 230.169 Added...................................................05-44808 230.172 Added...................................................05-44808 230.173 Added...................................................05-44809 230.174 (h) added; authority citations removed..................05-44809 230.401 (g) revised; authority citations removed 05-44809 230.405 Amended.......................................05-42246, 05-44809 230.408 Existing text designated as (a); (b) added 05-44811 230.412 (a) revised; authority citation removed.................05-44811 230.413 Revised.................................................05-44811 230.415 (a)(1)(x), (2), (3), (4) and undesignated text revised; (a)(5) and (6) added; authority citation removed............................................05-44812 230.418 (a)(3) introductory text and (b) introductory text revised; (a)(6) and (7) amended; (a)(8) added.......................................05-44812 230.424 (b) introductory text, (2) and (7) revised; (b)(8) and (g) added; Instruction 1 amended; Instruction 2 removed..............................05-44812 230.426 (c)(8) added............................................05-44813 230.430A (f) added..............................................05-44813 230.430B Added..................................................05-44813 230.430C Added..................................................05-44815 230.433 Added...................................................05-44815 230.434 Removed.................................................05-44818 230.439 (b) revised.............................................05-44818 230.456 Heading revised; existing text designated as (a); (b) added...........................................05-44818 230.457 (r) added...............................................05-44818 230.462 (e) and (f) added.......................................05-44818 230.473 (d) revised.............................................05-44819 230.497 (h)(2) removed; (h)(1) redesignated as (h) 05-44819 230.902 (c)(3)(v)(B), (vi) and (vii) amended; (c)(3)(viii) and (h)(4) added...............................05-44819 231 Interpretive releases.......................................05-19677 232.11 Amended..................................................05-43569 232.101 (a)(1)(ix), (x), (b)(7) and (8) amended; (a)(1)(xi) added; (b)(9) removed............................05-42467 [[Page 56]] (a)(1)(iv) and (c)(7) revised; (b)(8) and (9) amended; (b)(10) added; eff. in part 6-12-06 05-43569 232.102 (d) and (e) revised.....................................05-43569 232.201 (a)(1), Note Heading and Note 1 revised.................05-43569 232.301 Revised.......................................05-30900, 05-57130 232.311 (h)(1) revised..........................................05-43569 232.313 Added...................................................05-43569 239 Authority citation revised..................................05-44819 239.11 Authority citation removed; Form S-1 amended.....................................................05-44819 239.12 Removed; Form S-2 removed................................05-44820 239.13 introductory text and (c)(3) revised; (c)(2) amended; (d) redesignated as (e); (c)(4), (5), note and new (d) added.........................05-44820 239.13 Form S-3 amended.........................................05-44821 239.14 Form N-2 amended.........................................05-44831 239.16b (a) introductory text revised; Form S-8 amended.....................................................05-42246 239.25 Form S-4 amended.........................................05-44823 239.31 Form F-1 amended.........................................05-44824 239.32 Removed; Form F-2 removed................................05-44825 239.33 Introductory text and (a)(5)(iii) revised; (a)(5)(ii) amended; note following (a)(5)(iii) removed; (a)(5)(iv), (v), note and (c) added 05-44825 239.33 Form F-3 amended.........................................05-44826 239.34 Form F-4 amended.........................................05-44828 239.64 Form SE amended..........................................05-43570 240 Compliance notification.....................................05-56825 240.0-10 (e)(1) revised.........................................05-37617 240.3a51-1 (a) introductory text and (e) introductory text revised...................................05-37617 (a), (e) and (f) revised......................................05-40631 (a) introductory text correctly revised; (e)(1) correctly amended...........................................05-46090 240.3a55-1 (a)(2)(ii) and (b)(2)(ii)(B) revised.................05-43750 240.3b-16 (d) revised...........................................05-37617 240.10a-1 (a)(1), (e)(5)(ii) and (11) revised...................05-37617 240.10b-10 (a)(2)(i)(C), (ii)(B) and (d)(7) revised; (d)(8) removed; (d)(9) and (10) redesignated as (d)(8) and (9)..............................05-37618 240.10b-18 (a)(6) revised.......................................05-37618 240.11Aa2-1--240.11Ac1-6 Undesignated center heading removed.............................................05-37618 240.11Aa2-1 Removed.............................................05-37618 240.11Aa3-1 Removed.............................................05-37618 240.11Aa3-2 Removed.............................................05-37618 240.11Ab2-1 Removed.............................................05-37618 240.11Ac1-1 Removed.............................................05-37618 240.11Ac1-2 Removed.............................................05-37618 240.11Ac1-3 Removed.............................................05-37618 240.11Ac1-4 Removed.............................................05-37618 240.11Ac1-5 Removed.............................................05-37618 240.11Ac1-6 Removed.............................................05-37618 240.12a-7 (a)(2) introductory text revised......................05-37618 240.12b-2 Amended...............................................05-42247 240.12d2-2 Preliminary note added; (a) introductory text, (4) and (b) through (e) revised; authority citation and (f) removed.................05-42468 240.12f-1 Authority citation removed; (a)(3) amended; (a)(4) revised.....................................05-37618 240.12f-2 (a) revised...........................................05-37618 240.13a-14 (a) amended..........................................05-42247 