[List of CFR Sections Affected (LSA), July 2003] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17--COMMODITY AND SECURITIES EXCHANGES Chapter I--Commodity Futures Trading Commission (Parts 1--199) 1.35 (a-1)(5) revised...........................................02-34794 4.10 (m) added..................................................02-42967 4.25 (a)(1)(ii)(H) added........................................02-42967 4.35 (a)(7) and (8) redesignated as (a)(8) and (9); new (a)(7) added.......................................02-42967 30 Order........................................................02-39006 Authority citation revised...................................02-40499 30.5 Introductory text, (a) and (b) revised; (e) removed.....................................................02-40499 30 Appendix D redesignated from Part 40 Appendix C; new Appendix D revised...................................02-33624 40 Appendix C redesignated as Part 30 Appendix D 02-33624 42 Added........................................................02-25159 Chapter II--Securities and Exchange Commission (Parts 200--399) 201.100--201.900 (Subpart D) Authority citation revised.....................................................02-35788 201.161 (a) amended; (b) introductory text and (1) revised; (b)(2) redesignated as (c)(1); new (b)(2) and (c)(2) added.....................................02-35788 201.230 (d) amended.............................................02-35789 201.360 (a) redesignated as (a)(1); (a)(2) and (3) added.......................................................02-35789 201.450 (a) amended.............................................02-35789 201.900 (a)(1)(i) removed; (a)(1)(ii), (iii) and (iv) redesignated as new (a)(1)(i), (ii) and (iii); new (a)(1)(iii) revised..............................02-35789 210 Authority citation revised..................................02-36660 210.1-02 (a) redesignated as (a)(1); (a)(2) added; authority citation removed..................................02-36660 210.2-02 Heading, (a) heading, (b) heading, (c) heading and (d) heading revised; (f) added..................02-36660 210.3-01 (e)(1) and (i)(2) revised..............................02-17880 210.3-12 (g)(1) revised.........................................02-17881 211 Staff accounting bulletin...................................02-26840 228 Policy statement............................................02-15939 Authority citation revised..........................02-18817, 02-36660 228.307 Revised.................................................02-36660 228.308 Added...................................................02-36661 228.401 (f) added...............................................02-18817 (e)(2)(iv) amended............................................02-36661 228.601 (a)(1) amended; Exhibit table, (b)(7), (11) heading and (27) through (98) revised..................02-36661 229 Policy statement............................................02-15939 Authority citation revised..........................02-18817, 02-36663 229.307 Revised.................................................02-36663 229.308 Added...................................................02-36663 229.401 (h) Instruction 3 revised; (i) added....................02-18817 (h)(2)(iv) amended............................................02-36663 229.601 (a)(1) amended; Exhibit table and (b)(27) through (98) revised........................................02-36663 230.110 (b) revised.............................................02-25798 232.12 (b) revised..............................................02-25799 232.13 (a)(4) added.............................................02-25799 232.101 (a)(1)(iii) revised; (b)(4) removed; (b)(5) through (10) redesignated as (b)(4) through (9).................................................02-25799 232.104 (a) revised.............................................02-25799 232.201 (a) introductory text revised...........................02-25799 232.301 Revised.......................................02-24346, 02-44878 239 Authority citation amended..................................02-25799 239.62 Removed..................................................02-25799 239.144 (c) amended.............................................02-25799 240 Authority citation revised........................02-18818, 02-36665 240.0-2 (b) revised.............................................02-25799 240.10A-3 Added.................................................02-18818 240.12b-15 Revised..............................................02-36665 240.13a-14 (c) removed; (d), (e) and (f) redesignated as (c), (d) and (e); (a), (b), new (c), (d) introductory text and (e) revised; new (f) added......................................02-36665 240.13a-15 Revised..............................................02-36666 240.13b2-2 Revised..............................................02-31830 240.14a-101 Amended.............................................02-18821 240.15d-14 (c) removed; (d), (e) and (f) redesignated as (c), (d) and (e); (a), (b), new (c), (d) introductory text and (e) revised; new (f) added......................................02-36666 240.15d-15 Revised..............................................02-36667 240.16a-3 (k) added; (h) revised................................02-25799 241 Policy Statement..................................02-25283, 02-32311 244 Policy statement............................................02-15939 [[Page 46]] 249 Policy statement............................................02-15939 Authority citation amended..........................02-18821, 02-36667 249.103 Form 3 amended..........................................02-25800 249.104 Form 4 amended..........................................02-25801 249.105 Form 5 amended..........................................02-25802 249.220f Form 20-F amended............................02-18821, 02-36668 249.240f Form 40-F amended............................02-18822, 02-36670 249.308a Form 10-Q amended......................................02-36667 249.308b Form 10-QSB amended....................................02-36667 249.310 Form 10-K amended.......................................02-36668 249.310b Form 10-KSB amended....................................02-36668 249.330 Form N-SAR amended......................................02-36672 249.331 Form N-CSR amended............................02-18822, 02-36672 249.445 Removed.................................................02-25800 250.21 (b)(1) revised...........................................02-25800 259.601 Removed.................................................02-25800 260.0-5 (b) revised.............................................02-25800 269.6 Removed...................................................02-25800 270 Authority citation amended..................................02-36671 270.0-11 Added..................................................02-25146 270.3a-8 Added..................................................02-37052 270.8b-15 Amended...............................................02-36671 270.30a-2 Revised...............................................02-36671 270.30a-3 Revised...............................................02-36671 274 Authority citation amended..................................02-36672 274.101 Form N-SAR amended......................................02-36672 274.128 Form N-CSR amended............................02-18822, 02-36672 274.202 Form 3 amended..........................................02-25800 274.203 Form 4 amended..........................................02-25801 Form 4 corrected..............................................02-37044 274.401 Removed.................................................02-25803 275.0-4 (a) revised.............................................02-42248 275.203-1 (d) amended...........................................02-42248 275.203-3 (b)(3) and note amended...............................02-42248 275.203A-6 Removed..............................................02-42248 275.204-1 Note added; (b) revised; (d) amended..................02-42248 275.04 (a) revised..............................................02-42248 279.1 Form ADV amended..........................................02-42249 279.2 Form ADV-W amended........................................02-42249 279.3 Form ADV-H amended........................................02-42250 Proposed Rules: 1.....................................................02-38655, 02-40835 240.........................................02-15688, 02-27722, 02-36951