[List of CFR Sections Affected (LSA), October 2000]
[From the U.S. Government Publishing Office, www.gpo.gov]


[[Page 59]]

 
TITLE 17--COMMODITY AND SECURITIES EXCHANGES

Chapter I--Commodity Futures Trading Commission (Parts 1--199)

1 Fee schedules.................................................00-46578
1.17 (c)(5)(v), (e)(1)(ii) and (h)(1)(iii) revised
00-21311
(h)(2)(vii)(C) and (3)(vi) revised............................00-51531
1.59 (a)(2) through (8) redesignated as (a)(4)
through (10); new (a)(2) and (3) added;
heading, new (a)(4), (b) introductory text,
(1) introductory text, (i), (c) and (d)
revised.....................................................00-47847
4.2 (a) revised.................................................00-58649
4.5 (a)(4)(ii), (iii) and (iv) amended; (a)(4)(v)
added.......................................................00-24128
(a)(4) corrected..............................................00-25980
4.7 Revised.....................................................00-47854
4.21 (a) revised................................................00-58649
4.26 (a), (b) and (d) revised...................................00-58649
4.36 (d) revised................................................00-58650
5 Fee schedules.................................................00-46578
30 Order........................................................00-60560
30.1 (d) and (e) added..........................................00-47280
30.6 (b) revised................................................00-47859
30.12 Added.....................................................00-47280
30 Appendix B revised...........................................00-60558
140.72 (a) amended..............................................00-64137
140.73 (a) amended..............................................00-64137
140.99 (i)(A) and (B) redesignated as (i)(1) and
(2); new (i)(1) amended.....................................00-47859
143 Authority citation revised..................................00-45711
143.8 (a) and (c) revised.......................................00-45711
146 Authority citation revised..................................00-53560
146.11 (a) introductory text revised............................00-53560
180.3 (b)(2)(vi) revised........................................00-47859

Chapter II--Securities and Exchange Commission (Parts 200--399)

200.30-5 (e) introductory text revised; (e)(7)
added.......................................................00-57447
200.30-11 (b)(2) revised........................................00-57448
200.80--200.83 (Subpart D) Authority citation
revised.....................................................00-55182
200.80 (b)(7)(ii) removed; (a)(3), (4), (b)(7)(i)
introductory text and (A) through (F)
redesignated as (a)(4), (5), (b)(7)
introductory text and (i) through (vi); (a)(2)
introductory text, (iv), (v), new (4),
(b)(4)(ii), new (7)(vi) and (8) amended;
(a)(2)(vi) and new (3) added................................00-55182
(c)(1) introductory text, (i), (iii), (2) and
(d)(1) amended; (d)(5), (d)(6) introductory
text and (ii) revised.......................................00-55183
(d)(8) introductory text and (e)(4) revised;
(d)(9) heading and (i) removed; (d)(9)(ii)
redesignated as (d)(9); (e) introductory text,
(1), (3), (7)(i), (ii) and (8)(iii) amended.................00-55184
208.83 (c)(2) through (6) revised; (c)(7) and (8)
added.......................................................00-55184
(e)(1) revised; (g), (h) and (i) redesignated as
(h), (i) and (j); (d)(1), (e)(2) through (5)
and new (h)(1), (2) and (i) amended; new (g)
and (k) added...............................................00-55185
200.303 (a) introductory text amended...........................00-55185
(a)(2), (3) and (b)(2) amended; (a)(4) revised
00-55186
200.306 (a) introductory text revised...........................00-55186
200.308 (a)(1) introductory text, (9)(ii) and
(b)(1) amended; (a)(2) revised..............................00-55186
200.310 (a) and (b) amended.....................................00-55186
200.312 (a)(1) through (6) revised; (a)(7) and (8)
removed.....................................................00-55186
210.3-10 Revised................................................00-51707
210.3-16 Added..................................................00-51710
211 Staff accounting bulleting..................................00-40993
Interpretive release and Staff Accounting
Bulletin....................................................00-51710
228.310 Note 3 redesignated as Note 5; new Notes 3
and 4 added.................................................00-51710
228.601 (a) table amended; (b)(27) and (28), (c)
and Appendixes A through F removed..........................00-24799
229.601 (a) table amended; (b)(27) and (28), (c)
and Appendixes A through F removed..........................00-24799
230 Authority citation amended..................................00-47284
230.110 (b) revised.............................................00-24799
230.160 Added...................................................00-47284