240.13a-19 Revised..............................................05-42247 240.14a-2 (b)(5) added; authority citation removed 05-44829 240.15b9-1 Authority citation removed; (c) revised 05-37618 240.15c2-11 (f)(5) revised......................................05-37618 240.15d-14 (a) amended..........................................05-42247 240.15d-19 Added................................................05-42247 240.15g-2 Heading and (a) revised; (b) redesignated as (c); new (b) and (d) added..................05-40632 240.15g-9 (a)(2)(ii) and (b)(4) revised.........................05-40632 240.15g-100 Revised.............................................05-40632 240.16b-3 (d) introductory text and (e) revised.................05-46089 240.16b-7 Revised...............................................05-46089 240.19c-3 (b)(6) revised........................................05-37618 240.19c-4 (e)(6) revised........................................05-37618 240.19d-1 (j) and (k) added; authority citation removed.....................................................05-42469 240.31 (a)(11)(v) revised.......................................05-37619 241 Interpretive releases.......................................05-19677 242 Heading revised.............................................05-37619 Compliance notification.............................05-45529, 05-52014 242.100 (b) amended.............................................05-37619 242.300 (g) and (h) revised; (i) and (j) removed; (k), (l) and (m) redesignated as new (i), (j) and (k).....................................................05-37619 [[Page 57]] 242.301 (b)(3), (5) and (6) revised.............................05-37619 242.600--242.612 Undesignated center heading added 05-37620 242.600 Added...................................................05-37620 242.601 Added...................................................05-37620 242.602 Added...................................................05-37620 242.603 Added...................................................05-37620 242.604 Added...................................................05-37620 242.605 Added...................................................05-37620 242.606 Added...................................................05-37620 242.607 Added...................................................05-37620 242.608 Added...................................................05-37620 242.609 Added...................................................05-37620 242.610 Added...................................................05-37620 242.611 Added...................................................05-37620 242.612 Added...................................................05-37620 243.100 (b)(2)(iv) revised......................................05-44829 249 Compliance notification.....................................05-56825 249.25 Revised..................................................05-42469 249.210 Form 10 amended.........................................05-44829 249.220f Form 20-F amended............................05-20687, 05-44830 Heading revised; (a) and Form 20-F amended....................05-42248 249.308 Form 8-K amended........................................05-42248 249.308a Form 10-Q amended............................05-42249, 05-44830 249.308b Form 10-QSB amended....................................05-42249 249.310 Form 10-K amended.............................05-42249, 05-44830 249.310b Form 10-KSB amended..........................05-42249, 05-44831 249.444 Form SE amended.........................................05-43570 249.1001 Revised; Form SIP amended..............................05-37632 259.603 Form SE amended.........................................05-43570 269.8 Form SE amended...........................................05-43570 270 Policy statement............................................05-39390 270.17a-7 (b)(1) revised........................................05-37632 270.24b-2 Revised...............................................05-43570 271 Interpretive releases.......................................05-19677 274.11a-1 Form N-2 amended......................................05-44831 274.403 Form SE amended.........................................05-43570 275.202(a)(11)-1 Added..........................................05-20454 Compliance notification.......................................05-54629 Chapter IV_Department of the Treasury (Parts 400_499) 450.3 (a) revised...............................................05-29446 Proposed Rules: 1.....................................................05-56608, 05-58985 36....................................................05-39672, 05-54323 37....................................................05-39672, 05-54323 38....................................................05-39672, 05-54323 39....................................................05-39672, 05-54323 40....................................................05-39672, 05-54323 145.............................................................05-58985 147.............................................................05-58985 201.............................................................05-22224 210.............................................................05-56862 229.............................................................05-56862 240...................................................05-21306, 05-56862 241.............................................................05-61700 249.............................................................05-56862 710.............................................................05-42010 711.............................................................05-42010 712.............................................................05-42010 713.............................................................05-42010 714.............................................................05-42010 715.............................................................05-42010 716.............................................................05-42010 717.............................................................05-42010 718.............................................................05-42010 719.............................................................05-42010 720.............................................................05-42010 721.............................................................05-42010