[List of CFR Sections Affected (LSA), July 2002] [From the U.S. Government Publishing Office, www.gpo.gov] TITLE 17--COMMODITY AND SECURITIES EXCHANGES Chapter I--Commodity Futures Trading Commission (Parts 1--199) 1 Fee schedule..................................................02-44036 3.2 (c) revised.................................................02-38874 3.10 (a)(2)(i) revised; (d) removed.............................02-38874 Corrected.....................................................02-41166 3.11 (a)(2), (3) and (b) revised; (C) and (d) removed.....................................................02-38874 3.12 (c)(1), (4), (d)(1) introductory text and (f) revised; (d)(2) and (3) redesignated as (d)(3) and (4); new (d)(2) added...................................02-38874 3.31 (a)(2) redesignated as (a)(3); new (a)(2) added; (a)(1) and new (3) revised; (d) amended 02-38875 3.33 (b) introductory text and (e) amended; (b)(3) and (d) removed; (b)(4) through (7) and (c)(2) redesignated as (b)(3) through (6) and (c)..................02-38876 3.40 Revised....................................................02-38876 3.41 Removed....................................................02-38876 3.42 (a)(2), (3), (4) and (6) revised...........................02-38876 3.44 (a)(4) introductory text and (5) revised...................02-38876 3.46 (a)(6) and (8) revised.....................................02-38876 4 Technical correction..........................................02-44931 4.26 (c) removed; (b) redesignated as new (c); new (b) added...................................................02-42710 11 Technical correction.........................................02-39473 11.4 (e) and (f) added..........................................02-37322 30 Order..............................................02-30785, 02-45056 40 Fee schedule.................................................02-38379 41 Authority citation revised...................................02-36761 41.1 (j), (k) and (l) added.....................................02-36761 41.25 (a)(2) and (d) added; (b) revised.........................02-36761 140.100 Added...................................................02-45299 Chapter II--Securities and Exchange Commission (Parts 200--399) 200.20b (a) revised.............................................02-43535 200.30-7 (a)(12) added; authority citation removed 02-30326 230 Authority citation amended..................................02-19673 230.134b Revised................................................02-19868 230.403 (c) revised; authority citation removed.................02-36698 230.405 Amended.................................................02-19673 230.430 (b) introductory text revised...........................02-19868 230.430A (e) revised............................................02-19869 230.493 Revised.................................................02-36699 230.495 (a), (c) and (d) revised................................02-19869 230.496 Revised.................................................02-19869 230.497 (c) and (e) revised.....................................02-19869 231 Interpretive releases.......................................02-43246 232.100 (a) and (c) revised.....................................02-36699 232.101 (a)(1)(iii) note, (c)(16) and (17) redesignated as (a)(1)(iii) Note 1, (c)(15) and (16); (a)(1)(iii) Note 2, (a)(1)(vi), (vii), (viii) and (b)(7) through (10) added; (a)(1)(iv), (v), (c)(5), (6), (14), new (c)(15) and (16) amended; (b)(1), (6) and (c)(9) revised; (c)(15) and (d) removed.....................02-36699 232.303 (b) revised.............................................02-36700 232.306 (a) revised; (b) redesignated as (e); new (b), (c) and (d) added......................................02-36700 232.311 (f), (g) and (h) redesignated as (h), (i) and (j); new (f) and (g) added..............................02-36700 232.601 Removed.................................................02-36700 239 Authority citation amended..................................02-19869 239.17c Added...................................................02-19870 239.31 Form F-1 amended.........................................02-36700 239.32 Form F-2 amended.........................................02-36701 239.33 Form F-3 amended.........................................02-36701 239.34 Form F-4 amended.........................................02-36701 239.36 Form F-6 amended.........................................02-36702 239.37 Form F-7 amended.........................................02-36702 239.38 Form F-8 amended.........................................02-36702 239.39 Form F-9 amended.........................................02-36703 239.40 Form F-10 amended........................................02-36703 239.41 Form F-80 amended........................................02-36704 239.42 Form F-X amended.........................................02-36709 239.800 Form CB amended.........................................02-36707 240.3a4-1 Undesignated section heading removed..................02-19673 240.3a11-1 Revised..............................................02-19673 240.6h-1 Added..................................................02-36762 240.12b-12 (d) revised; authority citation removed 02-36704 240.13e-102 Amended.............................................02-36705 240.14d-102 Amended.............................................02-36705 240.14d-103 Amended.............................................02-36706 [[Page 40]] 240.16a-2 Introductory text amended.............................02-43535 240.16a-3 (d) revised...........................................02-43535 240.31-1 Amended................................................02-46108 241 Interpretive releases.......................................02-43246 249.103 Amended.................................................02-43535 249.104 Amended.................................................02-43535 249.105 Amended.................................................02-43535 249.220f Form 20-F amended......................................02-36706 249.306 Form 6-K amended........................................02-36708 249.240f Form 40-F amended......................................02-36707 249.250 Form F-X amended........................................02-36709 249.480 Form CB amended.........................................02-36707 269.5 Form F-X amended..........................................02-36709 270 Authority citation amended..................................02-19870 270.3a-1 Introductory text and (b) revised......................02-43536 270.3a-2 (a) introductory text revised..........................02-43536 270.3a-3 Introductory text and (b) revised......................02-43536 270.3a-5 (a) introductory text revised..........................02-43536 270.3a-6 (a) revised............................................02-43536 270.6c-6 (h) introductory text revised..........................02-43536 270.6e-2 (b)(15)(iv) revised....................................02-43536 270.6e-3(T) (b)(15)(iii)(B) revised.............................02-43536 270.8b-11 Authority citation removed; (b) revised 02-19870 270.8b-12 (b) revised...........................................02-19870 270.10f-3 (b)(1) and (4) revised................................02-31079 270.30f-1 Redesignated as 270.30h-1; revised....................02-43537 270.30h-1 Redesignated from 270.30f-1...........................02-43537 270.17a-8 Revised...............................................02-48518 274 Authority citation revised; Form N-1A amended 02-19870 274.11d Added...................................................02-19870 274.12 Revised; Form N-8B-2 amended; Form N-6 added.......................................................02-19870 274.101 Form N-SAR amended......................................02-31079 274.202 Revised; Form 3 amended.................................02-43537 274.203 Revised.................................................02-43537 Proposed Rules: 3...............................................................02-19358 37..............................................................02-20702 38..............................................................02-20702 39..............................................................02-20702 40..............................................................02-20702 210.............................................................02-44964 228...................................................02-35620, 02-42914 229...............................02-19896, 02-35620, 02-42914, 02-44964 230...................................................02-19914, 02-36712 232.............................................................02-41877 239.........................................02-19886, 02-19914, 02-36712 240..........02-19896, 02-30628, 02-38588, 02-38610, 02-39642, 02-39647, 02-41877, 02-42914 249...........02-19896, 02-19914, 02-35620, 02-38610, 02-41877, 02-42914 270...................................................02-31081, 02-36712 274...................................................02-19886, 02-36712 275...................................................02-19500, 02-48579 279...................................................02-19500, 02-48579 420.............................................................02-49630