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230.237 Added...................................................00-37676
230.483 Heading revised; (e) removed............................00-24799
231 Interpretive releases.............................00-25856, 00-47284
232.11 Amended..................................................00-24800
232.12 (b) and (c) revised......................................00-24800
232.103 Revised.................................................00-24800
232.104 (b) revised; (f) added..................................00-24800
232.105 (a), (b) and (c) revised................................00-24800
232.301 Revised.......................................00-34080, 00-39087
232.302 (a) revised.............................................00-24800
232.303 (a)(4) removed..........................................00-24800
232.304 (a) amended; (d) revised; (a) note, (e)
and (f) added...............................................00-24801
232.311 (c) removed; (d) through (i) redesignated
as (c) through (h)..........................................00-24801
232.401--232.402 Undesignated center heading and
sections removed............................................00-24801
232.501 Introductory text revised...............................00-24801
239.12 Form S-2 amended.........................................00-24801
239.13 Form S-3 amended.........................................00-24801
239.16 Form S-8 amended.........................................00-24801
239.62 Form ET amended..........................................00-24802
240.0-2 (b) revised.............................................00-24801
240.9b-1 (a)(3), (b)(2)(i), (ii), (c) and (d)
revised.....................................................00-64137
240.10b5-1 Added................................................00-51737
240.10b5-2 Added................................................00-51738
240.12f-2 (a) revised...........................................00-53565
240.12g3-2 (a) revised..........................................00-37676
240.12h-5 Added.................................................00-51711
240.17a-24 Removed..............................................00-36610
240.17Ac2-2 Revised.............................................00-36610
241 Interpretive releases.............................00-25856, 00-46588
242.301 Regulation at 63 FR 70921 stayed in part
4-1-00 through 12-1-00......................................00-18888
243 Added.......................................................00-51738
248 Added.......................................................00-40362
249 Authority citation amended..................................00-51739
249.220f Form 20-F amended......................................00-51711
249.308 Amended; Form 8-K amended...............................00-51739
249.445 Form ET amended.........................................00-24802
249b.1202 Form TA-2 revised.....................................00-36610
250.21 (b)(1) revised...........................................00-24801
250.87 (b) corrected; CFR correction............................00-52644
259.5s Form U5S amended.........................................00-24801
259.101 Form U-1 amended........................................00-24801
259.313 Form U-13-60 amended....................................00-24802
259.402 Form U-3A-2 amended.....................................00-24802
259.601 Form ET amended.........................................00-24802
260.0-5 (b) revised.............................................00-24802
270.7d-1 (b)(8)(v) introductory text revised....................00-25637
270.7d-2 Added..................................................00-37677
270.8b-2 Introductory text amended..............................00-24802
270.8b-23 (a) amended...........................................00-24802
270.8b-32 (c)(1) designation and (2) removed....................00-24802
270.17f-4 (b) introductory text revised.........................00-25637
270.17f-5 Revised...............................................00-25637
270.17f-7 Added.................................................00-25638
271 Interpretive releases...................00-25857, 00-46588, 00-47284
274.101 Form N-SAR amended......................................00-24802
274.401 Form ET amended.........................................00-24802
275 Authority citation amended..................................00-57448
275.0-2 Revised.................................................00-57448
275.0-7 (a)(1) and (b)(1) revised...............................00-57448
275.203-1 Revised...............................................00-57448
275.203-2 Revised...............................................00-57449
275.230-3 Added.................................................00-57449
275.203A-1 Revised..............................................00-57449
275.203A-2 (b)(3) amended; (d)(2), (3), (e)(2),
(3) and (4) revised.........................................00-57450
275.204-1 Revised...............................................00-57450
275.204-5 Removed...............................................00-57450
279.1 Form ADV revised..........................................00-57451
279.2 Form ADV-W revised........................................00-57451
279.3 Form ADV-H added..........................................00-57451
279.4 Form ADV-NR revised.......................................00-57451
279.5 Removed...................................................00-57451
279.6 Removed...................................................00-57451
279.7 Removed...................................................00-57451
279.9 Removed...................................................00-57451

Proposed Rules:

1...00-35304, 00-38986, 00-39008, 00-39039, 00-49208, 00-52051, 00-64904
3...........................................00-39008, 00-39039, 00-49208
4.......................00-20395, 00-39008, 00-39039, 00-46122, 00-49208
5...........................................00-38986, 00-39039, 00-49208
15..........................................00-38986, 00-39039, 00-49208
20..........................................00-38986, 00-39039, 00-49208
30..............................................................00-53946
35....................................................00-39033, 00-49208
36..........................................00-38986, 00-39039, 00-49208
37..........................................00-38986, 00-39039, 00-49208
38..........................................00-38986, 00-39039, 00-49208
39..........................................00-39027, 00-39039, 00-49208
100.........................................00-38986, 00-39039, 00-49208
140.........................................00-39008, 00-39039, 00-49208

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155.........................................00-39008, 00-39039, 00-49208
166.........................................00-39008, 00-39039, 00-49208
170.........................................00-38986, 00-39039, 00-49208
180.........................................00-38986, 00-39039, 00-49208
200.............................................................00-20524
210.........................................00-43148, 00-49955, 00-54189
240..........00-26534, 00-43148, 00-47918, 00-48406, 00-49955, 00-54189,
00-59766
275.............................................................00-20524
279.............................................................00-20524