[List of CFR Sections Affected (LSA), September 2004] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17_COMMODITY AND SECURITIES EXCHANGES Title 17 Nomenclature change....................................04-18803 Chapter I_Commodity Futures Trading Commission (Parts 1_199) 1.10 (c), (e)(1), (2) and (f)(2) amended........................04-41425 (b)(1), (2)(i), (c), (d)(4), (e) and (f) revised 04-49795 (c)(3) and (f)(1)(ii)(B) corrected; (j)(8)(ii) correctly revised...........................................04-55949 1.12 (i)(1) amended.............................................04-41426 (a)(1), (b)(1), (2), (3), (4), (c), (d), (e), (f), (h) and (i)(1) revised.................................04-49797 1.16 (d)(1) amended.............................................04-41426 (f) revised...................................................04-49798 1.17 (h)(3)(vi) amended.........................................04-41426 (a)(1)(i)(B), (b)(4), (e)(1)(i), (ii), (h)(2)(vi)(C)(1), (2), (vii)(A)(1), (2), (vii)(B)(1), (2), (vii)(A)(1), (2), (3)(ii)(A), (B), (v)(A), (B) and (vii) revised; (b)(7) and (8) added...............................04-49799 (a)(2)(ii) correctly amended..................................04-55949 1.18 (b) revised................................................04-49800 1.23 Amended....................................................04-41426 1.30 Amended....................................................04-41426 4.13 (a)(3)(iii)(C) and (D) revised; (a)(3)(iii)(E) added........................................04-41426 30.4 (a) revised................................................04-49803 30.10 Existing text designated as (a); (b) added 04-49803 31.13 (c) and (e) amended.......................................04-41426 36.3 (b)(1)(i), (ii) and (c)(2) revised; (b)(2) and (3) redesignated as (b)(3) and (4); (b)(1)(iii), (iv), new (2), (c)(1) heading and (3) heading added...........................................04-43294 140.2 Revised...................................................04-41426 140.99 Second (d)(2) removed....................................04-41426 143 Authority citation revised..................................04-52997 143.1 Revised...................................................04-52997 143.2--143.8 (Subpart A) Designation and heading added.......................................................04-52997 143.2 (c) revised...............................................04-52997 143.7 (a) revised...............................................04-52997 143.8 (a) revised...............................................04-52995 143.9--143.10 (Subpart B) Added.................................04-52997 145.6 (a) revised...............................................04-41426 190.07 (b)(3)(v) amended........................................04-41427 Chapter II_Securities and Exchange Commission (Parts 200_399) 200.1--200.16 (Subpart A) Authority citation revised.....................................................04-34461 200.19a Introductory text amended...............................04-34461 200.30-3 (a)(7)(v) amended; (a)(7)(vi) added....................04-34461 (a)(79), (80) and (81) added.....................................34494 (a)(82) added.................................................04-41078 (g) redesignated as (j); new (g), (h) and (i) added.......................................................04-41937 (a)(10)(iii) added............................................04-54190 200.30-5 (g) through and (k) redesignated as (i) through (m); new (g) and (h) added..........................04-41937 200.30-18 (c) redesignated as (c)(1); (c)(2) added 04-41938 200.735-5 (b)(1)(ii) and (iv) amended; (b)(1)(v) removed; (b)(1)(vi) redesignated as new (b)(1)(v); new (b)(1)(v) and (m)(3) revised.................04-21058 211 Interpretive releases.......................................04-29066 230.146 (b)(1)(ii), (iii) and (2) revised; (b)(1)(iv) added............................................04-43298 231 Interpretive releases.......................................04-29066 232.10 (b) revised..............................................04-22709 232.101 (a)(1)(ix) added........................................04-22709 232.104 (a) revised.............................................04-22709 232.201 (a) introductory text revised...........................04-22710 232.202 (a) introductory text revised...........................04-22710 232.301 Revised.......................................04-21955, 04-49805 239 Authority citation revised........................04-33269, 04-39807 239.12 Form S-2 corrected.......................................04-48371 239.13 Form S-3 corrected.......................................04-48371 239.14 Form N-2 amended; eff. in part 1-31-06...................04-39808 Form N-2 amended..............................................04-52801 239.15A Form N-1A amended...............04-22312, 04-33269, 49807, 52799 Form N-1A amended; eff. in part 1-31-06.......................04-39808 239.17a Form N-3 amended.................................04-22314, 52802 Form N-3 amended; eff. in part 1-31-06........................04-39809 239.17b Form N-4 amended........................................04-22316 239.17c Form N-6 amended........................................04-22316 239.63 Revised..................................................04-22710 240.3b-3 Removed................................................04-48029 [[Page 48]] 240.10a-1 (c), (d), (e)(13) and authority citation removed.....................................................04-48029 240.10a-2 Removed...............................................04-48029 240.13k-1 Added.................................................04-24024 240.14a-101 Amended.............................................04-39807 240.15c3-1 (a)(7) undesignated center heading and (c)(13) undesignated center heading revised; (a)(7) text and (c)(13) text added; (c)(15) amended; authority citation removed.........................04-34461 240.15c3-1e Revised.............................................04-34462 240.15c3-1g Added...............................................04-34467 240.15c3-3A Amended.............................................04-54190 240.17a-4 (b)(12) added.........................................04-34471 240.17a-5 (a)(5) and (k) through (o) redesignated as (a)(6) and (l) through (p); new (a)(5) and (k) added...................................................04-34471 240.17a-11 (b)(2) and (h) revised...............................04-34472 240.17a-12 (l) revised..........................................04-34494 240.17h-1T (d)(4) redesignated as (d)(5); new (d)(4) added................................................04-34472 240.17h-1T (d)(5) redesignated as (d)(6); new (d)(5) added................................................04-34494 240.17h-2T (b)(4) redesignated as (b)(5); new (b)(4) added................................................04-34472 240.17h-2T (b)(5) redesignated as (b)(6); new (b)(5) added................................................04-34494 240.17i-1 Undesignated center heading and section added.......................................................04-34495 240.17i-2 Added.................................................04-34495 240.17i-3 Added.................................................04-34495 240.17i-4 Added.................................................04-34495 240.17i-5 Added.................................................04-34495 240.17i-6 Added.................................................04-34495 240.17i-7 Added.................................................04-34495 240.17i-8 Added.................................................04-34495 240.31-1 Removed................................................04-41078 240.31 Added....................................................04-41078 240.31T Added (temporary).......................................04-41080 241 Interpretive releases................................04-29066, 48029 242 Heading revised.............................................04-48029 242.105 (b) amended.............................................04-48029 242.200 Undesignated center heading and section added.......................................................04-48029 242.201 Added...................................................04-48029 242.202T Added; eff. 9-7-04 to 8-6-07...........................04-48029 242.203 Added...................................................04-48029 249.11 Added....................................................04-41080 249.220f Form 20-F amended......................................04-24024 249.308 Form 8-K corrected......................................04-48371 249.308a Form 10-Q corrected....................................04-48371 249.308b Form 10-QSB corrected..................................04-48371 249.310 Form 10-K corrected.....................................04-48371 249.331 Form N-CSR amended......................................04-52804 249.446 Revised.................................................04-22710 259.602 Revised.................................................04-22710 269.7 Revised...................................................04-22710 270 Authority citation amended..................................04-46389 270.0-1 (a)(7) added............................................04-46389 270.10f-3 (c)(3), (9), (12)(i) and (ii) amended; (c)(11) revised.............................................04-46389 270.12b-1 (c) revised...........................................04-46389 (a)(1), (2), (b)(2), (3)(iii), (iv), (B), (4), (e), (f) and (g) amended; (h) added.........................04-54733 270.15a-4 (b)(2)(vii) revised...................................04-46389 270.17a-7 (f) revised...........................................04-46389 270.17a-8 (a)(4) revised........................................04-46389 270.17d-1 (d)(7)(v) revised.....................................04-46389 270.17e-1 (c) revised...........................................04-46389 270.17g-1 (j)(3) revised........................................04-46390 270.17j-1 (a)(1)(i), (2)(i), (d)(1)(i) introductory text, (ii) introductory text, (iii) introductory text and (2)(iv) revised; (a)(11) and (d)(2)(vi) added................................04-41707 270.18f-3 (e) revised...........................................04-46390 270.23c-3 (b)(8) revised........................................04-46390 270.30a-2 (a) and (b) amended...................................04-52799 270.31a-2 (a)(4) and (5) amended; (a)(6) added..................04-46390 274.11A Form N-1A amended...............04-22312, 04-33269, 49807, 52799 Form N-1A amended; eff. in part 1-31-06.......................04-39808 274.11a-1 Form N-2 amended; eff. in part 1-31-06 04-39808 Form N-2 amended..............................................04-52801 274.11b Form N-3 amended.................................04-22314, 52802 Form N-3 amended; eff. in part 1-31-06........................04-39809 274.11c Form N-4 amended........................................04-22316 274.11d Form N-6 amended........................................04-22316 274.128 Form N-CSR amended......................................04-52804 274.402 Revised.................................................04-22711 275 Authority citation amended..................................04-41707 275.204-2 (a)(12), (13) and (e)(1) revised......................04-41707 275.204A-1 Added................................................04-41708 279.1 Form ADV amended..........................................04-41709 Chapter IV_Department of the Treasury (Parts 400_499) 403 Authority citation revised..................................04-33259 [[Page 49]] 403.1 Revised...................................................04-33259 403.4 (e) through (l) redesignated as (f) through (m); new (e) added..........................................04-33259 Proposed Rules: 1...............................................................04-39880 15..............................................................04-26333 16..............................................................04-26333 17..............................................................04-26333 18..............................................................04-26333 19..............................................................04-26333 21..............................................................04-26333 30...............................................................04-1799 37..............................................................04-53367 38.......................................................04-39880, 53367 40..............................................................04-44981 41..............................................................04-44981 145.............................................................04-44981 150.............................................................04-33874 200--399 (Ch. II)...............................................04-46117 200.............................................................04-30142 210.........................................04-26650, 04-30750, 04-53550 228.........................................04-26650, 04-30750, 04-35982 229.........................................04-26650, 04-30750, 04-35982 230.....................04-21650, 04-25182, 04-26650, 04-30142, 04-30750 232.....................04-17864, 04-23856, 04-26650, 04-30750, 04-34860 239...............................04-21650, 04-25182, 04-26650, 04-30750 240..........04-17864, 04-21650, 04-23856, 04-25182, 04-25778, 04-26650, 04-30142, 04-30750, 04-32784, 04-34860, 04-35982, 04-39682, 04- 44988, 04-53550 242.....................04-26650, 04-30142, 04-30750, 04-39682, 04-44988 245...................................................04-26650, 04-30750 247.............................................................04-42302 248.............................................................04-56304 249..........04-17864, 04-21650, 04-23856, 04-25182, 04-26650, 04-30142, 04-30750, 04-34860, 04-53550 275.........................................04-25778, 04-45172, 04-51620 279.........................................04-25778, 04-45172, 04-51620 450.............................................................04-56968